{"url":"https://nivawealth.com/firms/franklin-templeton-investments-111364","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111364","regulatoryAum":12774267541,"crd":"111364","secFileNumber":"801-58185","legalName":"Franklin Templeton Investments Corp.","displayName":"Franklin Templeton Investments","website":"https://www.franklintempleton.ca/en-ca","founded":null,"organization":"corporation organized in Canada","fiscalYearEnd":"September","headquarters":{"street":"200 King Street West, Suite 1400","city":"Toronto (ontario)","state":"","stateName":"","country":"Canada","postalCode":"M5H 3T4"},"tradeNames":["Clearbridge Investments","Franklin Fixed Income","Franklin Templeton","Franklin Templeton Canada","Franklin Templeton Fixed Income","Franklin Templeton Institutional","Franklin Templeton Investment Solutions"],"registration":{"secApproved":"6 December 2000","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":193,"advisory":28,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":12766272370,"discretionaryAccounts":100,"nonDiscretionary":7995171,"nonDiscretionaryAccounts":1,"wrapProgram":11474757,"nonUsClientsPct":95,"nonAumClients":47},"clientTypes":[{"label":"High-net-worth individuals","clients":47,"regulatoryAum":11505051},{"label":"Investment companies","clients":3,"regulatoryAum":924256791},{"label":"Pooled investment vehicles","clients":48,"regulatoryAum":10509271380},{"label":"Pension and profit-sharing plans","clients":17,"regulatoryAum":223658249},{"label":"Charitable organizations","clients":23,"regulatoryAum":271552143},{"label":"State or municipal government entities","clients":null,"regulatoryAum":22520960},{"label":"Other investment advisers","clients":null,"regulatoryAum":7995170},{"label":"Insurance companies","clients":null,"regulatoryAum":126371253},{"label":"Sovereign wealth funds and foreign official institutions","clients":null,"regulatoryAum":677123342},{"label":"Other","clients":null,"regulatoryAum":13202}],"fees":[],"feeNotes":[],"custodians":[{"name":"Royal Bank of Canada","shortName":"Royal Bank of Canada","location":"Toronto","smaAssets":376486460},{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":686602290}],"custodyNote":"Franklin Templeton Investments has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Thomas Ogorman","title":"Senior Vice-President/ Director Lam Americas Fixed Income","crd":"4379979"},{"name":"Tina Sadler","title":"Exec. Vice President/Portfolio Manager/Research Analyst","crd":"2763952"},{"name":"David Paterson","title":"Chief Financial Officer and Director","crd":"7001546"},{"name":"Kathy Lisa Johnson","title":"Chief Compliance Officer","crd":"7994565"},{"name":"Garey Aitken","title":"Managing Director, Head of Canadian Equities","crd":"5623780"},{"name":"Andrew Ashton","title":"Director and Chairman","crd":"6763546"},{"name":"Bradley Beuttenmiller","title":"Senior Associate General Counsel","crd":"5095866"},{"name":"Dennis Tew","title":"Head of Sales, Director","crd":"4742091"}],"ownership":[{"label":"Templeton International, Inc.","detail":"Shareholder in the 75% or more ownership band and a control person, since April 2018."},{"label":"Franklin Templeton, Inc.","detail":"Indirect owner: a shareholder of Legg Mason, Inc. in the 75% or more band and a control person, since July 2020.","parent":"Legg Mason, Inc."},{"label":"Templeton Worldwide, Inc.","detail":"Indirect owner: a shareholder of Templeton International, Inc. in the 75% or more band and a control person, since April 2018.","parent":"Templeton International, Inc."},{"label":"Legg Mason, Inc.","detail":"Indirect owner: a shareholder of Templeton Worldwide, Inc. in the 75% or more band and a control person, since June 2021.","parent":"Templeton Worldwide, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"416-957-6000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":44},{"label":"Sovereign bonds","percent":4},{"label":"Investment grade corporate bonds","percent":5},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":47}],"privateFunds":0},"sources":{"adv1FilingDate":"16 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111364/PDF/111364.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Franklin Templeton Investments have?","answer":"Franklin Templeton Investments has 138 clients and manages $12.8 billion for them, as of September 2026. They include 48 pooled investment vehicles, 47 high-net-worth individuals and 23 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Franklin Templeton Investments offer?","answer":"Franklin Templeton Investments provides portfolio management for investment companies, portfolio management for institutions and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Franklin Templeton Investments use?","answer":"Franklin Templeton Investments’ separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $686,602,290 and Royal Bank of Canada (Toronto), with $376,486,460. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Franklin Templeton Investments have?","answer":"Franklin Templeton Investments has 0 investment adviser representatives registered with state securities authorities, out of 193 employees, and 28 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Franklin Templeton Investments invest in?","answer":"At the end of its last fiscal year, Franklin Templeton Investments’ separately managed accounts held 47% pooled vehicles (private funds and similar), 44% exchange-traded equities, 5% investment grade corporate bonds and 4% sovereign bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Franklin Templeton Investments?","answer":"Franklin Templeton Investments is owned through a chain of holding companies by Franklin Templeton, Inc. Its direct owner is Templeton International, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Franklin Templeton Investments get paid?","answer":"Franklin Templeton Investments is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}