{"url":"https://nivawealth.com/firms/fort-street-asset-management-305446","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/305446","regulatoryAum":195379009,"crd":"305446","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5602017","suffix":null,"lastName":"DODSON","firstName":"CLINTON","middleName":"JAMES"},{"crd":"4514149","suffix":null,"lastName":"WERTHEIMER","firstName":"RICHARD","middleName":"M"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-12-18","regulatoryAum":126000000,"clients":18,"employees":3,"offices":1},{"filedOn":"2025-03-24","regulatoryAum":190000000,"clients":29,"employees":3,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":195379009,"clients":30,"employees":2,"offices":1}],"secFileNumber":"801-129378","legalName":"Fort Street Asset Management LLC","displayName":"Fort Street Asset Management","slug":"fort-street-asset-management-305446","website":"https://fortstreetam.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/305446/2e983c2878f806ae-r1.webp","tone":"dark","width":964,"height":200,"sourceUrl":"https://www.fortstreetam.com/","sourceLabel":"Fort Street Asset Management LLC, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Hawaii limited liability company","fiscalYearEnd":"December","headquarters":{"street":"900 Fort Street Mall Suite 1727","city":"Honolulu","state":"HI","stateName":"Hawaii","country":"United States","postalCode":"96813"},"tradeNames":[],"registration":{"secApproved":"18 January 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2789214.6071428573,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":195379009,"discretionary":195379009,"discretionaryAccounts":60,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":20,"nonAumClients":50},"clientTypes":[{"label":"Individuals (other than HNW)","clients":16,"regulatoryAum":12216094},{"label":"High-net-worth individuals","clients":12,"regulatoryAum":65881915},{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":117281000}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":132150227},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":57821693}],"custodyNote":"Fort Street Asset Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Clinton Dodson","title":"Member and Chief Compliance Officer","crd":"5602017"},{"name":"Richard Wertheimer","title":"Member","crd":"4514149"}],"ownership":[{"label":"Clinton Dodson","detail":"Member and chief compliance officer in the 50% to 75% ownership band and a control person, since August 2019."},{"label":"Richard Wertheimer","detail":"Member in the 50% to 75% ownership band and a control person, since August 2019."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Hawaii","offices":1,"addresses":[{"street":"900 Fort Street Mall Suite 1727","city":"Honolulu","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"808-265-1000","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":37},{"label":"U.S. government/agency bonds","percent":30},{"label":"Investment grade corporate bonds","percent":5},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":3},{"label":"Cash and cash equivalents","percent":25}],"privateFunds":2},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/305446/PDF/305446.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fort Street Asset Management have?","answer":"Fort Street Asset Management has 30 clients and manages $195 million for them, as of March 2026. They include 16 individual clients, 12 high-net-worth individuals and 2 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fort Street Asset Management offer?","answer":"Fort Street Asset Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Fort Street Asset Management use?","answer":"Fort Street Asset Management’s separately managed account assets are held at Interactive Brokers LLC (Greenwich, CT), with $132M and Charles Schwab & Co., Inc. (Westlake, TX), with $57.8M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fort Street Asset Management have?","answer":"Fort Street Asset Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fort Street Asset Management invest in?","answer":"At the end of its last fiscal year, Fort Street Asset Management’s separately managed accounts held 37% exchange-traded equities, 30% U.S. government and agency bonds, 25% cash and equivalents, 5% investment grade corporate bonds and 3% pooled vehicles (private funds and similar). It advises 2 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fort Street Asset Management?","answer":"Fort Street Asset Management’s direct owners are Clinton Dodson (50% to 75%) and Richard Wertheimer (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fort Street Asset Management get paid?","answer":"Fort Street Asset Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fort Street Asset Management?","answer":"Fort Street Asset Management’s main office is at 900 Fort Street Mall Suite 1727, Honolulu, HI 96813. Its phone number is 808-265-1000. Its website is fortstreetam.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}