{"url":"https://nivawealth.com/firms/financial-partners-170002","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/170002","regulatoryAum":181725211,"crd":"170002","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5427375","suffix":null,"lastName":"MURPHY","firstName":"PETER","middleName":"DENIS"},{"crd":"4625574","suffix":null,"lastName":"Myers","firstName":"Gregory","middleName":"A"},{"crd":"7531354","suffix":null,"lastName":"Peterson","firstName":"Silas","middleName":"Michael"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-01-12","regulatoryAum":190064342,"clients":352,"employees":10,"offices":3},{"filedOn":"2022-02-10","regulatoryAum":110000000,"clients":169,"employees":4,"offices":1},{"filedOn":"2023-01-23","regulatoryAum":99538508,"clients":166,"employees":4,"offices":1},{"filedOn":"2024-04-08","regulatoryAum":121449205,"clients":175,"employees":3,"offices":1},{"filedOn":"2025-03-19","regulatoryAum":145637622,"clients":190,"employees":5,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":181725211,"clients":268,"employees":4,"offices":1}],"secFileNumber":"801-110092","legalName":"Financial Partners, LLC","displayName":"Financial Partners","slug":"financial-partners-170002","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New Mexico limited liability company","fiscalYearEnd":"December","headquarters":{"street":"613 Old Santa Fe Trail","city":"Santa Fe","state":"NM","stateName":"New Mexico","country":"United States","postalCode":"87505"},"tradeNames":[],"registration":{"secApproved":"6 March 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":678079.145522388,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":181725211,"discretionary":181725211,"discretionaryAccounts":268,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":203,"regulatoryAum":61544933},{"label":"High-net-worth individuals","clients":65,"regulatoryAum":120180278}],"feePrograms":[{"role":"main","program":"Comprehensive Portfolio Management","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":1.65,"from":0},{"to":1000000,"pct":1.25,"from":500000},{"to":2000000,"pct":1,"from":1000000},{"to":null,"pct":0.8,"from":2000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035044","versionId":1035044,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-31","documentName":"NMFP FORM ADV PART 2A","fee_rate_low":0.8,"fee_rate_high":1.65,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Financial planning fees are negotiable and billed at up to $300 an hour, with any partial or full retainer detailed in the agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035044","versionId":1035044,"submittedOn":"2026-03-31","documentName":"NMFP FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:51:44.575729+00:00","documents":[{"name":"NMFP FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035044","versionId":1035044,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Omaha, NE","smaAssets":181725211}],"custodyNote":"Financial Partners has custody of $950K in client assets for 4 clients.","otherCustodians":[],"leadership":[{"name":"Silas Peterson","title":"Chief Compliance Officer & Partner","crd":"7531354"},{"name":"Denise Gonzales","title":"Owner","crd":"4345576"},{"name":"Peter Murphy","title":"Managing Member","crd":"5427375"},{"name":"Gregory Myers","title":"Partner","crd":"4625574"}],"ownership":[{"label":"Peter Murphy","detail":"Managing member in the 25% to 50% ownership band and a control person, since January 2022."},{"label":"Silas Peterson","detail":"Chief compliance officer & partner in the 25% to 50% ownership band and a control person, since July 2023."},{"label":"Gregory Myers","detail":"Partner in the 25% to 50% ownership band and a control person, since April 2024."},{"label":"Denise Gonzales","detail":"Owner in the 5% to 10% ownership band, since April 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Mexico","offices":1,"addresses":[{"street":"613 Old Santa Fe Trail","city":"Santa Fe","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"505-795-7910","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":25},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":70},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/170002/PDF/170002.pdf","brochureDate":"31 March 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They include 203 individual clients and 65 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Financial Partners offer?","answer":"Financial Partners provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Financial Partners charge?","answer":"Financial Partners charges 0.80%–1.65% a year for its Comprehensive Portfolio Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"NMFP FORM ADV PART 2A, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Financial Partners use?","answer":"Financial Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $182M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Financial Partners have?","answer":"Financial Partners has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Financial Partners invest in?","answer":"At the end of its last fiscal year, Financial Partners’ separately managed accounts held 70% pooled vehicles (private funds and similar), 25% exchange-traded equities, 2% investment grade corporate bonds, 2% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Financial Partners?","answer":"Financial Partners’ direct owners are Peter Murphy, Silas Peterson, Gregory Myers and Denise Gonzales, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Financial Partners get paid?","answer":"Financial Partners is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Financial Partners?","answer":"Financial Partners’ main office is at 613 Old Santa Fe Trail, Santa Fe, NM 87505. Its phone number is 505-795-7910.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}