{"url":"https://nivawealth.com/firms/form-prosperity-wealth-advisors-307792","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/307792","regulatoryAum":118965694,"crd":"307792","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5606748","suffix":null,"lastName":"MCCLYMONDS","firstName":"JEREMY","middleName":"ROBERT BAIN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135626","legalName":"Form Prosperity Wealth Advisors, LLC","displayName":"Form Prosperity Wealth Advisors","slug":"form-prosperity-wealth-advisors-307792","website":"https://formprosperity.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/form-prosperity-wealth-advisors-llc/","founded":null,"organization":"Arizona limited 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Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":115474105}],"custodyNote":"Form Prosperity Wealth Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jeremy McClymonds","title":"Managing Member/CCO","crd":"5606748"}],"ownership":[{"label":"Jeremy McClymonds","detail":"Managing member/cco in the 75% or more ownership band and a control person, since February 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"1490 South Price Road, Suite #105","city":"Chandler","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"480-382-3676","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio 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have?","answer":"Form Prosperity Wealth Advisors has 326 clients and manages $119 million for them, as of July 2026. They include 297 individual clients, 27 high-net-worth individuals, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Form Prosperity Wealth Advisors offer?","answer":"Form Prosperity Wealth Advisors provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Form Prosperity Wealth Advisors charge?","answer":"Form Prosperity Wealth Advisors charges 1.25%–2.00% a year for its Asset Management. The whole portfolio is charged at the rate of its band. The fee is billed in arrears, is negotiable and has a $1,000 annual minimum.","source":"FORM ADV PART 2A & 2B SEC, filed 21 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Form Prosperity Wealth Advisors use?","answer":"Form Prosperity Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $115M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Form Prosperity Wealth Advisors have?","answer":"Form Prosperity Wealth Advisors has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Form Prosperity Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Form Prosperity Wealth Advisors’ separately managed accounts held 49% exchange-traded equities, 38% registered funds (mutual funds, ETFs, BDCs), 11% cash and equivalents, 1% non-exchange-traded equities and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Form Prosperity Wealth Advisors?","answer":"Form Prosperity Wealth Advisors’ direct owner is Jeremy McClymonds (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Form Prosperity Wealth Advisors get paid?","answer":"Form Prosperity Wealth Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Form Prosperity Wealth Advisors?","answer":"Form Prosperity Wealth Advisors’ main office is at 1490 South Price Road, Suite #105, Chandler, AZ 85286. Its phone number is 480-382-3676. Its website is formprosperity.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}