{"url":"https://nivawealth.com/firms/fors-financial-consulting-ps-335705","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/335705","regulatoryAum":134918643,"crd":"335705","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4511451","suffix":null,"lastName":"FORS","firstName":"CASI","middleName":"JEAN"},{"crd":"6590585","suffix":null,"lastName":"FORS","firstName":"JOSEPH","middleName":"CARL"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-06-04","regulatoryAum":107310617,"clients":189,"employees":3,"offices":1},{"filedOn":"2026-03-03","regulatoryAum":134918643,"clients":240,"employees":3,"offices":1}],"secFileNumber":"801-132459","legalName":"Fors Financial Consulting, PS","displayName":"Fors Financial Consulting, 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individuals","clients":43,"regulatoryAum":76443302}],"feePrograms":[{"role":"main","program":"Wealth management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014068","versionId":1014068,"ratePeriod":"not_stated","fee_billing":"advance","submittedOn":"2026-03-03","documentName":"ADV PART 2A-2B","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial consulting","summary":"Financial consulting is a flat fee up to $7,500 or up to $400 an hour, set in the consulting agreement and waivable at the firm's discretion.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014068","versionId":1014068,"submittedOn":"2026-03-03","documentName":"ADV PART 2A-2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:00:49.750122+00:00","documents":[{"name":"ADV PART 2A-2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014068","versionId":1014068,"submittedOn":"2026-03-03"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":134918642}],"custodyNote":"Fors Financial Consulting, PS has custody of $21.3M in client assets for 48 clients.","otherCustodians":[],"leadership":[{"name":"Joseph Fors","title":"President/CCO","crd":"6590585"}],"ownership":[{"label":"Joseph Fors","detail":"President/cco in the 75% or more ownership band and a control person, since March 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Washington","offices":1,"addresses":[{"street":"1001 E Front St","city":"Port Angeles","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"360-457-6116","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":93},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"3 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/335705/PDF/335705.pdf","brochureDate":"3 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014068","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fors Financial Consulting, PS have?","answer":"Fors Financial Consulting, PS has 240 clients and manages $135 million for them, as of March 2026. They include 197 individual clients and 43 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fors Financial Consulting, PS offer?","answer":"Fors Financial Consulting, PS provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Fors Financial Consulting, PS charge?","answer":"Fors Financial Consulting, PS charges up to 1.50% for its Wealth management. The brochure does not state whether the rate is annual. The fee is billed in advance and is negotiable.","source":"ADV PART 2A-2B, filed 3 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Fors Financial Consulting, PS use?","answer":"Fors Financial Consulting, PS’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $135M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fors Financial Consulting, PS have?","answer":"Fors Financial Consulting, PS has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fors Financial Consulting, PS invest in?","answer":"At the end of its last fiscal year, Fors Financial Consulting, PS’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents and 2% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fors Financial Consulting, PS?","answer":"Fors Financial Consulting, PS’s direct owner is Joseph Fors (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fors Financial Consulting, PS get paid?","answer":"Fors Financial Consulting, PS is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fors Financial Consulting, PS?","answer":"Fors Financial Consulting, PS’s main office is at 1001 E Front St, Port Angeles, WA 98362. Its phone number is 360-457-6116.","source":"Form ADV Part 1A, Item 1.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}