{"url":"https://nivawealth.com/firms/fig-capital-management-290099","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/290099","regulatoryAum":282999682,"crd":"290099","history":[{"filedOn":"2021-05-26","regulatoryAum":331704000,"clients":3,"employees":0,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":328811678,"clients":4,"employees":0,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":260364669,"clients":3,"employees":0,"offices":1},{"filedOn":"2024-03-21","regulatoryAum":197754566,"clients":3,"employees":0,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":267077734,"clients":3,"employees":0,"offices":1},{"filedOn":"2026-03-20","regulatoryAum":282999682,"clients":3,"employees":0,"offices":1}],"secFileNumber":"801-111939","legalName":"Fig Capital Management, LLC","displayName":"Fig Capital Management","slug":"fig-capital-management-290099","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1000 Riverside Avenue,, Suite 400","city":"Jacksonville","state":"FL","stateName":"Florida","country":"United States","postalCode":"32204"},"tradeNames":[],"registration":{"secApproved":"26 October 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":0,"advisory":0,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":282999682,"discretionary":282999682,"discretionaryAccounts":3,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":3,"regulatoryAum":282999682}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Fig Capital Management has custody of $261M for 1 clients.","otherCustodians":[],"leadership":[{"name":"John Finch","title":"Chief Executive Officer and Chief Compliance Officer","crd":"6049830"},{"name":"Rachel Beck","title":"Chief Financial Officer","crd":"6859211"}],"ownership":[{"label":"Finch Investment Group, LLC","detail":"Managing member in the 75% or more ownership band and a control person, since March 2013."},{"label":"John Finch","detail":"Indirect owner: a managing member of Finch Investment Group, LLC in the 75% or more band and a control person, since March 2013.","parent":"Finch Investment Group, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"1000 Riverside Avenue,, Suite 400","city":"Jacksonville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"904-378-8098","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":2},"sources":{"adv1FilingDate":"20 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/290099/PDF/290099.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fig Capital Management have?","answer":"Fig Capital Management has 3 clients and manages $283 million for them, as of March 2026. They include 3 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fig Capital Management offer?","answer":"Fig Capital Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fig Capital Management?","answer":"Fig Capital Management is owned through a holding company by John Finch. Its direct owner is Finch Investment Group, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fig Capital Management get paid?","answer":"Fig Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fig Capital Management?","answer":"Fig Capital Management’s main office is at 1000 Riverside Avenue,, Suite 400, Jacksonville, FL 32204. Its phone number is 904-378-8098.","source":"Form ADV Part 1A, Item 1.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}