{"url":"https://nivawealth.com/firms/fiduciary-capital-management-340618","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/340618","regulatoryAum":149815715,"crd":"340618","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2557054","suffix":null,"lastName":"BARRINEAU","firstName":"JAMES","middleName":"WILLIAM"},{"crd":"2975913","suffix":null,"lastName":"BELT","firstName":"DOAK","middleName":"RAUH"},{"crd":"8270087","suffix":null,"lastName":"Cambeis","firstName":"Josiah","middleName":null},{"crd":"3124942","suffix":null,"lastName":"Carroll","firstName":"Kevin","middleName":"Joseph"},{"crd":"8280050","suffix":null,"lastName":"Caruana","firstName":"Michael","middleName":"Sam"},{"crd":"8321045","suffix":null,"lastName":"Daher","firstName":"Perryn","middleName":"Todd"},{"crd":"1305518","suffix":"JR","lastName":"DINICOLA","firstName":"ALFRED","middleName":null},{"crd":"6238613","suffix":null,"lastName":"GE","firstName":"XINYUE","middleName":null},{"crd":"8250234","suffix":null,"lastName":"Gonzalez","firstName":"Antonio","middleName":"Luis"},{"crd":"1002368","suffix":null,"lastName":"MCINTYRE","firstName":"PAUL","middleName":"JOSEPH"},{"crd":"2582835","suffix":null,"lastName":"NEUMILLER","firstName":"CORY","middleName":"REID"},{"crd":"7793605","suffix":null,"lastName":"OUTING","firstName":"DAMOND","middleName":"M."},{"crd":"2437504","suffix":"JR","lastName":"SANCHEZ","firstName":"THOMAS","middleName":"B"},{"crd":"8289095","suffix":null,"lastName":"Williams","firstName":"Decorious","middleName":"T"}],"total":14,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135523","legalName":"Fiduciary Capital Management LLC","displayName":"Fiduciary Capital Management","slug":"fiduciary-capital-management-340618","website":"https://fiduciarycm.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Wyoming limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1621 Central Ave","city":"Cheyenne","state":"WY","stateName":"Wyoming","country":"United States","postalCode":"82001"},"tradeNames":["Fiduciary CM"],"registration":{"secApproved":"12 March 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":12,"advisory":10,"brokerDealerReps":2,"insuranceAgents":6,"promoters":0},"aum":{"regulatory":149815715,"discretionary":5750000,"discretionaryAccounts":73,"nonDiscretionary":144065715,"nonDiscretionaryAccounts":1,"wrapProgram":0,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":73,"regulatoryAum":5750000},{"label":"High-net-worth individuals","clients":1,"fewerThan5":true,"regulatoryAum":144065715}],"feePrograms":[{"role":"other","program":"Financial Planning and Consulting","summary":"Planning and consulting fees are negotiated per client, generally $100 to $10,000, and agreed in advance under a fixed-fee arrangement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054867","versionId":1054867,"submittedOn":"2026-08-13","documentName":"FIDUCIARY CM ADV2A 8-13-26"},{"role":"other","program":"Variable Product Advisory Management","summary":"When the IAR advises on a variable product's sub-accounts, the advisory fee is a percentage of account value that will not exceed 2% annually.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054867","versionId":1054867,"submittedOn":"2026-08-13","documentName":"FIDUCIARY CM ADV2A 8-13-26"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T18:15:01.166212+00:00","documents":[{"name":"FIDUCIARY CM ADV2A 8-13-26","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054867","versionId":1054867,"submittedOn":"2026-08-13"}]},"custodians":[],"custodyNote":"Fiduciary Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Paul McIntyre","title":"Manager and CCO","crd":"1002368"}],"ownership":[{"label":"Paul McIntyre","detail":"Manager and cco in the 75% or more ownership band and a control person, since January 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Wyoming","offices":1,"addresses":[{"street":"1621 Central Ave","city":"Cheyenne","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"503-515-1313","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Other","percent":100,"detail":"Private Funds"}],"privateFunds":0},"sources":{"adv1FilingDate":"5 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/340618/PDF/340618.pdf","brochureDate":"13 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054867","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fiduciary Capital Management have?","answer":"Fiduciary Capital Management has 74 clients and manages $150 million for them, as of September 2026. They include 73 individual clients and 1 high-net-worth individual.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fiduciary Capital Management offer?","answer":"Fiduciary Capital Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Fiduciary Capital Management have?","answer":"Fiduciary Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 12 employees, and 10 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fiduciary Capital Management invest in?","answer":"At the end of its last fiscal year, Fiduciary Capital Management’s separately managed accounts held 100% other. The 100% other category is described as: Private Funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fiduciary Capital Management?","answer":"Fiduciary Capital Management’s direct owner is Paul McIntyre (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fiduciary Capital Management get paid?","answer":"Fiduciary Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fiduciary Capital Management?","answer":"Fiduciary Capital Management’s main office is at 1621 Central Ave, Cheyenne, WY 82001. Its phone number is 503-515-1313. Its website is fiduciarycm.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}