{"url":"https://nivawealth.com/firms/fort-washington-investment-advisors-107126","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107126","regulatoryAum":93472911048,"crd":"107126","secFileNumber":"801-37235","legalName":"Fort Washington Investment Advisors Inc","displayName":"Fort Washington Investment Advisors","website":"http://www.fortwashington.com/","linkedinUrl":"https://www.linkedin.com/company/fort-washington-investment-advisors/","founded":null,"organization":"Ohio corporation","fiscalYearEnd":"December","headquarters":{"street":"303 Broadway, Suite 1200","city":"Cincinnati","state":"OH","stateName":"Ohio","country":"United States","postalCode":"45202"},"tradeNames":[],"registration":{"secApproved":"14 September 1990","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":157,"advisory":72,"brokerDealerReps":15,"insuranceAgents":3,"promoters":4},"aum":{"discretionary":92963146369,"discretionaryAccounts":1608,"nonDiscretionary":509764679,"nonDiscretionaryAccounts":42,"wrapProgram":1368636108,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":586,"regulatoryAum":1117714737},{"label":"Investment companies","clients":1,"regulatoryAum":12628470948},{"label":"Pooled investment vehicles","clients":51,"regulatoryAum":7926448433},{"label":"Pension and profit-sharing plans","clients":9,"regulatoryAum":3917595151},{"label":"Charitable organizations","clients":65,"regulatoryAum":2267831008},{"label":"State or municipal government entities","clients":3,"regulatoryAum":2160672338},{"label":"Insurance companies","clients":12,"regulatoryAum":60817197662},{"label":"Corporations and other businesses","clients":28,"regulatoryAum":2636980771}],"fees":[],"feeNotes":[],"custodians":[{"name":"Bank of New York Mellon","shortName":"Bank of New York Mellon","location":"New York, NY","smaAssets":59939493207}],"custodyNote":"Fort Washington Investment Advisors has custody of $319.7M for 135 clients.","otherCustodians":[],"leadership":[{"name":"Scott Henry","title":"Vice President, Chief Compliance Officer","crd":"8043051"},{"name":"Maribeth Rahe","title":"President & CEO","crd":"4357217"},{"name":"Christopher Shipley","title":"Senior Vice President, Co- Chief Investment Officer","crd":"7865043"},{"name":"Brendan White","title":"Senior Vice President, Co- Chief Investment Officer","crd":"6628990"},{"name":"Gerald Ulland","title":"Director, Chief Financial Officer, Chief Administrative Officer","crd":"6840904"},{"name":"John Barrett","title":"Director","crd":"2066172"},{"name":"David Henderson","title":"Chief Risk Officer","crd":"1189525"},{"name":"Jay Johnson","title":"Treasurer","crd":"6607547"},{"name":"Jonathan Niemeyer","title":"Director","crd":"5863603"},{"name":"Krista Rivers","title":"Managing Director & Head of Business Development","crd":"2517449"},{"name":"Jeffrey Stainton","title":"Secretary","crd":"6629857"},{"name":"Tracey Stofa","title":"Managing Director, Head of Private Client Group","crd":"5489347"},{"name":"Eric Walzer","title":"Managing Director, Investment Operations","crd":"2887084"},{"name":"Donald Wuebbling","title":"Director","crd":"473438"}],"ownership":[{"label":"The Western and Southern Life Insurance Company","detail":"Parent in the 75% or more ownership band and a control person, since December 2006."},{"label":"The Western and Southern Life","detail":"Parent in the 75% or more ownership band and a control person, since December 2006."},{"label":"Western & Southern Mutual Holding Company","detail":"Indirect owner: a parent of Western & Southern Financial Group, Inc. in the 75% or more band and a control person, since September 2000.","parent":"Western & Southern Financial Group, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"18 Corporate Woods Boulevard","city":"Albany"}]},{"state":"Ohio","offices":2,"addresses":[{"street":"303 Broadway, Suite 1200","city":"Cincinnati","headquarters":true},{"street":"25825 Science Park Drive","city":"Beachwood"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"513-361-7600","stateRegisteredReps":17,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":11},{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":2},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":42},{"label":"Non-investment grade corporate bonds","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":31,"detail":"Abs, CMO, Bank Loans, Private Placements,  CMBS, Other Invested Assets"}],"privateFunds":45},"sources":{"adv1FilingDate":"23 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107126/PDF/107126.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fort Washington Investment Advisors have?","answer":"Fort Washington Investment Advisors has 755 clients and manages $93.5 billion for them, as of June 2026. They include 586 high-net-worth individuals, 65 charitable organizations and 51 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fort Washington Investment Advisors offer?","answer":"Fort Washington Investment Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Fort Washington Investment Advisors use?","answer":"Fort Washington Investment Advisors’ separately managed account assets are held at Bank of New York Mellon (New York, NY), with $59,939,493,207. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fort Washington Investment Advisors have?","answer":"Fort Washington Investment Advisors has 17 investment adviser representatives registered with state securities authorities, out of 157 employees, and 72 perform investment advisory functions. 15 are registered representatives of a broker-dealer and 3 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fort Washington Investment Advisors invest in?","answer":"At the end of its last fiscal year, Fort Washington Investment Advisors’ separately managed accounts held 42% investment grade corporate bonds, 31% abs, cmo, bank loans, private placements,  cmbs, other invested assets, 11% exchange-traded equities, 5% high-yield corporate bonds, 3% U.S. government and agency bonds, 3% cash and equivalents, 2% state and local bonds, 2% registered funds (mutual funds, ETFs, BDCs) and 1% sovereign bonds. It advises 45 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fort Washington Investment Advisors?","answer":"Fort Washington Investment Advisors’ direct owners are the Western and Southern Life Insurance Company (75% or more), the Western and Southern Life (75% or more), and Western & Southern Mutual Holding Company (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fort Washington Investment Advisors get paid?","answer":"Fort Washington Investment Advisors is paid through a percentage of assets under management, hourly charges, fixed fees, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}