{"url":"https://nivawealth.com/firms/finaccess-advisors-150697","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/150697","regulatoryAum":4113584758,"crd":"150697","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5196625","suffix":null,"lastName":"ALVAREZ","firstName":"ROBERTO","middleName":null},{"crd":"8303506","suffix":null,"lastName":"Botran Johanis","firstName":"Mateo","middleName":null},{"crd":"4196085","suffix":null,"lastName":"CAMARGO DA SILVA","firstName":"ALEXANDRE","middleName":"ARRUDA"},{"crd":"6099335","suffix":null,"lastName":"DIAZ","firstName":"DANIEL","middleName":"EDUARDO"},{"crd":"6391775","suffix":null,"lastName":"ESTEVEZ","firstName":"ANDREW","middleName":"NICHOLAS"},{"crd":"6296719","suffix":null,"lastName":"KRETSCHMER","firstName":"KILIAN","middleName":"ERNST"},{"crd":"5766604","suffix":null,"lastName":"MARTINEZ","firstName":"DIEGO","middleName":"JAVIER"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":4591321000,"clients":100,"employees":14,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":4446176244,"clients":112,"employees":14,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":4139672984,"clients":105,"employees":12,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":4047021163,"clients":101,"employees":12,"offices":1},{"filedOn":"2025-03-20","regulatoryAum":4021350321,"clients":103,"employees":12,"offices":1},{"filedOn":"2026-08-25","regulatoryAum":4113584758,"clients":101,"employees":13,"offices":1}],"secFileNumber":"801-71013","legalName":"Finaccess Advisors LLC","displayName":"Finaccess Advisors","slug":"finaccess-advisors-150697","website":"https://grupofinaccess.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/finaccess-advisors-llc","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1111 Brickell Avenue, Suite 2600","city":"Miami","state":"FL","stateName":"Florida","country":"United States","postalCode":"33131"},"tradeNames":[],"registration":{"secApproved":"17 December 2009","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":13,"advisory":7,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":4113584758,"discretionary":593165848,"discretionaryAccounts":3,"nonDiscretionary":3520418910,"nonDiscretionaryAccounts":157,"wrapProgram":null,"nonUsClientsPct":96,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":2,"fewerThan5":true,"regulatoryAum":20821},{"label":"High-net-worth individuals","clients":75,"regulatoryAum":1075081696},{"label":"Pooled investment vehicles","clients":12,"regulatoryAum":2840044895},{"label":"Corporations and other businesses","clients":2,"fewerThan5":true,"regulatoryAum":122817813},{"label":"Other","clients":10,"regulatoryAum":75619533}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Banco Santander International","shortName":"Banco Santander International","location":"Miami, FL","smaAssets":979237612},{"name":"Morgan Stanley & Co. LLC","shortName":"Morgan Stanley","location":"Miami, FL","smaAssets":152874282},{"name":"JP Morgan Chase Bank","shortName":"J.P. Morgan","location":"Miami, FL","smaAssets":128731049}],"custodyNote":"Finaccess Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Daniel Diaz","title":"Chief Executive Officer","crd":"6099335"},{"name":"Anna Casco","title":"Chief Compliance Officer","crd":"7530553"},{"name":"Alexandre Da Silva","title":"Chief Investment Officer","crd":"4196085"}],"ownership":[{"label":"Finaccess Global Wealth & Asset Management, LLC","detail":"Managing member in the 75% or more ownership band and a control person, since August 2026."},{"label":"Carlos Fernandez Gonzalez","detail":"Indirect owner: a owner of Grupo Finaccess S.a.p.i. De C.V. in the 50% to 75% band and a control person, since April 2015.","parent":"Grupo Finaccess S.a.p.i. De C.V."},{"label":"Grupo Finaccess S.a.p.i. De C.V.","detail":"Indirect owner: a owner of Finaccess Global Wealth & Asset Management, LLC in the 75% or more band, since October 2009.","parent":"Finaccess Global Wealth & Asset Management, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"1111 Brickell Avenue, Suite 2600","city":"Miami","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"305-377-1112","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":23},{"label":"U.S. government/agency bonds","percent":35},{"label":"Sovereign bonds","percent":3},{"label":"Investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":21},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":9},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":1,"detail":"Structured Notes, Private Equity, Private Real Assets - Real Estate, Alternative Investments - Private Credit"}],"privateFunds":0},"sources":{"adv1FilingDate":"25 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/150697/PDF/150697.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Finaccess Advisors have?","answer":"Finaccess Advisors has 101 clients and manages $4.11 billion for them, as of August 2026. They include 75 high-net-worth individuals, 12 pooled investment vehicles and 10 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Finaccess Advisors offer?","answer":"Finaccess Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Finaccess Advisors use?","answer":"Finaccess Advisors’ separately managed account assets are held at Banco Santander International (Miami, FL), with $979M, Morgan Stanley & Co. LLC (Miami, FL), with $153M and JP Morgan Chase Bank (Miami, FL), with $129M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Finaccess Advisors have?","answer":"Finaccess Advisors has 6 investment adviser representatives registered with state securities authorities, out of 13 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Finaccess Advisors invest in?","answer":"At the end of its last fiscal year, Finaccess Advisors’ separately managed accounts held 35% U.S. government and agency bonds, 23% exchange-traded equities, 21% registered funds (mutual funds, ETFs, BDCs), 9% pooled vehicles (private funds and similar), 4% cash and equivalents, 3% sovereign bonds, 3% investment grade corporate bonds and 1% other. The 1% other category is described as: Structured Notes, Private Equity, Private Real Assets - Real Estate, Alternative Investments - Private Credit.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Finaccess Advisors?","answer":"Finaccess Advisors is owned through a chain of holding companies by Carlos Fernandez Gonzalez. Its direct owner is Finaccess Global Wealth & Asset Management, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Finaccess Advisors get paid?","answer":"Finaccess Advisors is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Finaccess Advisors?","answer":"Finaccess Advisors’ main office is at 1111 Brickell Avenue, Suite 2600, Miami, FL 33131. Its phone number is 305-377-1112. Its website is grupofinaccess.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}