{"url":"https://nivawealth.com/firms/fifth-avenue-family-office-122448","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/122448","regulatoryAum":1350847041,"crd":"122448","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8314250","suffix":null,"lastName":"Brewer","firstName":"Conner","middleName":"Jeffrey"},{"crd":"4698358","suffix":null,"lastName":"PRICE","firstName":"GARY","middleName":"BENJAMIN"},{"crd":"2063211","suffix":null,"lastName":"RUSSO-SLUGH","firstName":"DANIELLE","middleName":null},{"crd":"5983281","suffix":null,"lastName":"SHOEMAKER","firstName":"KYLE","middleName":"JASON"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":296237898,"clients":10,"employees":7,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":337342191,"clients":12,"employees":7,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":190674421,"clients":11,"employees":6,"offices":1},{"filedOn":"2024-03-23","regulatoryAum":633393801,"clients":6,"employees":7,"offices":1},{"filedOn":"2025-03-26","regulatoryAum":908527735,"clients":7,"employees":7,"offices":1},{"filedOn":"2026-03-16","regulatoryAum":1350847041,"clients":9,"employees":7,"offices":1}],"secFileNumber":"801-61413","legalName":"Fifth Avenue Family Office LLC","displayName":"Fifth Avenue Family Office","slug":"fifth-avenue-family-office-122448","website":"https://fifthavenuefamily.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/fifthavenuefamily","founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3003 Tamiami Trail North, Suite 410","city":"Naples","state":"FL","stateName":"Florida","country":"United States","postalCode":"34103"},"tradeNames":[],"registration":{"secApproved":"28 August 2002","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":148870110.1111111,"staff":{"employees":7,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1350847041,"discretionary":229643997,"discretionaryAccounts":72,"nonDiscretionary":1121203044,"nonDiscretionaryAccounts":52,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":9,"regulatoryAum":1339830991},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":11016050}],"feePrograms":[{"role":"main","program":"Fee Schedule","feeBasis":"marginal","fee_tiers":[{"to":2000000,"pct":1,"from":0},{"to":10000000,"pct":0.75,"from":2000000},{"to":30000000,"pct":0.5,"from":10000000},{"to":null,"pct":0.25,"from":30000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019184","versionId":1019184,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-03-16","documentName":"FIFTHAVE_ADVPART2A_MAR26","fee_rate_low":0.25,"fee_rate_high":1,"fee_negotiable":null,"minimum_account":20000000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:25:41.553147+00:00","documents":[{"name":"FIFTHAVE_ADVPART2A_MAR26","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019184","versionId":1019184,"submittedOn":"2026-03-16"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":181850788},{"name":"J.P. Morgan Securities LLC","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":352641584},{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":43205259}],"custodyNote":"Fifth Avenue Family Office has custody of $48.8M in client assets for 2 clients.","leadership":[{"name":"Kyle Shoemaker","title":"Chief Compliance Officer","crd":"5983281"},{"name":"Gary Price","title":"Managing Member","crd":"4698358"},{"name":"Timothy Cartwright","title":"Member","crd":"4796673"}],"ownership":[{"label":"Gary Price","detail":"Managing member in the 50% to 75% ownership band and a control person, since December 2008."},{"label":"Timothy Cartwright","detail":"Member in the 50% to 75% ownership band and a control person, since January 2006."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"3003 Tamiami Trail North, Suite 410","city":"Naples","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"239-262-6300","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":30},{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":2},{"label":"Sovereign bonds","percent":2},{"label":"Investment grade corporate bonds","percent":2},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":19},{"label":"Cash and cash equivalents","percent":9},{"label":"Other","percent":32,"detail":"Aternative Investments"}],"privateFunds":0},"sources":{"adv1FilingDate":"16 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/122448/PDF/122448.pdf","brochureDate":"16 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019184","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fifth Avenue Family Office have?","answer":"Fifth Avenue Family Office has 9 clients and manages $1.35 billion for them, as of March 2026. They include 9 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fifth Avenue Family Office offer?","answer":"Fifth Avenue Family Office provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Fifth Avenue Family Office charge?","answer":"Fifth Avenue Family Office charges 0.25%–1.00% a year for its Fee Schedule. Each asset band is charged at its own rate. The fee is billed in advance or in arrears and requires an account of at least $20,000,000.","source":"FIFTHAVE_ADVPART2A_MAR26, filed 16 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Fifth Avenue Family Office use?","answer":"Fifth Avenue Family Office’s separately managed account assets are held at J.P. Morgan Securities LLC (New York, NY), with $353M, Charles Schwab & Co., Inc. (San Francisco, CA), with $182M and National Financial Services LLC (Boston, MA), with $43.2M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fifth Avenue Family Office have?","answer":"Fifth Avenue Family Office has 3 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fifth Avenue Family Office invest in?","answer":"At the end of its last fiscal year, Fifth Avenue Family Office’s separately managed accounts held 32% other, 30% exchange-traded equities, 19% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 3% U.S. government and agency bonds, 2% state and local bonds, 2% sovereign bonds, 2% investment grade corporate bonds and 1% derivatives. The 32% other category is described as: Aternative Investments.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Fifth Avenue Family Office have a minimum investment?","answer":"Yes, Fifth Avenue Family Office’s minimum account size for its Fee Schedule is $20M.","source":"FIFTHAVE_ADVPART2A_MAR26, filed 16 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Fifth Avenue Family Office?","answer":"Fifth Avenue Family Office’s direct owners are Gary Price (50% to 75%) and Timothy Cartwright (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fifth Avenue Family Office get paid?","answer":"Fifth Avenue Family Office is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Fifth Avenue Family Office registered with the SEC?","answer":"Yes, Fifth Avenue Family Office has been registered with the SEC as an investment adviser since 28 August 2002. Its CRD number is 122448 and its SEC file number is 801-61413.","source":"Form ADV Part 1A, Item 1, filed 16 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Fifth Avenue Family Office?","answer":"Fifth Avenue Family Office’s main office is at 3003 Tamiami Trail North, Suite 410, Naples, FL 34103. Its phone number is 239-262-6300. Its website is fifthavenuefamily.com.","source":"Form ADV Part 1A, Item 1.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}