{"url":"https://nivawealth.com/firms/five-eleven-family-office-334002","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/334002","regulatoryAum":162745852,"crd":"334002","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5002608","suffix":null,"lastName":"CALDERON","firstName":"GILBERT","middleName":"AARON"},{"crd":"2504659","suffix":null,"lastName":"CROFTON","firstName":"ANDREW","middleName":"TAYLOR"},{"crd":"7394452","suffix":null,"lastName":"FEINBERG","firstName":"KEITH","middleName":"J."}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-05-21","regulatoryAum":131391887,"clients":4,"employees":6,"offices":2},{"filedOn":"2026-07-07","regulatoryAum":162745852,"clients":5,"employees":7,"offices":2}],"secFileNumber":"801-131739","legalName":"Five Eleven Family Office LLC","displayName":"Five Eleven Family Office","slug":"five-eleven-family-office-334002","website":"https://five11partners.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/five-eleven-partners","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1044 Franklin Avenue, Suite 205","city":"Garden City","state":"NY","stateName":"New York","country":"United States","postalCode":"11530"},"tradeNames":["Five Eleven Partners"],"registration":{"secApproved":"2 January 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":32549170.4,"staff":{"employees":7,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":162745852,"discretionary":162745852,"discretionaryAccounts":36,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":5,"regulatoryAum":162745852}],"feePrograms":[{"role":"other","program":"Financial Planning and Consulting","summary":"Financial planning, consulting and concierge services are priced under a written agreement; the brochure states no fee rate for them.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050948","versionId":1050948,"submittedOn":"2026-07-07","documentName":"FIVE ELEVEN FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:54:53.762687+00:00","documents":[{"name":"FIVE ELEVEN FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050948","versionId":1050948,"submittedOn":"2026-07-07"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":35558946}],"custodyNote":"Five Eleven Family Office does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Winfield Essex","title":"Member and President","crd":"2869539"},{"name":"Gilbert Calderon","title":"Chief Investment Officer","crd":"5002608"},{"name":"Andrew Crofton","title":"Managing Member and CEO","crd":"2504659"},{"name":"Keith Feinberg","title":"COO and CCO","crd":"7394452"}],"ownership":[{"label":"Andrew Crofton","detail":"Managing member and ceo in the 50% to 75% ownership band and a control person, since August 2024."},{"label":"Winfield Essex","detail":"Member and president in the 25% to 50% ownership band and a control person, since November 2024."},{"label":"Gilbert Calderon","detail":"Chief investment officer in the 5% to 10% ownership band and a control person, since December 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"5 Revere Drive","city":"Northbrook"}]},{"state":"New York","offices":1,"addresses":[{"street":"1044 Franklin Avenue, Suite 205","city":"Garden City","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"917-685-1360","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":36},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":28},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":31},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"7 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/334002/PDF/334002.pdf","brochureDate":"7 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050948","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Five Eleven Family Office have?","answer":"Five Eleven Family Office has 5 clients and manages $163 million for them, as of July 2026. They include 5 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Five Eleven Family Office offer?","answer":"Five Eleven Family Office provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Five Eleven Family Office use?","answer":"Five Eleven Family Office’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $35.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Five Eleven Family Office have?","answer":"Five Eleven Family Office has 2 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Five Eleven Family Office invest in?","answer":"At the end of its last fiscal year, Five Eleven Family Office’s separately managed accounts held 36% exchange-traded equities, 31% pooled vehicles (private funds and similar), 28% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Five Eleven Family Office?","answer":"Five Eleven Family Office’s direct owners are Andrew Crofton (50% to 75%), Winfield Essex (25% to 50%) and Gilbert Calderon (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Five Eleven Family Office get paid?","answer":"Five Eleven Family Office is paid through a percentage of assets under management, fixed fees, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Five Eleven Family Office?","answer":"Five Eleven Family Office’s main office is at 1044 Franklin Avenue, Suite 205, Garden City, NY 11530. Its phone number is 917-685-1360. Its website is five11partners.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}