{"url":"https://nivawealth.com/firms/fidelis-wealth-advisors-292551","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/292551","regulatoryAum":210405970,"crd":"292551","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6853641","suffix":null,"lastName":"Erickson","firstName":"Rilee","middleName":null},{"crd":"7967712","suffix":null,"lastName":"Fidani","firstName":"Karley","middleName":"Grace"},{"crd":"4232443","suffix":null,"lastName":"TENNEY","firstName":"SAMUEL","middleName":"REY"},{"crd":"4584363","suffix":null,"lastName":"VANSANT","firstName":"JOHN","middleName":"JOSEPH"},{"crd":"7838433","suffix":null,"lastName":"Wall","firstName":"Travis","middleName":"L"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-28","regulatoryAum":115350872,"clients":241,"employees":6,"offices":1},{"filedOn":"2023-04-25","regulatoryAum":147963770,"clients":291,"employees":3,"offices":1},{"filedOn":"2024-07-01","regulatoryAum":192939245,"clients":287,"employees":7,"offices":2},{"filedOn":"2025-05-02","regulatoryAum":253237003,"clients":332,"employees":6,"offices":3},{"filedOn":"2026-03-31","regulatoryAum":210405970,"clients":210,"employees":5,"offices":2}],"secFileNumber":"801-122530","legalName":"Fidelis Wealth Advisors, LLC","displayName":"Fidelis Wealth Advisors","slug":"fidelis-wealth-advisors-292551","website":"https://fidelis-wealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/292551/641d0024cb155e55-r1.webp","tone":"light","width":857,"height":200,"sourceUrl":"https://www.fidelis-wealth.com/","sourceLabel":"Fidelis Wealth Advisors, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/fidelis-wealth-advisors/","founded":null,"organization":"Colorado limited liability company","fiscalYearEnd":"December","headquarters":{"street":"20 N Wilcox Street, Suite 106","city":"Castle Rock","state":"CO","stateName":"Colorado","country":"United States","postalCode":"80104"},"tradeNames":[],"registration":{"secApproved":"22 October 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":868633.7329842931,"staff":{"employees":5,"advisory":5,"brokerDealerReps":1,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":210405970,"discretionary":165909043,"discretionaryAccounts":600,"nonDiscretionary":44496927,"nonDiscretionaryAccounts":19,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":106,"regulatoryAum":15894531},{"label":"High-net-worth individuals","clients":85,"regulatoryAum":150014512},{"label":"Pooled investment vehicles","clients":19,"regulatoryAum":44496927}],"feePrograms":[{"role":"main","program":"Investment Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035198","versionId":1035198,"ratePeriod":"not_stated","fee_billing":"both","submittedOn":"2026-03-31","documentName":"PART 2A BROCHURE","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":1200},{"role":"other","program":"Consulting services","summary":"Hourly at between $150 and $300 an hour; consulting fees are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035198","versionId":1035198,"submittedOn":"2026-03-31","documentName":"PART 2A BROCHURE"},{"role":"other","program":"Financial planning","summary":"Generally $2,500 to $3,000 for a comprehensive plan, up to $25,000 for added scope; negotiable, with one-half billed up front.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035198","versionId":1035198,"submittedOn":"2026-03-31","documentName":"PART 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T10:26:13.828937+00:00","documents":[{"name":"PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035198","versionId":1035198,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":5875742},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":154888224}],"custodyNote":"Fidelis Wealth Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Samuel Tenney","title":"CEO/Founder","crd":"4232443"},{"name":"John Vansant","title":"CCO","crd":"4584363"}],"ownership":[{"label":"Samuel Tenney","detail":"Ceo/founder in the 75% or more ownership band and a control person, since January 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"20 N Wilcox Street, Suite 106","city":"Castle Rock","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"303-800-4683","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"U.S. government/agency bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":76},{"label":"Cash and cash equivalents","percent":20}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/292551/PDF/292551.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035198","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fidelis Wealth Advisors have?","answer":"Fidelis Wealth Advisors has 210 clients and manages $210 million for them, as of March 2026. They include 106 individual clients, 85 high-net-worth individuals and 19 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fidelis Wealth Advisors offer?","answer":"Fidelis Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Fidelis Wealth Advisors charge?","answer":"Fidelis Wealth Advisors charges up to 1.50% for its Investment Management. The brochure does not state whether the rate is annual. The fee is billed in advance or in arrears, is negotiable and has a $1,200 annual minimum.","source":"PART 2A BROCHURE, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Fidelis Wealth Advisors use?","answer":"Fidelis Wealth Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $155M and Charles Schwab & Co., Inc. (San Francisco, CA), with $5.88M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fidelis Wealth Advisors have?","answer":"Fidelis Wealth Advisors has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fidelis Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Fidelis Wealth Advisors’ separately managed accounts held 76% registered funds (mutual funds, ETFs, BDCs), 20% cash and equivalents, 2% exchange-traded equities and 2% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fidelis Wealth Advisors?","answer":"Fidelis Wealth Advisors’ direct owner is Samuel Tenney (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fidelis Wealth Advisors get paid?","answer":"Fidelis Wealth Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fidelis Wealth Advisors?","answer":"Fidelis Wealth Advisors’ main office is at 20 N Wilcox Street, Suite 106, Castle Rock, CO 80104. Its phone number is 303-800-4683. Its website is fidelis-wealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/fidelis-wealth-advisors-292551/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-13","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2010051/000201005126000005/0002010051-26-000005-index.html","totalValue":66775055,"positionCount":26,"top10Share":0.8946060471234355,"top10":[{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":24099286,"shares":32248,"shareType":"SH","priorValue":27276570,"priorShares":41758},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US DIVIDEND EQ","cusip":"808524797","value":10594603,"shares":334109,"shareType":"SH","priorValue":13540914,"priorShares":441360},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}