{"url":"https://nivawealth.com/firms/ferguson-johnson-wealth-management-109232","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/109232","regulatoryAum":316354533,"crd":"109232","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4598757","suffix":null,"lastName":"JOHNSON","firstName":"DEREK","middleName":"MATTHEW"},{"crd":"5849610","suffix":null,"lastName":"POWELL","firstName":"WILLIAM","middleName":"JONATHAN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-01-25","regulatoryAum":232950640,"clients":171,"employees":3,"offices":1},{"filedOn":"2022-03-04","regulatoryAum":232724301,"clients":176,"employees":3,"offices":1},{"filedOn":"2023-03-01","regulatoryAum":221062803,"clients":177,"employees":3,"offices":1},{"filedOn":"2024-01-30","regulatoryAum":244458813,"clients":179,"employees":3,"offices":1},{"filedOn":"2025-02-27","regulatoryAum":270874727,"clients":196,"employees":3,"offices":1},{"filedOn":"2026-09-02","regulatoryAum":316354533,"clients":198,"employees":4,"offices":1}],"secFileNumber":"801-56625","legalName":"Ferguson-Johnson 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They include 109 individual clients, 81 high-net-worth individuals, and 4 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ferguson-Johnson Wealth Management offer?","answer":"Ferguson-Johnson Wealth Management provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, and retirement plan services.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Ferguson-Johnson Wealth Management charge?","answer":"Ferguson-Johnson Wealth Management charges up to 1.00% a year for its Investment management. The fee is billed in advance and is negotiable.","source":"2026 ADV PART 2, filed 16 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Ferguson-Johnson Wealth Management use?","answer":"Ferguson-Johnson Wealth Management’s separately managed account assets are held at Fidelity Distributors Company LLC (Boston, MA), with $306M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ferguson-Johnson Wealth Management have?","answer":"Ferguson-Johnson Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ferguson-Johnson Wealth Management invest in?","answer":"At the end of its last fiscal year, Ferguson-Johnson Wealth Management’s separately managed accounts held 54% registered funds (mutual funds, ETFs, BDCs), 41% exchange-traded equities, 3% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ferguson-Johnson Wealth Management?","answer":"Ferguson-Johnson Wealth Management’s direct owner is Derek Johnson (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ferguson-Johnson Wealth Management get paid?","answer":"Ferguson-Johnson Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Ferguson-Johnson Wealth Management registered with the SEC?","answer":"Yes, Ferguson-Johnson Wealth Management has been registered with the SEC as an investment adviser since 23 June 1999. Its CRD number is 109232 and its SEC file number is 801-56625.","source":"Form ADV Part 1A, Item 1, filed 2 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Ferguson-Johnson Wealth Management?","answer":"Ferguson-Johnson Wealth Management’s main office is at 51 Monroe St., Suite Pe 25, Rockville, MD 20850. Its phone number is 301-670-0994. Its website is fjwealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 2 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/ferguson-johnson-wealth-management-109232/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-31","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2109387/000210938726000003/0002109387-26-000003-index.html","totalValue":137151,"positionCount":38,"top10Share":0.8062062981677129,"top10":[{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"CORE FIXE IN ETF","cusip":"25434V872","value":30974,"shares":733815,"shareType":"SH","priorValue":29522,"priorShares":699262},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US COR EQU 2 ETF","cusip":"25434V708","value":13677,"shares":308320,"shareType":"SH","priorValue":12152,"priorShares":312731},{"issuer":"AMERICAN CENTY ETF TR","titleOfClass":"AVANTIS CORE 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}