{"url":"https://nivawealth.com/firms/fillmore-capital-partners-139256","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/139256","regulatoryAum":247072343,"crd":"139256","history":[{"filedOn":"2021-03-25","regulatoryAum":3187043530,"clients":3,"employees":19,"offices":3},{"filedOn":"2022-04-01","regulatoryAum":1320000000,"clients":2,"employees":24,"offices":3},{"filedOn":"2023-03-24","regulatoryAum":1400000000,"clients":3,"employees":27,"offices":3},{"filedOn":"2024-03-22","regulatoryAum":1390000000,"clients":4,"employees":25,"offices":3},{"filedOn":"2025-05-01","regulatoryAum":1383264959,"clients":3,"employees":25,"offices":2},{"filedOn":"2026-03-26","regulatoryAum":247072343,"clients":1,"employees":22,"offices":2}],"secFileNumber":"801-73276","legalName":"Fillmore Capital Partners, LLC","displayName":"Fillmore Capital Partners","slug":"fillmore-capital-partners-139256","website":"https://fillmorecap.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/139256/b659a49a0aa61ef9-r1.webp","tone":"dark","width":569,"height":200,"sourceUrl":"http://fillmorecap.com/","sourceLabel":"Fillmore Capital Partners, LLC, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/fillmorecapitalpartners/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4145 Powell RD., Suite C","city":"Powell","state":"OH","stateName":"Ohio","country":"United States","postalCode":"43065-8066"},"tradeNames":[],"registration":{"secApproved":"24 February 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":22,"advisory":8,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":247072343,"discretionary":247072343,"discretionaryAccounts":1,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":247072343}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Fillmore Capital Partners has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Ronald Silva","title":"Member, CEO and President","crd":"716377"},{"name":"Dustin Frazier","title":"Chief Operating Officer and Chief Compliance Officer","crd":"7085647"},{"name":"Michael Reinardy","title":"Chief Acquisition Officer","crd":"6022359"},{"name":"Anthony Varone","title":"SVP, Capital Markets and Strategy","crd":"5024557"}],"ownership":[{"label":"Ronald Silva","detail":"Member, ceo and president in the 75% or more ownership band and a control person, since November 2003."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"140 Keller Street","city":"Petaluma"}]},{"state":"Ohio","offices":1,"addresses":[{"street":"4145 Powell RD., Suite C","city":"Powell","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"614-781-1420","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":1},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/139256/PDF/139256.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fillmore Capital Partners have?","answer":"Fillmore Capital Partners has 1 client and manages $247 million for them, as of March 2026. They include 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fillmore Capital Partners offer?","answer":"Fillmore Capital Partners provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Fillmore Capital Partners have?","answer":"Fillmore Capital Partners has 0 investment adviser representatives registered with state securities authorities, out of 22 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fillmore Capital Partners?","answer":"Fillmore Capital Partners’ direct owner is Ronald Silva (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fillmore Capital Partners get paid?","answer":"Fillmore Capital Partners is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fillmore Capital Partners?","answer":"Fillmore Capital Partners’ main office is at 4145 Powell RD., Suite C, Powell, OH 43065-8066. Its phone number is 614-781-1420. Its website is fillmorecap.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}