{"url":"https://nivawealth.com/firms/four-tree-island-advisory-158851","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/158851","regulatoryAum":182195722,"crd":"158851","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2779133","suffix":null,"lastName":"GREGG","firstName":"ERIC","middleName":"JAMES"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-03-19","regulatoryAum":122525709,"clients":48,"employees":2,"offices":1},{"filedOn":"2025-03-25","regulatoryAum":163075608,"clients":57,"employees":2,"offices":1},{"filedOn":"2026-03-02","regulatoryAum":182195722,"clients":54,"employees":2,"offices":1}],"secFileNumber":"801-129929","legalName":"Four Tree Island Advisory LLC","displayName":"Four Tree Island Advisory","slug":"four-tree-island-advisory-158851","website":"https://fourtreeislandadvisory.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New Hampshire limited liability company","fiscalYearEnd":"December","headquarters":{"street":"126 Daniel Street, Suite 120","city":"Portsmouth","state":"NH","stateName":"New Hampshire","country":"United States","postalCode":"03801"},"tradeNames":[],"registration":{"secApproved":"18 April 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3271815.9056603773,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":182195722,"discretionary":182195722,"discretionaryAccounts":136,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":18,"regulatoryAum":10049398},{"label":"High-net-worth individuals","clients":35,"regulatoryAum":163356845},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":1870439},{"label":"Insurance companies","clients":null,"fewerThan5":true,"regulatoryAum":6919040}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T14:23:33.847834+00:00","documents":[{"name":"FTIA BROCHURE AND BROCHURE SUPPLEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013268","versionId":1013268,"submittedOn":"2026-03-02"}]},"custodians":[{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":164823622}],"custodyNote":"Four Tree Island Advisory does not have custody of client assets.","leadership":[{"name":"Jennifer Philbrick","title":"Chief Compliance Officer","crd":"6312844"},{"name":"Eric Gregg","title":"Owner/Principal","crd":"2779133"}],"ownership":[{"label":"Eric Gregg","detail":"Owner/principal in the 75% or more ownership band and a control person, since September 2010."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Hampshire","offices":1,"addresses":[{"street":"126 Daniel Street, Suite 120","city":"Portsmouth","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"603-427-8053","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":91},{"label":"U.S. government/agency bonds","percent":1},{"label":"Derivatives","percent":7},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"2 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/158851/PDF/158851.pdf","brochureDate":"2 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013268","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Four Tree Island Advisory have?","answer":"Four Tree Island Advisory has 54 clients and manages $182 million for them, as of March 2026. They include 35 high-net-worth individuals, 18 individual clients and 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Four Tree Island Advisory offer?","answer":"Four Tree Island Advisory provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Four Tree Island Advisory use?","answer":"Four Tree Island Advisory’s separately managed account assets are held at Interactive Brokers LLC (Greenwich, CT), with $165M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Four Tree Island Advisory have?","answer":"Four Tree Island Advisory has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Four Tree Island Advisory invest in?","answer":"At the end of its last fiscal year, Four Tree Island Advisory’s separately managed accounts held 91% exchange-traded equities, 7% derivatives, 1% U.S. government and agency bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Four Tree Island Advisory?","answer":"Four Tree Island Advisory’s direct owner is Eric Gregg (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Four Tree Island Advisory get paid?","answer":"Four Tree Island Advisory is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Four Tree Island Advisory registered with the SEC?","answer":"Yes, Four Tree Island Advisory has been registered with the SEC as an investment adviser since 18 April 2024. Its CRD number is 158851 and its SEC file number is 801-129929.","source":"Form ADV Part 1A, Item 1, filed 2 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Four Tree Island Advisory?","answer":"Four Tree Island Advisory’s main office is at 126 Daniel Street, Suite 120, Portsmouth, NH 03801. Its phone number is 603-427-8053. Its website is fourtreeislandadvisory.com.","source":"Form ADV Part 1A, Item 1.F, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/four-tree-island-advisory-158851/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-07","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2048142/000204814226000003/0002048142-26-000003-index.html","totalValue":303246629,"positionCount":24,"top10Share":0.9317644088304111,"top10":[{"issuer":"LAM RESEARCH CORP","titleOfClass":"COM NEW","cusip":"512807306","value":98712574,"shares":227800,"shareType":"SH","priorValue":48778578,"priorShares":228300},{"issuer":"APPLIED MATLS INC","titleOfClass":"COM","cusip":"038222105","value":39258900,"shares":54300,"shareType":"SH","priorValue":19741107,"priorShares":57758},{"issuer":"MUELLER INDS 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}