{"url":"https://nivawealth.com/firms/fifth-set-private-wealth-management-159118","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/159118","regulatoryAum":160284338,"crd":"159118","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7302223","suffix":null,"lastName":"Kelly","firstName":"Megan","middleName":"Frances"},{"crd":"2482832","suffix":null,"lastName":"POST","firstName":"IAN","middleName":"ANDREW"},{"crd":"2235276","suffix":null,"lastName":"VARNHAGEN","firstName":"SETH","middleName":"JAY"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-13","regulatoryAum":64592644,"clients":38,"employees":2,"offices":2},{"filedOn":"2022-07-26","regulatoryAum":139394520,"clients":66,"employees":3,"offices":3},{"filedOn":"2023-01-12","regulatoryAum":116222730,"clients":64,"employees":3,"offices":3},{"filedOn":"2024-04-30","regulatoryAum":141328779,"clients":68,"employees":3,"offices":3},{"filedOn":"2025-05-07","regulatoryAum":146925238,"clients":63,"employees":3,"offices":3},{"filedOn":"2026-02-12","regulatoryAum":160284338,"clients":63,"employees":3,"offices":3}],"secFileNumber":"801-110682","legalName":"Fifth 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2026)"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:24:33.015095+00:00","documents":[{"name":"FIFTH SET PRIVATE WEALTH MANAGEMENT FORM ADV PART 2A (FEBRUARY 11, 2026)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008386","versionId":1008386,"submittedOn":"2026-02-11"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Omaha, NE","smaAssets":92147155},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":51215501}],"custodyNote":"Fifth Set Private Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Ian Post","title":"Managing Member/Chief Compliance Officer","crd":"2482832"}],"ownership":[{"label":"Ian Post","detail":"Managing member/chief compliance officer in the 75% or more ownership band and a control person, since January 2006."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"600 Mamaroneck Avenue","city":"Harrison"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"646-783-9717","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":92},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":4},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"12 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/159118/PDF/159118.pdf","brochureDate":"11 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008386","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fifth Set Private Wealth Management have?","answer":"Fifth Set Private Wealth Management has 63 clients and manages $160 million for them, as of February 2026. They include 44 high-net-worth individuals and 19 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fifth Set Private Wealth Management offer?","answer":"Fifth Set Private Wealth Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Fifth Set Private Wealth Management charge?","answer":"Fifth Set Private Wealth Management charges 0.75%–1.25% a year for its Portfolio Management Services. The fee is billed in arrears, is negotiable, has a $10,000 annual minimum and requires an account of at least $800,000.","source":"FIFTH SET PRIVATE WEALTH MANAGEMENT FORM ADV PART 2A (FEBRUARY 11, 2026), filed 11 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Fifth Set Private Wealth Management use?","answer":"Fifth Set Private Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $92.1M and Fidelity Brokerage Services LLC (Smithfield, RI), with $51.2M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fifth Set Private Wealth Management have?","answer":"Fifth Set Private Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fifth Set Private Wealth Management invest in?","answer":"At the end of its last fiscal year, Fifth Set Private Wealth Management’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 4% pooled vehicles (private funds and similar), 2% cash and equivalents, 1% exchange-traded equities and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Fifth Set Private Wealth Management have a minimum investment?","answer":"Yes, Fifth Set Private Wealth Management’s minimum account size for its Portfolio Management Services is $800K. It charges a $10K annual minimum fee.","source":"FIFTH SET PRIVATE WEALTH MANAGEMENT FORM ADV PART 2A (FEBRUARY 11, 2026), filed 11 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Fifth Set Private Wealth Management?","answer":"Fifth Set Private Wealth Management’s direct owner is Ian Post (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fifth Set Private Wealth Management get paid?","answer":"Fifth Set Private Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fifth Set Private Wealth Management?","answer":"Its phone number is 646-783-9717. Its website is fifthsetwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}