{"url":"https://nivawealth.com/firms/fortune-45-170693","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/170693","regulatoryAum":237666282,"crd":"170693","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8007786","suffix":null,"lastName":"HEBERT","firstName":"TAYLER","middleName":"ANN"},{"crd":"6352511","suffix":null,"lastName":"RODRIGUE","firstName":"JESSE","middleName":"BRIAN"},{"crd":"7095324","suffix":null,"lastName":"Varisco Lulich","firstName":"Victoria","middleName":"Michel"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-20","regulatoryAum":101507070,"clients":405,"employees":3,"offices":1},{"filedOn":"2022-04-06","regulatoryAum":137897111,"clients":517,"employees":3,"offices":1},{"filedOn":"2023-03-13","regulatoryAum":125554953,"clients":525,"employees":4,"offices":2},{"filedOn":"2024-03-14","regulatoryAum":150997531,"clients":514,"employees":4,"offices":2},{"filedOn":"2025-03-26","regulatoryAum":188726258,"clients":602,"employees":4,"offices":2},{"filedOn":"2026-07-07","regulatoryAum":237666282,"clients":653,"employees":5,"offices":1}],"secFileNumber":"801-120997","legalName":"Fortune 45, LLC.","displayName":"Fortune 45","slug":"fortune-45-170693","website":"https://fortune45.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Louisiana limited liability company","fiscalYearEnd":"December","headquarters":{"street":"39309 Tommy Moore RD","city":"Gonzales","state":"LA","stateName":"Louisiana","country":"United States","postalCode":"70737"},"tradeNames":["Fortune 45 Financial Advisors"],"registration":{"secApproved":"28 April 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":358443.97209302324,"staff":{"employees":5,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":237666282,"discretionary":237666282,"discretionaryAccounts":1137,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":621,"regulatoryAum":139705674},{"label":"High-net-worth individuals","clients":24,"regulatoryAum":91490688},{"label":"Charitable organizations","clients":3,"fewerThan5":true,"regulatoryAum":1288653},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":5181267}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043275","versionId":1043275,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-04-29","documentName":"FORTUNE 45 FORM ADV PART 2A","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Advisory Services","summary":"Ongoing financial advisory services are billed at $500 per hour for the estimated hours, quarterly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043275","versionId":1043275,"submittedOn":"2026-04-29","documentName":"FORTUNE 45 FORM ADV PART 2A"},{"role":"other","program":"Financial Planning Services","summary":"Fixed fee for financial planning, generally up to $5,000, negotiable; half is due in advance and the rest on completion.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043275","versionId":1043275,"submittedOn":"2026-04-29","documentName":"FORTUNE 45 FORM ADV PART 2A"},{"role":"other","program":"Flat Annual Advising/Planning Fee","summary":"Flat annual advising/planning fee of up to $1,000 a year, at the firm's discretion, billed annually in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043275","versionId":1043275,"submittedOn":"2026-04-29","documentName":"FORTUNE 45 FORM ADV PART 2A"},{"role":"other","program":"Retirement Plan Services","summary":"Annual asset-based fee up to 1.50% of plan assets, billed quarterly in arrears; fees may be negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043275","versionId":1043275,"submittedOn":"2026-04-29","documentName":"FORTUNE 45 FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:55:41.380048+00:00","documents":[{"name":"FORTUNE 45 FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043275","versionId":1043275,"submittedOn":"2026-04-29"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":237666282}],"custodyNote":"Fortune 45 has custody of $173M for 528 clients.","otherCustodians":[],"leadership":[{"name":"Jesse Rodrigue","title":"Chief Compliance Officer/Chief Executive Officer/President","crd":"6352511"}],"ownership":[{"label":"Jesse Rodrigue","detail":"Chief compliance officer/chief executive officer/president in the 75% or more ownership band and a control person, since January 2014."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Louisiana","offices":1,"addresses":[{"street":"39309 Tommy Moore RD","city":"Gonzales","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"225-614-9599","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":89},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":7,"detail":"CDS"}],"privateFunds":0},"sources":{"adv1FilingDate":"7 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/170693/PDF/170693.pdf","brochureDate":"29 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043275","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fortune 45 have?","answer":"Fortune 45 has 653 clients and manages $238 million for them, as of July 2026. They include 621 individual clients, 24 high-net-worth individuals, and 5 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fortune 45 offer?","answer":"Fortune 45 provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Fortune 45 charge?","answer":"Fortune 45 charges up to 1.50% a year for its Investment Management Services. The fee is billed in arrears and is negotiable.","source":"FORTUNE 45 FORM ADV PART 2A, filed 29 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Fortune 45 use?","answer":"Fortune 45’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $238M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fortune 45 have?","answer":"Fortune 45 has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fortune 45 invest in?","answer":"At the end of its last fiscal year, Fortune 45’s separately managed accounts held 89% exchange-traded equities, 7% other and 4% cash and equivalents. The 7% other category is described as: CDS.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fortune 45?","answer":"Fortune 45’s direct owner is Jesse Rodrigue (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fortune 45 get paid?","answer":"Fortune 45 is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fortune 45?","answer":"Fortune 45’s main office is at 39309 Tommy Moore RD, Gonzales, LA 70737. Its phone number is 225-614-9599. Its website is fortune45.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/fortune-45-170693/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-05","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1918707/000117266126003085/0001172661-26-003085-index.html","totalValue":234046562,"positionCount":36,"top10Share":0.9051735312394804,"top10":[{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":88607057,"shares":129010,"shareType":"SH","priorValue":76947703,"priorShares":128772},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":70419801,"shares":95626,"shareType":"SH","priorValue":54014181,"priorShares":93583},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST INTER BD ETF","cusip":"78464A375","value":16574971,"shares":495365,"shareType":"SH","priorValue":16252726,"priorShares":484576},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"INT-TERM CORP","cusip":"92206C870","value":15610937,"shares":188877,"shareType":"SH","priorValue":15354752,"priorShares":185555},{"issuer":"STATE STR SPDR DOW JONES IND","titleOfClass":"UT SER 1","cusip":"78467X109","value":4325946,"shares":8280,"shareType":"SH","priorValue":3827801,"priorShares":8264},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":4150813,"shares":20742,"shareType":"SH","priorValue":3550478,"priorShares":20359},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":3891477,"shares":13447,"shareType":"SH","priorValue":3327425,"priorShares":13111},{"issuer":"VANGUARD WORLD FD","titleOfClass":"MEGA GRWTH IND","cusip":"921910816","value":3218559,"shares":36611,"shareType":"SH","priorValue":2687874,"priorShares":7315},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":2590424,"shares":7246,"shareType":"SH","priorValue":2084053,"priorShares":7248},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":2462768,"shares":10333,"shareType":"SH","priorValue":2127687,"priorShares":10216}],"positionsListed":36,"positions":[{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":88607057,"shares":129010,"shareType":"SH","priorValue":76947703,"priorShares":128772},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":70419801,"shares":95626,"shareType":"SH","priorValue":54014181,"priorShares":93583},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST INTER BD ETF","cusip":"78464A375","value":16574971,"shares":495365,"shareType":"SH","priorValue":16252726,"priorShares":484576},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"INT-TERM CORP","cusip":"92206C870","value":15610937,"shares":188877,"shareType":"SH","priorValue":15354752,"priorShares":185555},{"issuer":"STATE STR SPDR DOW JONES IND","titleOfClass":"UT SER 1","cusip":"78467X109","value":4325946,"shares":8280,"shareType":"SH","priorValue":3827801,"priorShares":8264},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":4150813,"shares":20742,"shareType":"SH","priorValue":3550478,"priorShares":20359},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":3891477,"shares":13447,"shareType":"SH","priorValue":3327425,"priorShares":13111},{"issuer":"VANGUARD WORLD FD","titleOfClass":"MEGA GRWTH IND","cusip":"921910816","value":3218559,"shares":36611,"shareType":"SH","priorValue":2687874,"priorShares":7315},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":2590424,"shares":7246,"shareType":"SH","priorValue":2084053,"priorShares":7248},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":2462768,"shares":10333,"shareType":"SH","priorValue":2127687,"priorShares":10216},{"issuer":"GE VERNOVA INC","titleOfClass":"COM","cusip":"36828A101","value":1736073,"shares":1477,"shareType":"SH","priorValue":1168834,"priorShares":1339},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":1588890,"shares":2819,"shareType":"SH","priorValue":1573965,"priorShares":2751},{"issuer":"GOLDMAN SACHS GROUP INC","titleOfClass":"COM","cusip":"38141G104","value":1362135,"shares":1345,"shareType":"SH","priorValue":1095609,"priorShares":1295},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":1356096,"shares":3663,"shareType":"SH","priorValue":1162927,"priorShares":3625},{"issuer":"CORNING INC","titleOfClass":"COM","cusip":"219350105","value":1258769,"shares":4926,"shareType":"SH","priorValue":650257,"priorShares":4782},{"issuer":"TERADYNE INC","titleOfClass":"COM","cusip":"880770102","value":1051741,"shares":2173,"shareType":"SH","priorValue":624356,"priorShares":2106},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":1043088,"shares":2480,"shareType":"SH","priorValue":905955,"priorShares":2437},{"issuer":"SANDISK CORP","titleOfClass":"COM","cusip":"80004C200","value":993621,"shares":437,"shareType":"SH","priorValue":268113,"priorShares":422},{"issuer":"DOVER CORP","titleOfClass":"COM","cusip":"260003108","value":946744,"shares":4219,"shareType":"SH","priorValue":829765,"priorShares":3980},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":945595,"shares":2533,"shareType":"SH","priorValue":925132,"priorShares":2499},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":885521,"shares":2343,"shareType":"SH","priorValue":706978,"priorShares":2284},{"issuer":"EATON CORP PLC","titleOfClass":"SHS","cusip":"G29183103","value":871841,"shares":2046,"shareType":"SH"},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":849162,"shares":1697,"shareType":"SH","priorValue":813202,"priorShares":1697},{"issuer":"ISHARES TR","titleOfClass":"MORNINGSTAR GRWT","cusip":"464287119","value":812551,"shares":6942,"shareType":"SH","priorValue":662814,"priorShares":6942},{"issuer":"PROCTER & GAMBLE CO","titleOfClass":"COM","cusip":"742718109","value":754810,"shares":5147,"shareType":"SH"},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":711834,"shares":5098,"shareType":"SH"},{"issuer":"PALANTIR TECHNOLOGIES INC","titleOfClass":"CL A","cusip":"69608A108","value":681469,"shares":5841,"shareType":"SH","priorValue":759778,"priorShares":5194},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P 500 TOP 50","cusip":"46137V233","value":678234,"shares":11074,"shareType":"SH","priorValue":600223,"priorShares":11003},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR P500VAL","cusip":"78464A508","value":638410,"shares":10501,"shareType":"SH","priorValue":591585,"priorShares":10455},{"issuer":"FEDEX FGHT HLDG CO INC","titleOfClass":"COMMON STOCK","cusip":"314352105","value":573951,"shares":3801,"shareType":"SH"},{"issuer":"ORACLE CORP","titleOfClass":"COM","cusip":"68389X105","value":549565,"shares":3748,"shareType":"SH","priorValue":537481,"priorShares":3654},{"issuer":"EXXON MOBIL CORP","titleOfClass":"COM","cusip":"30231G102","value":537593,"shares":3932,"shareType":"SH","priorValue":779879,"priorShares":4597},{"issuer":"VERTIV HOLDINGS CO","titleOfClass":"COM CL A","cusip":"92537N108","value":455877,"shares":1361,"shareType":"SH","priorValue":311547,"priorShares":1243},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":320683,"shares":342,"shareType":"SH","priorValue":341105,"priorShares":342},{"issuer":"EMCOR GROUP INC","titleOfClass":"COM","cusip":"29084Q100","value":317974,"shares":383,"shareType":"SH","priorValue":245858,"priorShares":333},{"issuer":"CHEVRON CORPORATION","titleOfClass":"COM","cusip":"166764100","value":271582,"shares":1638,"shareType":"SH","priorValue":358185,"priorShares":1731}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}