{"url":"https://nivawealth.com/firms/fiera-capital-113638","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/113638","regulatoryAum":17275502671,"crd":"113638","secFileNumber":"801-8948","legalName":"Fiera Capital Inc.","displayName":"Fiera Capital","website":"HTTPS://www.FIERACAPITAL.COM/en-us/","linkedinUrl":"https://www.linkedin.com/company/fieracapital/","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"477 Madison Avenue, Suite 720","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10022"},"tradeNames":[],"registration":{"secApproved":"22 December 1972","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":95,"advisory":37,"brokerDealerReps":12,"insuranceAgents":0,"promoters":3},"aum":{"discretionary":17188404437,"discretionaryAccounts":4600,"nonDiscretionary":87098234,"nonDiscretionaryAccounts":43,"wrapProgram":3203614185,"nonUsClientsPct":1,"nonAumClients":95},"clientTypes":[{"label":"Individuals (other than HNW)","clients":509,"regulatoryAum":249602964},{"label":"High-net-worth individuals","clients":3087,"regulatoryAum":5659291426},{"label":"Investment companies","clients":3,"regulatoryAum":351639180},{"label":"Pooled investment vehicles","clients":23,"regulatoryAum":2534125229},{"label":"Pension and profit-sharing plans","clients":67,"regulatoryAum":837021875},{"label":"Charitable organizations","clients":98,"regulatoryAum":530422653},{"label":"State or municipal government entities","clients":18,"regulatoryAum":2927157963},{"label":"Corporations and other businesses","clients":438,"regulatoryAum":4008319749},{"label":"Other","clients":400,"regulatoryAum":177921632}],"fees":[],"feeNotes":[],"custodians":[{"name":"State Street Bank Corporation","shortName":"State Street Bank","location":"Boston, MA","smaAssets":1736463313},{"name":"Goldman Sachs & Co. LLC","shortName":"Goldman Sachs &","location":"New York, NY","smaAssets":1516334839},{"name":"JP Morgan Chase Bank, N.A.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":1507671099},{"name":"Brown Brothers Harriman & Co.","shortName":"Brown Brothers Harriman &","location":"New York, NY","smaAssets":1798554083}],"custodyNote":"Fiera Capital has custody of $1.67B for 5 clients.","otherCustodians":[],"leadership":[{"name":"Eric Roberts","title":"Executive Director, Chief Executive Officer Fiera USA & Director","crd":"4878508"},{"name":"Carolyn Dolan","title":"Executive Vice President, Head of Private Wealth, U.S.","crd":"4365505"},{"name":"Scott Einhorn","title":"Executive Vice President, Regional Managing Partner","crd":"1216997"},{"name":"Brandon Lockerby","title":"Vice President of Finance, US","crd":"8061588"},{"name":"Lucas Pontillo","title":"Executive Director, Global Chief Financial Officer and Head of Corporate Strategy & Director","crd":"7352819"},{"name":"Laura Pentimone","title":"Chief Compliance Officer & Head of Compliance, U.S.","crd":"2973762"}],"ownership":[{"label":"Fiera US Holding Inc.","detail":"Sole shareholder in the 75% or more ownership band and a control person, since October 2013."},{"label":"Fiera Capital Corporation","detail":"Indirect owner: a shareholder of Fiera US Holding Inc. in the 75% or more band and a control person, since October 2013.","parent":"Fiera US Holding Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"200 State Street","city":"Boston"}]},{"state":"New York","offices":1,"addresses":[{"street":"477 Madison Avenue, Suite 720","city":"New York","headquarters":true}]},{"state":"Ohio","offices":1,"addresses":[{"street":"10050 Innovation Drive","city":"Dayton"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-300-1600","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":62},{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":29},{"label":"Investment grade corporate bonds","percent":3},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":5},"sources":{"adv1FilingDate":"21 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/113638/PDF/113638.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fiera Capital have?","answer":"Fiera Capital has 4,643 clients and manages $17.3 billion for them, as of August 2026. They include 3,087 high-net-worth individuals, 509 other individuals and 438 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fiera Capital offer?","answer":"Fiera Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Fiera Capital use?","answer":"Fiera Capital’s separately managed account assets are held at Brown Brothers Harriman & Co. (New York, NY), with $1,798,554,083, State Street Bank Corporation (Boston, MA), with $1,736,463,313, Goldman Sachs & Co. LLC (New York, NY), with $1,516,334,839 and JP Morgan Chase Bank, N.A. (New York, NY), with $1,507,671,099. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fiera Capital have?","answer":"Fiera Capital has 5 investment adviser representatives registered with state securities authorities, out of 95 employees, and 37 perform investment advisory functions. 12 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fiera Capital invest in?","answer":"At the end of its last fiscal year, Fiera Capital’s separately managed accounts held 62% exchange-traded equities, 29% state and local bonds, 3% U.S. government and agency bonds, 3% investment grade corporate bonds and 3% cash and equivalents. It advises 5 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fiera Capital?","answer":"Fiera Capital is owned through a holding company by Fiera Capital Corporation. Its direct owner is Fiera US Holding Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 21 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fiera Capital get paid?","answer":"Fiera Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}