{"url":"https://nivawealth.com/firms/fiduciary-trust-international-124062","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/124062","regulatoryAum":7670582308,"crd":"124062","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5322910","suffix":null,"lastName":"BURKE","firstName":"KATHERINE","middleName":"DUFFY"},{"crd":"7174891","suffix":null,"lastName":"Chown","firstName":"Alex","middleName":"William"},{"crd":"2510583","suffix":null,"lastName":"COHEN","firstName":"DOUGLAS","middleName":"MATTHEW"},{"crd":"6523935","suffix":null,"lastName":"FINKELMAN","firstName":"JEFFREY","middleName":"SMITH"},{"crd":"5626060","suffix":null,"lastName":"HUNTINGTON","firstName":"KATHARINE","middleName":"MARSHALL"},{"crd":"7192629","suffix":null,"lastName":"Johnson","firstName":"Brandon","middleName":"Lee"},{"crd":"7193947","suffix":null,"lastName":"Kastrilevich","firstName":"Anna","middleName":"Aleksandrovna"},{"crd":"5069216","suffix":null,"lastName":"KATZ","firstName":"MATTHEW","middleName":"ADAM"},{"crd":"4493608","suffix":null,"lastName":"Paul","firstName":"Alex","middleName":"Matthew"},{"crd":"6395276","suffix":null,"lastName":"RAUS","firstName":"JOHN","middleName":"M"},{"crd":"6004830","suffix":"MR.","lastName":"RAWLINGS","firstName":"ERICK","middleName":"ROSCOE"},{"crd":"4483709","suffix":null,"lastName":"RODDAY","firstName":"TYLER","middleName":"PERRY"},{"crd":"6828824","suffix":null,"lastName":"Shroff","firstName":"Rohan","middleName":"Khushroo"},{"crd":"6123849","suffix":null,"lastName":"SOULIERE","firstName":"ADAM","middleName":"E"}],"total":14,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":6534669405,"clients":54,"employees":43,"offices":2},{"filedOn":"2022-04-13","regulatoryAum":5833753515,"clients":58,"employees":40,"offices":3},{"filedOn":"2022-12-22","regulatoryAum":5224573345,"clients":61,"employees":48,"offices":3},{"filedOn":"2024-02-12","regulatoryAum":5464877027,"clients":67,"employees":46,"offices":4},{"filedOn":"2025-02-10","regulatoryAum":6324878192,"clients":73,"employees":50,"offices":4},{"filedOn":"2025-12-22","regulatoryAum":7670582308,"clients":76,"employees":50,"offices":4}],"secFileNumber":"801-62001","legalName":"Fiduciary Trust International, LLC","displayName":"Fiduciary Trust International","slug":"fiduciary-trust-international-124062","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"September","headquarters":{"street":"55 Old Bedford RD, Suite 302","city":"Lincoln","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"01773"},"tradeNames":[],"registration":{"secApproved":"17 April 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INTERNATIONAL, LLC FORM ADV 2A DECEMBER 2025","fee_rate_low":0.25,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":25000000,"feeMinimumPeriod":"annual","fee_minimum_annual":150000}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T03:35:50.165554+00:00","documents":[{"name":"FIDUCIARY TRUST INTERNATIONAL, LLC FORM ADV 2A DECEMBER 2025","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=999161","versionId":999161,"submittedOn":"2025-12-22"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":4443714855}],"custodyNote":"Fiduciary Trust International has custody of $4.32B for 59 clients.","otherCustodians":[],"leadership":[{"name":"Adam Spector","title":"Chief Executive Officer of Fiduciary Trust Company International","crd":"2270713"},{"name":"Rebecca Gompper","title":"Chief Compliance Officer","crd":"6889453"},{"name":"Katharine Huntington","title":"Managing Director","crd":"5626060"},{"name":"Amy Spector","title":"Managing Director","crd":"6776988"},{"name":"Anne Marie Towle","title":"Regional Managing Director","crd":"5753823"}],"ownership":[{"label":"Fiduciary International Holding, Inc.","detail":"Member in the 75% or more ownership band and a control person, since March 2020."},{"label":"Fiduciary International","detail":"Member in the 75% or more ownership band and a control person, since March 2020."},{"label":"Fiduciary Trust Company International","detail":"Indirect owner: a shareholder of Fiduciary International Holding, Inc. in the 75% or more band and a control person, since March 2020.","parent":"Fiduciary International Holding, Inc."},{"label":"Franklin Resources, Inc.","detail":"Indirect owner: a shareholder of Fiduciary Trust Company International in the 75% or more band and a control person, since April 2001.","parent":"Fiduciary Trust Company International"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"One Franklin Parkway","city":"San Mateo"}]},{"state":"Florida","offices":1,"addresses":[{"street":"2255 Glades Road","city":"Boca Raton"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"55 Old Bedford RD, Suite 302","city":"Lincoln","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"One Madison Avenue","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"781-274-9300","stateRegisteredReps":14,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":31},{"label":"U.S. government/agency bonds","percent":5},{"label":"U.S. state and local bonds","percent":5},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":39},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":15},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":7},"sources":{"adv1FilingDate":"22 December 2025","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/124062/PDF/124062.pdf","brochureDate":"22 December 2025","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=999161","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fiduciary Trust International have?","answer":"Fiduciary Trust International has 76 clients and manages $7.67 billion for them, as of December 2025. They include 62 high-net-worth individuals, 7 pooled investment vehicles and 7 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 December 2025","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fiduciary Trust International offer?","answer":"Fiduciary Trust International provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Fiduciary Trust International charge?","answer":"Fiduciary Trust International charges 0.25%–1.00% for its Fees for Portfolio Management and Sub-Advisory Services. The brochure does not state whether the rate is annual. The fee is negotiable, has a $150,000 annual minimum and requires an account of at least $25,000,000.","source":"FIDUCIARY TRUST INTERNATIONAL, LLC FORM ADV 2A DECEMBER 2025, filed 22 December 2025","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Fiduciary Trust International use?","answer":"Fiduciary Trust International’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $4.44B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 December 2025","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fiduciary Trust International have?","answer":"Fiduciary Trust International has 14 investment adviser representatives registered with state securities authorities, out of 50 employees, and 23 perform investment advisory functions. 7 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fiduciary Trust International invest in?","answer":"At the end of its last fiscal year, Fiduciary Trust International’s separately managed accounts held 39% registered funds (mutual funds, ETFs, BDCs), 31% exchange-traded equities, 15% pooled vehicles (private funds and similar), 5% U.S. government and agency bonds, 5% state and local bonds, 3% cash and equivalents and 2% investment grade corporate bonds. It advises 7 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Fiduciary Trust International have a minimum investment?","answer":"Yes, Fiduciary Trust International’s minimum account size for its Fees for Portfolio Management and Sub-Advisory Services is $25M. It charges a $150K annual minimum fee.","source":"FIDUCIARY TRUST INTERNATIONAL, LLC FORM ADV 2A DECEMBER 2025, filed 22 December 2025","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Fiduciary Trust International?","answer":"Fiduciary Trust International is owned through a chain of holding companies by Franklin Resources, Inc. Its direct owners are Fiduciary International Holding, Inc. (75% or more) and Fiduciary International (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 22 December 2025","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fiduciary Trust International get paid?","answer":"Fiduciary Trust International is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fiduciary Trust International?","answer":"Fiduciary Trust International’s main office is at 55 Old Bedford RD, Suite 302, Lincoln, MA 01773. Its phone number is 781-274-9300.","source":"Form ADV Part 1A, Item 1.F, filed 22 December 2025","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}