{"url":"https://nivawealth.com/firms/foster-and-wood-165362","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/165362","regulatoryAum":218692762,"crd":"165362","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4584178","suffix":null,"lastName":"FOSTER","firstName":"DAVID","middleName":"TARR"},{"crd":"7874674","suffix":null,"lastName":"SIX","firstName":"JEREMY","middleName":"DURKIN"},{"crd":"4428218","suffix":null,"lastName":"WOOD","firstName":"TIMOTHY","middleName":"EDWARD"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-24","regulatoryAum":115672927,"clients":87,"employees":2,"offices":1},{"filedOn":"2022-02-17","regulatoryAum":137409513,"clients":93,"employees":2,"offices":1},{"filedOn":"2023-03-21","regulatoryAum":138509167,"clients":104,"employees":2,"offices":1},{"filedOn":"2024-03-18","regulatoryAum":164248088,"clients":109,"employees":3,"offices":1},{"filedOn":"2025-03-25","regulatoryAum":188979127,"clients":107,"employees":3,"offices":1},{"filedOn":"2026-03-20","regulatoryAum":218692762,"clients":108,"employees":3,"offices":1}],"secFileNumber":"801-120625","legalName":"Foster & Wood, Inc.","displayName":"Foster & Wood","slug":"foster-and-wood-165362","website":"https://fosterandwood.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"founded":null,"organization":"Oregon corporation","fiscalYearEnd":"December","headquarters":{"street":"5 Centerpointe Drive, Suite 400","city":"Lake Oswego","state":"OR","stateName":"Oregon","country":"United States","postalCode":"97035"},"tradeNames":["Foster & Wood"],"registration":{"secApproved":"26 March 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":680630.9705882353,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":218692762,"discretionary":155218813,"discretionaryAccounts":126,"nonDiscretionary":63473949,"nonDiscretionaryAccounts":96,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":47,"regulatoryAum":9075417},{"label":"High-net-worth individuals","clients":21,"regulatoryAum":37207489},{"label":"Pension and profit-sharing plans","clients":40,"regulatoryAum":172409856}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":79501320},{"name":"Broadridge Business Process Outsourcing, LLC","shortName":"Broadridge Business Process Outsourcing","location":"Edgewood, NY","smaAssets":34066487},{"name":"Empower Financial Services, Inc.","shortName":"Empower","location":"Greenwood Village, CO","smaAssets":48358743},{"name":"Adp Broker-Dealer, Inc.","shortName":"Adp Broker-Dealer","location":"Roseland, NJ","smaAssets":23395090}],"custodyNote":"Foster & Wood has custody of $2.63M in client assets for 3 clients.","otherCustodians":[],"leadership":[{"name":"David Foster","title":"President/ CCO","crd":"4584178"},{"name":"Timothy Wood","title":"Principal","crd":"4428218"}],"ownership":[{"label":"David Foster","detail":"President/ cco in the 75% or more ownership band and a control person, since August 2012."},{"label":"Timothy Wood","detail":"Principal in the 5% to 10% ownership band and a control person, since May 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Oregon","offices":1,"addresses":[{"street":"5 Centerpointe Drive, Suite 400","city":"Lake Oswego","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"503-785-9844","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Non-exchange-traded equity securities","percent":98},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"20 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/165362/PDF/165362.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Foster & Wood have?","answer":"Foster & Wood has 108 clients and manages $219 million for them, as of March 2026. They include 47 individual clients, 40 pension and profit-sharing plans, and 21 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Foster & Wood offer?","answer":"Foster & Wood provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Foster & Wood use?","answer":"Foster & Wood’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $79.5M, Empower Financial Services, Inc. (Greenwood Village, CO), with $48.4M, Broadridge Business Process Outsourcing, LLC (Edgewood, NY), with $34.1M and Adp Broker-Dealer, Inc. (Roseland, NJ), with $23.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Foster & Wood have?","answer":"Foster & Wood has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Foster & Wood invest in?","answer":"At the end of its last fiscal year, Foster & Wood’s separately managed accounts held 98% non-exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Foster & Wood?","answer":"Foster & Wood’s direct owners are David Foster (75% or more) and Timothy Wood (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Foster & Wood get paid?","answer":"Foster & Wood is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Foster & Wood?","answer":"Foster & Wood’s main office is at 5 Centerpointe Drive, Suite 400, Lake Oswego, OR 97035. Its phone number is 503-785-9844. Its website is fosterandwood.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}