{"url":"https://nivawealth.com/firms/first-source-investment-partners-322893","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/322893","regulatoryAum":154027837,"crd":"322893","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1467645","suffix":null,"lastName":"DEXTER","firstName":"GREGORY","middleName":"ALLEN"},{"crd":"5558271","suffix":null,"lastName":"ENGLAND","firstName":"KEVIN","middleName":"ROBERT"},{"crd":"2908427","suffix":null,"lastName":"JETT","firstName":"GARRET","middleName":"THOMAS"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-03-15","regulatoryAum":64867635,"clients":132,"employees":4,"offices":2},{"filedOn":"2024-03-11","regulatoryAum":92574206,"clients":185,"employees":4,"offices":2},{"filedOn":"2025-03-31","regulatoryAum":125088459,"clients":148,"employees":4,"offices":1},{"filedOn":"2026-03-20","regulatoryAum":154027837,"clients":220,"employees":4,"offices":1}],"secFileNumber":"801-126595","legalName":"First Source Investment Partners, LLC","displayName":"First Source Investment Partners","slug":"first-source-investment-partners-322893","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Colorado limited liability company","fiscalYearEnd":"December","headquarters":{"street":"9380 Station Street, Suite 535","city":"Lone Tree","state":"CO","stateName":"Colorado","country":"United States","postalCode":"80124"},"tradeNames":[],"registration":{"secApproved":"19 September 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":685229.0275229358,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":154027837,"discretionary":154027837,"discretionaryAccounts":461,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":158,"regulatoryAum":48249717},{"label":"High-net-worth individuals","clients":60,"regulatoryAum":101130211},{"label":"Pension and profit-sharing plans","clients":2,"fewerThan5":true,"regulatoryAum":4647909}],"feePrograms":[{"role":"main","program":"Investment management fees","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022570","versionId":1022570,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-20","documentName":"PART 2A BROCHURE","fee_rate_low":null,"fee_rate_high":2.5,"fee_negotiable":true,"minimum_account":100000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting (hourly or flat)","summary":"Limited-scope consulting is billed at $300 per hour or a negotiated flat rate, billed monthly as services are rendered.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022570","versionId":1022570,"submittedOn":"2026-03-20","documentName":"PART 2A BROCHURE"},{"role":"other","program":"Financial planning","summary":"Fixed financial planning fees range from $1,000 to $7,500, set in the planning agreement; $300 per hour is used for pro-rated billing on termination.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022570","versionId":1022570,"submittedOn":"2026-03-20","documentName":"PART 2A BROCHURE"},{"role":"other","program":"Retirement plan services","summary":"Plan sponsors are billed 0.5% of plan assets monthly in arrears; the fee is generally negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022570","versionId":1022570,"submittedOn":"2026-03-20","documentName":"PART 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:17:42.803957+00:00","documents":[{"name":"PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022570","versionId":1022570,"submittedOn":"2026-03-20"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":149379928}],"custodyNote":"First Source Investment Partners does not have custody of client assets.","leadership":[{"name":"Garret Jett","title":"Member, Chief Compliance Officer","crd":"2908427"},{"name":"Gregory Dexter","title":"Member","crd":"1467645"}],"ownership":[{"label":"Garret Jett","detail":"Member, chief compliance officer in the 50% to 75% ownership band and a control person, since July 2022."},{"label":"Gregory Dexter","detail":"Member in the 50% to 75% ownership band and a control person, since July 2022."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"9380 Station Street, Suite 535","city":"Lone Tree","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"303-858-0000","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Other"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":16},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":59},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":7},{"label":"Cash and cash equivalents","percent":15}],"privateFunds":0},"sources":{"adv1FilingDate":"20 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/322893/PDF/322893.pdf","brochureDate":"20 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022570","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does First Source Investment Partners have?","answer":"First Source Investment Partners has 220 clients and manages $154 million for them, as of March 2026. They include 158 individual clients, 60 high-net-worth individuals, and 2 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does First Source Investment Partners offer?","answer":"First Source Investment Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does First Source Investment Partners charge?","answer":"First Source Investment Partners charges up to 2.50% a year for its Investment management fees. The fee is billed in arrears, is negotiable and requires an account of at least $100,000.","source":"PART 2A BROCHURE, filed 20 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does First Source Investment Partners use?","answer":"First Source Investment Partners’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $149M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does First Source Investment Partners have?","answer":"First Source Investment Partners has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does First Source Investment Partners invest in?","answer":"At the end of its last fiscal year, First Source Investment Partners’ separately managed accounts held 59% investment grade corporate bonds, 16% exchange-traded equities, 15% cash and equivalents, 7% pooled vehicles (private funds and similar), 2% registered funds (mutual funds, ETFs, BDCs) and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does First Source Investment Partners have a minimum investment?","answer":"Yes, First Source Investment Partners’ minimum account size for its Investment management fees is $100K.","source":"PART 2A BROCHURE, filed 20 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns First Source Investment Partners?","answer":"First Source Investment Partners’ direct owners are Garret Jett (50% to 75%) and Gregory Dexter (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does First Source Investment Partners get paid?","answer":"First Source Investment Partners is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is First Source Investment Partners registered with the SEC?","answer":"Yes, First Source Investment Partners has been registered with the SEC as an investment adviser since 19 September 2022. Its CRD number is 322893 and its SEC file number is 801-126595.","source":"Form ADV Part 1A, Item 1, filed 20 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact First Source Investment Partners?","answer":"First Source Investment Partners’ main office is at 9380 Station Street, Suite 535, Lone Tree, CO 80124. Its phone number is 303-858-0000.","source":"Form ADV Part 1A, Item 1.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}