{"url":"https://nivawealth.com/firms/fpc-investment-advisory-122728","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/122728","regulatoryAum":364599434,"crd":"122728","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5814146","suffix":null,"lastName":"GOLKAR","firstName":"BIJAN","middleName":null},{"crd":"7211724","suffix":null,"lastName":"Kalabokes","firstName":"Matthew","middleName":"M"},{"crd":"6719804","suffix":null,"lastName":"Schalch","firstName":"Tyler","middleName":"Louis"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2020-12-07","regulatoryAum":163632689,"clients":150,"employees":5,"offices":2},{"filedOn":"2022-05-05","regulatoryAum":208860814,"clients":159,"employees":4,"offices":2},{"filedOn":"2022-12-16","regulatoryAum":167881323,"clients":161,"employees":4,"offices":2},{"filedOn":"2024-05-17","regulatoryAum":225307017,"clients":171,"employees":3,"offices":2},{"filedOn":"2025-06-02","regulatoryAum":297218585,"clients":174,"employees":5,"offices":2},{"filedOn":"2026-03-09","regulatoryAum":364599434,"clients":162,"employees":5,"offices":2}],"secFileNumber":"801-112493","legalName":"FPC Investment Advisory, Inc.","displayName":"FPC Investment Advisory","slug":"fpc-investment-advisory-122728","website":"https://fpcwealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/122728/9f1799cb5a24f9ba-r1.webp","tone":"light","width":427,"height":200,"sourceUrl":"https://fpcwealth.com/","sourceLabel":"FPC Investment Advisory, Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/fpc-investment-advisory-inc-/","founded":"1994","organization":"California corporation","fiscalYearEnd":"September","headquarters":{"street":"1465 North McDowell BLVD, Suite 170","city":"Petaluma","state":"CA","stateName":"California","country":"United States","postalCode":"94954"},"tradeNames":["FPC Wealth"],"registration":{"secApproved":"26 February 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2250613.7901234566,"staff":{"employees":5,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":364599434,"discretionary":364599434,"discretionaryAccounts":753,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":70,"regulatoryAum":81955353},{"label":"High-net-worth individuals","clients":92,"regulatoryAum":282644081}],"feePrograms":[{"role":"other","program":"Consulting services","summary":"Consulting services are billed hourly, generally starting at $400 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=997175","versionId":997175,"submittedOn":"2025-11-25","documentName":"2A BROCHURE"},{"role":"other","program":"Financial planning","summary":"Financial planning is billed on a fixed or hourly fee basis; the hourly fee range begins at $400, plus expenses.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=997175","versionId":997175,"submittedOn":"2025-11-25","documentName":"2A BROCHURE"},{"role":"other","program":"Tax return preparation","summary":"Tax return preparation generally ranges from $400 to $2,500, depending on complexity and the forms in the return; advisory clients receive a discount.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=997175","versionId":997175,"submittedOn":"2025-11-25","documentName":"2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T08:49:10.309371+00:00","documents":[{"name":"2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=997175","versionId":997175,"submittedOn":"2025-11-25"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":364599434}],"custodyNote":"FPC Investment Advisory has custody of $98.2M in client assets for 115 clients.","otherCustodians":[],"leadership":[{"name":"Bijan Golkar","title":"President and Chief Compliance Officer","crd":"5814146"},{"name":"Tyler Schalch","title":"Chief Investment Officer","crd":"6719804"}],"ownership":[{"label":"Bijan Golkar","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since August 2010."},{"label":"Tyler Schalch","detail":"Chief investment officer in the 25% to 50% ownership band and a control person, since September 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"1465 North McDowell BLVD, Suite 170","city":"Petaluma","headquarters":true},{"street":"1250 Aviation Ave.","city":"San Jose"}]}],"brochureServices":["education planning","insurance","tax planning","tax preparation"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"707-795-0500","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":49},{"label":"Securities issued by registered investment companies or business development companies","percent":40},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":11}],"privateFunds":0},"sources":{"adv1FilingDate":"9 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/122728/PDF/122728.pdf","brochureDate":"25 November 2025","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=997175","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does FPC Investment Advisory have?","answer":"FPC Investment Advisory has 162 clients and manages $365 million for them, as of March 2026. They include 92 high-net-worth individuals and 70 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does FPC Investment Advisory offer?","answer":"FPC Investment Advisory provides financial planning, portfolio management for individuals and small businesses, education planning, insurance, tax planning, and tax preparation.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does FPC Investment Advisory use?","answer":"FPC Investment Advisory’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $365M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does FPC Investment Advisory have?","answer":"FPC Investment Advisory has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does FPC Investment Advisory invest in?","answer":"At the end of its last fiscal year, FPC Investment Advisory’s separately managed accounts held 49% exchange-traded equities, 40% registered funds (mutual funds, ETFs, BDCs), 11% cash and equivalents and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns FPC Investment Advisory?","answer":"FPC Investment Advisory’s direct owners are Bijan Golkar (75% or more) and Tyler Schalch (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 9 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does FPC Investment Advisory get paid?","answer":"FPC Investment Advisory is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact FPC Investment Advisory?","answer":"FPC Investment Advisory’s main office is at 1465 North McDowell BLVD, Suite 170, Petaluma, CA 94954. Its phone number is 707-795-0500. Its website is fpcwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/fpc-investment-advisory-122728/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-13","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2021217/000142050626001636/0001420506-26-001636-index.html","totalValue":211947645,"positionCount":36,"top10Share":0.8564915547893915,"top10":[{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US LRG CAP ETF","cusip":"808524201","value":36454342,"shares":1243751,"shareType":"SH","priorValue":34149016,"priorShares":1213540},{"issuer":"ISHARES TR","titleOfClass":"CORE 1 5 YR USD","cusip":"46432F859","value":33124265,"shares":688511,"shareType":"SH","priorValue":31733135,"priorShares":653483},{"issuer":"VANGUARD BD INDEX FDS","titleOfClass":"INTERMED 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}