{"url":"https://nivawealth.com/firms/fmr-investment-management-uk-limited-108273","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108273","regulatoryAum":25824758880,"crd":"108273","secFileNumber":"801-28773","legalName":"FMR Investment Management (uk) Limited","displayName":"FMR Investment Management (uk) Limited","website":null,"founded":null,"organization":"other (specify) organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"25 Cannon Street","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"EC4M 5SB"},"tradeNames":["Fidelity Investments"],"registration":{"secApproved":"11 May 1987","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":119,"advisory":79,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":25824758880,"discretionaryAccounts":82,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":9,"nonAumClients":1},"clientTypes":[{"label":"Investment companies","clients":29,"regulatoryAum":10737866102},{"label":"Pooled investment vehicles","clients":13,"regulatoryAum":12814086346},{"label":"Other investment advisers","clients":null,"regulatoryAum":2266064738},{"label":"Other","clients":null,"regulatoryAum":6741694}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":1624297324},{"name":"Brown Brothers Harriman & Co.","shortName":"Brown Brothers Harriman &","location":"New York, NY","smaAssets":492645084}],"custodyNote":"FMR Investment Management (uk) Limited has custody of $219.0M for 2 clients.","otherCustodians":[],"leadership":[{"name":"Karoline Rosenberg","title":"Co-Chief Executive Officer, Director","crd":"7980537"},{"name":"Stephanie Brown","title":"Chief Compliance Officer","crd":"7690144"},{"name":"Bryan Comtois","title":"Compliance Officer","crd":"8273360"},{"name":"Mark Flaherty","title":"Co-Chief Exective Officer, Director","crd":"6031145"},{"name":"Kyle Johnson","title":"Director","crd":"7854646"},{"name":"Nicole Macarchuk","title":"Chief Legal Officer","crd":"5905428"},{"name":"Jean-Philippe Provost","title":"Director","crd":"7701790"},{"name":"Victoria Redgrave","title":"Director","crd":"8020234"},{"name":"Christopher Rimmer","title":"Director","crd":"4770358"}],"ownership":[{"label":"Fidelity Management & Research Company LLC","detail":"Shareholder in the 75% or more ownership band and a control person, since May 2017."},{"label":"FMR LLC","detail":"Indirect owner: a shareholder of Fidelity Management & Research Company LLC in the 75% or more band and a control person, since July 1986.","parent":"Fidelity Management & Research Company LLC"},{"label":"Abigail Johnson","detail":"Indirect owner: elected manager of FMR LLC and a control person, since May 1994.","parent":"FMR LLC"},{"label":"Edward Johnson IV","detail":"Indirect owner: elected manager of FMR LLC and a control person, since April 2006.","parent":"FMR LLC"},{"label":"Michael Wilens","detail":"Indirect owner: elected manager of FMR LLC and a control person, since October 2014.","parent":"FMR LLC"},{"label":"Stephen Neff","detail":"Indirect owner: elected manager of FMR LLC and a control person, since April 2023.","parent":"FMR LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"4402071843500","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Commissions","Other"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":2},{"label":"Sovereign bonds","percent":5},{"label":"Investment grade corporate bonds","percent":81},{"label":"Non-investment grade corporate bonds","percent":9},{"label":"Derivatives","percent":2}],"privateFunds":4},"sources":{"adv1FilingDate":"29 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108273/PDF/108273.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does FMR Investment Management (uk) Limited have?","answer":"FMR Investment Management (uk) Limited has 42 clients and manages $25.8 billion for them, as of June 2026. They include 29 investment companies and 13 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does FMR Investment Management (uk) Limited offer?","answer":"FMR Investment Management (uk) Limited provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does FMR Investment Management (uk) Limited use?","answer":"FMR Investment Management (uk) Limited’s separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $1,624,297,324 and Brown Brothers Harriman & Co. (New York, NY), with $492,645,084. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does FMR Investment Management (uk) Limited have?","answer":"FMR Investment Management (uk) Limited has 0 investment adviser representatives registered with state securities authorities, out of 119 employees, and 79 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does FMR Investment Management (uk) Limited invest in?","answer":"At the end of its last fiscal year, FMR Investment Management (uk) Limited’s separately managed accounts held 81% investment grade corporate bonds, 9% high-yield corporate bonds, 5% sovereign bonds, 2% U.S. government and agency bonds and 2% derivatives. It advises 4 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns FMR Investment Management (uk) Limited?","answer":"FMR Investment Management (uk) Limited’s direct owner is Fidelity Management & Research Company LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does FMR Investment Management (uk) Limited get paid?","answer":"FMR Investment Management (uk) Limited is paid through a percentage of assets under management, fixed fees, commissions and other arrangements. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}