{"url":"https://nivawealth.com/firms/flagship-capital-management-108354","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108354","regulatoryAum":199880000,"crd":"108354","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"733865","suffix":"JR","lastName":"GOLDSMITH","firstName":"THOMAS","middleName":"ALLEN"},{"crd":"5434689","suffix":null,"lastName":"GOLDSMITH","firstName":"THOMAS","middleName":"PATRICK"},{"crd":"7954843","suffix":null,"lastName":"Gubler","firstName":"Charles","middleName":null}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-01","regulatoryAum":123480000,"clients":123,"employees":5,"offices":1},{"filedOn":"2022-03-08","regulatoryAum":145406000,"clients":123,"employees":5,"offices":1},{"filedOn":"2023-03-07","regulatoryAum":146160000,"clients":124,"employees":4,"offices":1},{"filedOn":"2024-03-22","regulatoryAum":161200000,"clients":121,"employees":4,"offices":1},{"filedOn":"2025-03-19","regulatoryAum":179500000,"clients":175,"employees":4,"offices":1},{"filedOn":"2026-03-25","regulatoryAum":199880000,"clients":176,"employees":4,"offices":1}],"secFileNumber":"801-117804","legalName":"Flagship 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Capital Management have?","answer":"Flagship Capital Management has 176 clients and manages $200 million for them, as of March 2026. They include 110 individual clients, 63 high-net-worth individuals and 3 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Flagship Capital Management offer?","answer":"Flagship Capital Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Flagship Capital Management charge?","answer":"Flagship Capital Management charges 0.50%–1.00% a year for its Investment advisory services. The fee is billed in advance.","source":"ADV PART 2, filed 25 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Flagship Capital Management use?","answer":"Flagship Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Orlando, FL), with $122M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Flagship Capital Management have?","answer":"Flagship Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Flagship Capital Management invest in?","answer":"At the end of its last fiscal year, Flagship Capital Management’s separately managed accounts held 70% exchange-traded equities, 16% registered funds (mutual funds, ETFs, BDCs), 6% investment grade corporate bonds, 5% cash and equivalents, 2% high-yield corporate bonds and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Flagship Capital Management?","answer":"Flagship Capital Management’s direct owner is Thomas Goldsmith (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Flagship Capital Management get paid?","answer":"Flagship Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Flagship Capital Management?","answer":"Flagship Capital Management’s main office is at 400 W State Street, Media, PA 19063. Its phone number is 610-565-9580. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}