{"url":"https://nivawealth.com/firms/fiduciary-advisors-104189","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/104189","regulatoryAum":520231740,"crd":"104189","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5014170","suffix":null,"lastName":"MAUTZ","firstName":"CHRISTOPHER","middleName":"A"},{"crd":"5128945","suffix":null,"lastName":"PARKER","firstName":"SARAH","middleName":"ELIZABETH"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-05","regulatoryAum":361226320,"clients":9,"employees":3,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":406882886,"clients":9,"employees":4,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":333417474,"clients":9,"employees":4,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":402710963,"clients":9,"employees":3,"offices":1},{"filedOn":"2025-03-20","regulatoryAum":464470156,"clients":50,"employees":2,"offices":1},{"filedOn":"2026-08-11","regulatoryAum":520231740,"clients":56,"employees":2,"offices":1}],"secFileNumber":"801-72971","legalName":"Fiduciary Advisors, LLC","displayName":"Fiduciary Advisors","slug":"fiduciary-advisors-104189","website":"https://fiduciaryadvisors.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"retirement_plan_adviser","typeLabel":"Retirement plans","feeDisclosure":"payment_only"},"founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"6975 S Union Park CTR, #644","city":"Cottonwood Heights","state":"UT","stateName":"Utah","country":"United States","postalCode":"84047"},"tradeNames":[],"registration":{"secApproved":"3 January 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Mautz","title":"President","crd":"5014170"},{"name":"Michael Coluzzi","title":"Chief Financial Officer","crd":"7359363"},{"name":"James Hadaway","title":"Chief Compliance Officer","crd":"3070075"}],"ownership":[{"label":"Fiduciary Services Group, LLC","detail":"Sole member in the 75% or more ownership band and a control person, since September 2017."},{"label":"FSG Parent, Inc.","detail":"Indirect owner: a member of Fiduciary Services Group, LLC in the 75% or more band, since March 2024.","parent":"Fiduciary Services Group, LLC"},{"label":"PCS Buyer, Inc.","detail":"Indirect owner: a stockholder of FSG Parent, Inc. in the 75% or more band, since November 2025.","parent":"FSG Parent, Inc."},{"label":"PCS Midco, Inc.","detail":"Indirect owner: a stockholder of PCS Buyer, Inc. in the 75% or more band, since March 2024.","parent":"PCS Buyer, Inc."},{"label":"PCS Parent GP, LLC","detail":"Indirect owner: general partner of FSG Parent, L.P., since March 2024.","parent":"FSG Parent, L.P."},{"label":"PCS Intermediate, Inc.","detail":"Indirect owner: a stockholder of PCS Midco, Inc. in the 75% or more band, since March 2024.","parent":"PCS Midco, Inc."},{"label":"PCS Topco, Inc.","detail":"Indirect owner: a stockholder of PCS Intermediate, Inc. in the 75% or more band, since March 2024.","parent":"PCS Intermediate, Inc."},{"label":"FSG Parent, L.P.","detail":"Indirect owner: a stockholder of PCS Topco, Inc. in the 75% or more band and a control person, since March 2024.","parent":"PCS Topco, Inc."},{"label":"Lep PCS Co-Invest, LP","detail":"Indirect owner: a limited partner of FSG Parent, L.P. in the 50% to 75% band, since March 2024.","parent":"FSG Parent, L.P."},{"label":"Lee Equity Partners IV GP, LLC","detail":"Indirect owner: general partner of Lep PCS Co-Invest, LP, since October 2023.","parent":"Lep PCS Co-Invest, LP"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Utah","offices":1,"addresses":[{"street":"6975 S Union Park CTR, #644","city":"Cottonwood Heights","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"801-492-7341","stateRegisteredReps":1,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":96},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":1,"detail":"Unitized Portfolio"}],"privateFunds":0},"sources":{"adv1FilingDate":"11 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/104189/PDF/104189.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fiduciary Advisors have?","answer":"Fiduciary Advisors has 56 clients and manages $520 million for them, as of August 2026. They include 51 individuals and 5 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fiduciary Advisors offer?","answer":"Fiduciary Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Fiduciary Advisors use?","answer":"Fiduciary Advisors’ separately managed account assets are held at Advisortrust (Sioux Falls, SD), with $520M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fiduciary Advisors have?","answer":"Fiduciary Advisors has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fiduciary Advisors invest in?","answer":"At the end of its last fiscal year, Fiduciary Advisors’ separately managed accounts held 96% registered funds (mutual funds, ETFs, BDCs), 2% cash and equivalents, 1% pooled vehicles (private funds and similar) and 1% other. The 1% other category is described as: Unitized Portfolio.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fiduciary Advisors?","answer":"Fiduciary Advisors’ direct owner is Fiduciary Services Group, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fiduciary Advisors get paid?","answer":"Fiduciary Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fiduciary Advisors?","answer":"Fiduciary Advisors’ main office is at 6975 S Union Park CTR, #644, Cottonwood Heights, UT 84047. Its phone number is 801-492-7341. Its website is fiduciaryadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}