{"url":"https://nivawealth.com/firms/fidelity-diversifying-solutions-315088","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/315088","regulatoryAum":18878085695,"crd":"315088","secFileNumber":"801-122572","legalName":"Fidelity Diversifying Solutions LLC","displayName":"Fidelity Diversifying Solutions","website":"https://www.fidelity.com","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"245 Summer Street","city":"Boston","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02210"},"tradeNames":[],"registration":{"secApproved":"29 October 2021","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":44,"advisory":44,"brokerDealerReps":0,"insuranceAgents":0,"promoters":14},"aum":{"discretionary":18878085695,"discretionaryAccounts":38,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":23,"regulatoryAum":9994920106},{"label":"Business development companies","clients":2,"regulatoryAum":3141858898},{"label":"Pooled investment vehicles","clients":10,"regulatoryAum":4808670755},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":480259023},{"label":"Charitable organizations","clients":null,"regulatoryAum":102284428},{"label":"Other","clients":null,"regulatoryAum":350092485}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":480259023},{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":102284428},{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":350092485}],"custodyNote":"Fidelity Diversifying Solutions has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Harley Lank","title":"President, Director","crd":"4451403"},{"name":"Stephanie Brown","title":"Chief Compliance Officer","crd":"7690144"},{"name":"Kimberly Perry","title":"Director","crd":"2762173"},{"name":"Ksenia Portnoy","title":"Compliance Officer","crd":"5509543"},{"name":"Christopher Rimmer","title":"Treasurer","crd":"4770358"}],"ownership":[{"label":"FMR LLC","detail":"Shareholder in the 75% or more ownership band and a control person, since May 2021."},{"label":"Abigail Johnson","detail":"Indirect owner: elected manager of FMR LLC and a control person, since May 1994.","parent":"FMR LLC"},{"label":"Edward Johnson IV","detail":"Indirect owner: elected manager of FMR LLC and a control person, since April 2006.","parent":"FMR LLC"},{"label":"Michael Wilens","detail":"Indirect owner: elected manager of FMR LLC and a control person, since October 2014.","parent":"FMR LLC"},{"label":"Stephen Neff","detail":"Indirect owner: elected manager of FMR LLC and a control person, since April 2023.","parent":"FMR LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":5,"privateResidences":0},"listedOfficeAddresses":6,"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"233 South Wacker Drive","city":"Chicago"}]},{"state":"Massachusetts","offices":2,"addresses":[{"street":"245 Summer Street","city":"Boston","headquarters":true},{"street":"155 Seaport BLVD","city":"Boston"}]},{"state":"New Hampshire","offices":1,"addresses":[{"street":"One Spartan Way","city":"Merrimack"}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"499 Washington BLVD","city":"Jersey City"}]},{"state":"Rhode Island","offices":1,"addresses":[{"street":"900 Salem Street","city":"Smithfield"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-563-7000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":29},{"label":"Investment grade corporate bonds","percent":19},{"label":"Derivatives","percent":44},{"label":"Other","percent":6,"detail":"Private Credit Loans"}],"privateFunds":12},"sources":{"adv1FilingDate":"20 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/315088/PDF/315088.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fidelity Diversifying Solutions have?","answer":"Fidelity Diversifying Solutions has 35 clients and manages $18.9 billion for them, as of August 2026. They include 23 investment companies, 10 pooled investment vehicles and 2 business development companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fidelity Diversifying Solutions offer?","answer":"Fidelity Diversifying Solutions provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Fidelity Diversifying Solutions use?","answer":"Fidelity Diversifying Solutions’ separately managed account assets are held at The Bank of New York Mellon (New York, NY), with $480,259,023, State Street Bank and Trust Company (Boston, MA), with $350,092,485 and The Northern Trust Company (Chicago, IL), with $102,284,428. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fidelity Diversifying Solutions have?","answer":"Fidelity Diversifying Solutions has 0 investment adviser representatives registered with state securities authorities, out of 44 employees, and 44 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fidelity Diversifying Solutions invest in?","answer":"At the end of its last fiscal year, Fidelity Diversifying Solutions’ separately managed accounts held 44% derivatives, 29% U.S. government and agency bonds, 19% investment grade corporate bonds and 6% private credit loans. It advises 12 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fidelity Diversifying Solutions?","answer":"Fidelity Diversifying Solutions’ direct owner is FMR LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fidelity Diversifying Solutions get paid?","answer":"Fidelity Diversifying Solutions is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}