{"url":"https://nivawealth.com/firms/fitzwilliams-wealth-management-312192","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/312192","regulatoryAum":123549687,"crd":"312192","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7322204","suffix":null,"lastName":"Fitzwilliams","firstName":"Timothy","middleName":"John"},{"crd":"7060812","suffix":null,"lastName":"Gimenez","firstName":"Fernando","middleName":"A"},{"crd":"4666332","suffix":null,"lastName":"LAVARIAS","firstName":"JASON","middleName":"PALOMARES"},{"crd":"7060911","suffix":null,"lastName":"LINDBERG","firstName":"BRIAN","middleName":"JOSEPH"},{"crd":"8219376","suffix":null,"lastName":"Novosel","firstName":"Michael","middleName":"Christopher"},{"crd":"7733669","suffix":null,"lastName":"Searles","firstName":"Ronald","middleName":"Joseph"},{"crd":"1259884","suffix":null,"lastName":"SPENCER","firstName":"MICHAEL","middleName":"HOWARD"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134941","legalName":"Fitzwilliams 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control person, since December 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":1},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2100 Ponce De Leon","city":"Coral Gables"}]},{"state":"Virginia","offices":3,"addresses":[{"street":"860 Greenbrier Circle, Suite 101","city":"Chesapeake","headquarters":true},{"street":"11721 Jefferson Ave","city":"Newport News"},{"street":"1769 Jamestown Road","city":"Williamsburg"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"757-961-0700","stateRegisteredReps":6,"otherAdviserReps":1,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":89},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"15 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/312192/PDF/312192.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023788","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fitzwilliams Wealth Management have?","answer":"Fitzwilliams Wealth Management has 634 clients and manages $124 million for them, as of September 2026. They include 552 individual clients and 82 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fitzwilliams Wealth Management offer?","answer":"Fitzwilliams Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Fitzwilliams Wealth Management charge?","answer":"Fitzwilliams Wealth Management charges 0.80%–2.00% a year for its Investment Management. The fee is billed in arrears and is not negotiable.","source":"ADV PART 2A, filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Fitzwilliams Wealth Management use?","answer":"Fitzwilliams Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $124M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fitzwilliams Wealth Management have?","answer":"Fitzwilliams Wealth Management has 6 investment adviser representatives registered with state securities authorities, out of 13 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fitzwilliams Wealth Management invest in?","answer":"At the end of its last fiscal year, Fitzwilliams Wealth Management’s separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fitzwilliams Wealth Management?","answer":"Fitzwilliams Wealth Management’s direct owner is Timothy Fitzwilliams (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fitzwilliams Wealth Management get paid?","answer":"Fitzwilliams Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fitzwilliams Wealth Management?","answer":"Fitzwilliams Wealth Management’s main office is at 860 Greenbrier Circle, Suite 101, Chesapeake, VA 23320. Its phone number is 757-961-0700. Its website is fitzwilliamsfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}