{"url":"https://nivawealth.com/firms/focused-investors-140010","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/140010","regulatoryAum":3287808974,"crd":"140010","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4427937","suffix":null,"lastName":"SOEHARTO","firstName":"NUGROHO","middleName":"(NMN)"},{"crd":"2634750","suffix":null,"lastName":"VEACO","firstName":"BRUCE","middleName":"GORDON"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-01-28","regulatoryAum":2808431315,"clients":3,"employees":6,"offices":1},{"filedOn":"2022-02-16","regulatoryAum":3382100065,"clients":3,"employees":6,"offices":1},{"filedOn":"2023-03-08","regulatoryAum":3182911715,"clients":3,"employees":6,"offices":1},{"filedOn":"2024-03-22","regulatoryAum":3195502321,"clients":3,"employees":5,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":3236841986,"clients":3,"employees":5,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":3287808974,"clients":3,"employees":4,"offices":1}],"secFileNumber":"801-66523","legalName":"Focused 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control person, since March 2008."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1999 Avenue of the Stars, Suite 3320","city":"Los Angeles","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"310-734-1200","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":95},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":1},"sources":{"adv1FilingDate":"30 March 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They include 3 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Focused Investors offer?","answer":"Focused Investors provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Focused Investors use?","answer":"Focused Investors’ separately managed account assets are held at Northern Trust Corporation (Chicago, IL), with $876M and UBS Ag (Zurich), with $776M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Focused Investors have?","answer":"Focused Investors has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Focused Investors invest in?","answer":"At the end of its last fiscal year, Focused Investors’ separately managed accounts held 95% exchange-traded equities and 5% cash and equivalents. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Focused Investors?","answer":"Focused Investors’ direct owners are Bruce Veaco (75% or more) and Nugroho Soeharto (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Focused Investors get paid?","answer":"Focused Investors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Focused Investors?","answer":"Focused Investors’ main office is at 1999 Avenue of the Stars, Suite 3320, Los Angeles, CA 90067. Its phone number is 310-734-1200. Its website is focusedinvestors.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/focused-investors-140010/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-28","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1426398/000142639826000007/0001426398-26-000007-index.html","totalValue":2962405258,"positionCount":23,"top10Share":0.6202663987440168,"top10":[{"issuer":"The Goldman Sachs Group, Inc.","titleOfClass":"COM","cusip":"38141G104","value":246774280,"shares":244000,"shareType":"SH","priorValue":229347889,"priorShares":271100},{"issuer":"Morgan Stanley","titleOfClass":"COM","cusip":"617446448","value":230790612,"shares":1104050,"shareType":"SH","priorValue":202149559,"priorShares":1228350},{"issuer":"Johnson & 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}