{"url":"https://nivawealth.com/firms/fosun-asset-management-limited-288360","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/288360","regulatoryAum":1494379141,"crd":"288360","history":[{"filedOn":"2021-06-29","regulatoryAum":429000000,"clients":0,"employees":8,"offices":1},{"filedOn":"2022-04-01","regulatoryAum":445000000,"clients":0,"employees":19,"offices":1},{"filedOn":"2023-03-09","regulatoryAum":562000000,"clients":6,"employees":23,"offices":1},{"filedOn":"2024-03-15","regulatoryAum":783500000,"clients":7,"employees":22,"offices":1},{"filedOn":"2025-03-25","regulatoryAum":1077574513,"clients":8,"employees":21,"offices":1},{"filedOn":"2026-03-19","regulatoryAum":1494379141,"clients":8,"employees":19,"offices":1}],"secFileNumber":"801-112564","legalName":"Fosun Asset Management Limited","displayName":"Fosun Asset Management Limited","slug":"fosun-asset-management-limited-288360","website":"https://fosunam.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"corporation organized in Hong Kong","fiscalYearEnd":"December","headquarters":{"street":"Unit 1201, Standard Chartered Bank Building, 4-4a Des Voeux Road Central, Central","city":"Hong Kong","state":"","stateName":"","country":"Hong Kong","postalCode":null},"tradeNames":[],"registration":{"secApproved":"2 March 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":19,"advisory":12,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1494379141,"discretionary":1494379141,"discretionaryAccounts":26,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":2},"clientTypes":[{"label":"Pooled investment vehicles","clients":3,"regulatoryAum":151465365},{"label":"Insurance companies","clients":5,"regulatoryAum":1342913776}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"BNP Paribas S.a.","shortName":"BNP Paribas S.a.","location":"Paris","smaAssets":898330232},{"name":"Bank of New York Mellon","shortName":"Bank of New York Mellon","location":"New York, NY","smaAssets":135154745},{"name":"Industrial and Commercial Bank of China (Macau) Limited","shortName":"Industrial and Commercial Bank of China (Macau) Limited","location":"Macau","smaAssets":309428799},{"name":"Bank of China (Hong Kong) Limited","shortName":"Bank of China (Hong Kong) Limited","location":"Hong Kong","smaAssets":76465365}],"custodyNote":"Fosun Asset Management Limited has custody of $151M in client assets for 3 clients.","otherCustodians":[],"leadership":[{"name":"Zewei Qian","title":"Director / Chief Executive Officer","crd":"8238574"},{"name":"Zhan Shen","title":"Chief Operating Officer / Director","crd":"7346907"},{"name":"Chun Pong Choi","title":"Compliance / Senior Director / Chief Compliance Officer","crd":"7253148"},{"name":"Sinyuan Kungsen","title":"Director","crd":"6894090"},{"name":"Jie Fei Wang","title":"Director","crd":"7632971"}],"ownership":[{"label":"Fosun Asset Holdings Limited","detail":"Shareholder in the 75% or more ownership band and a control person, since June 2014."},{"label":"Fosun International Holdings LTD.","detail":"Indirect owner: a shareholder of Fosun Holdings Limited in the 75% or more band and a control person, since May 2005.","parent":"Fosun Holdings Limited"},{"label":"Fosun International Limited","detail":"Indirect owner: a shareholder of Fosun Asset Holdings Limited in the 75% or more band and a control person, since April 2014.","parent":"Fosun Asset Holdings Limited"},{"label":"Fosun Holdings Limited","detail":"Indirect owner: a shareholder of Fosun International Limited in the 50% to 75% band and a control person, since August 2005.","parent":"Fosun International Limited"},{"label":"Guangchang Guo","detail":"Indirect owner: a shareholder of Fosun International Holdings LTD. in the 75% or more band and a control person, since September 2004.","parent":"Fosun International Holdings LTD."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"85225092873","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Non-exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":8},{"label":"Sovereign bonds","percent":3},{"label":"Investment grade corporate bonds","percent":76},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"19 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/288360/PDF/288360.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fosun Asset Management Limited have?","answer":"Fosun Asset Management Limited has 8 clients and manages $1.49 billion for them, as of March 2026. They include 5 insurance companies and 3 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fosun Asset Management Limited offer?","answer":"Fosun Asset Management Limited provides portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Fosun Asset Management Limited use?","answer":"Fosun Asset Management Limited’s separately managed account assets are held at BNP Paribas S.a. (Paris), with $898M, Industrial and Commercial Bank of China (Macau) Limited (Macau), with $309M, Bank of New York Mellon (New York, NY), with $135M and Bank of China (Hong Kong) Limited (Hong Kong), with $76.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fosun Asset Management Limited have?","answer":"Fosun Asset Management Limited has 0 investment adviser representatives registered with state securities authorities, out of 19 employees, and 12 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fosun Asset Management Limited invest in?","answer":"At the end of its last fiscal year, Fosun Asset Management Limited’s separately managed accounts held 76% investment grade corporate bonds, 8% U.S. government and agency bonds, 6% cash and equivalents, 5% non-exchange-traded equities, 3% sovereign bonds and 2% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fosun Asset Management Limited?","answer":"Fosun Asset Management Limited is owned through a chain of holding companies by Guangchang Guo. Its direct owner is Fosun Asset Holdings Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fosun Asset Management Limited get paid?","answer":"Fosun Asset Management Limited is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fosun Asset Management Limited?","answer":"Fosun Asset Management Limited’s main office is at Unit 1201, Standard Chartered Bank Building, 4-4a Des Voeux Road Central, Central, Hong Kong. Its phone number is 85225092873. Its website is fosunam.com.","source":"Form ADV Part 1A, Item 1.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}