{"url":"https://nivawealth.com/firms/fenix-asset-management-291069","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/291069","regulatoryAum":160423060,"crd":"291069","history":[{"filedOn":"2021-06-15","regulatoryAum":88518472,"clients":310,"employees":3,"offices":1},{"filedOn":"2022-01-25","regulatoryAum":92000000,"clients":315,"employees":3,"offices":1},{"filedOn":"2023-02-28","regulatoryAum":67044749,"clients":319,"employees":3,"offices":1},{"filedOn":"2024-02-12","regulatoryAum":119143905,"clients":396,"employees":3,"offices":1},{"filedOn":"2025-03-21","regulatoryAum":132784603,"clients":440,"employees":3,"offices":1},{"filedOn":"2026-02-18","regulatoryAum":160423060,"clients":447,"employees":5,"offices":1}],"secFileNumber":"801-112181","legalName":"Fenix Asset Management, LLC","displayName":"Fenix Asset Management","slug":"fenix-asset-management-291069","website":"https://fenixtrading.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"ria_network","typeLabel":"RIA network","feeDisclosure":"summary"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"One World Trade Center, 85th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10007"},"tradeNames":[],"registration":{"secApproved":"14 December 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":291154.9300291545,"staff":{"employees":5,"advisory":4,"brokerDealerReps":3,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":160423060,"discretionary":135221065,"discretionaryAccounts":334,"nonDiscretionary":25201995,"nonDiscretionaryAccounts":113,"wrapProgram":null,"nonUsClientsPct":91,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":343,"regulatoryAum":99866141},{"label":"Corporations and other businesses","clients":104,"regulatoryAum":60556919}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T15:56:26.569674+00:00","documents":[{"name":"FENIX ASSET MANAGEMENT - PART 2 BROCHURE 2-2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010065","versionId":1010065,"submittedOn":"2026-02-18"}]},"custodians":[{"name":"Stonex Financial Inc.","shortName":"Stonex Financial","location":"Winter Park, FL","smaAssets":61174300}],"custodyNote":"Fenix Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Julian Galvez Pourtale","title":"Managing Member & Chief Compliance Officer","crd":"4474817"},{"name":"Michael Brown","title":"Assistant Compliance Officer","crd":"1658070"}],"ownership":[{"label":"Julian Galvez Pourtale","detail":"Managing member & chief compliance officer in the 10% to 25% ownership band and a control person, since October 2017. Also a sole shareholder of Fenix Financial, Inc in the 75% or more band and a control person, since November 2024."},{"label":"Fenix Financial, Inc","detail":"Member entity in the 75% or more ownership band and a control person, since October 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"One World Trade Center, 85th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"646-652-6561","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":9},{"label":"Non-exchange-traded equity securities","percent":27},{"label":"U.S. government/agency bonds","percent":5},{"label":"Sovereign bonds","percent":10},{"label":"Investment grade corporate bonds","percent":8},{"label":"Non-investment grade corporate bonds","percent":8},{"label":"Cash and cash equivalents","percent":13},{"label":"Other","percent":20,"detail":"Offshore Mutual Funds and Preferred Securities"}],"privateFunds":0},"sources":{"adv1FilingDate":"18 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/291069/PDF/291069.pdf","brochureDate":"18 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010065","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fenix Asset Management have?","answer":"Fenix Asset Management has 447 clients and manages $160 million for them, as of February 2026. They include 343 high-net-worth individuals and 104 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fenix Asset Management offer?","answer":"Fenix Asset Management provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Fenix Asset Management use?","answer":"Fenix Asset Management’s separately managed account assets are held at Stonex Financial Inc. (Winter Park, FL), with $61.2M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fenix Asset Management have?","answer":"Fenix Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fenix Asset Management invest in?","answer":"At the end of its last fiscal year, Fenix Asset Management’s separately managed accounts held 27% non-exchange-traded equities, 20% other, 13% cash and equivalents, 10% sovereign bonds, 9% exchange-traded equities, 8% investment grade corporate bonds, 8% high-yield corporate bonds and 5% U.S. government and agency bonds. The 20% other category is described as: Offshore Mutual Funds and Preferred Securities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fenix Asset Management?","answer":"Fenix Asset Management’s direct owners are Julian Galvez Pourtale (10% to 25%) and Fenix Financial, Inc (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fenix Asset Management get paid?","answer":"Fenix Asset Management is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fenix Asset Management?","answer":"Fenix Asset Management’s main office is at One World Trade Center, 85th Floor, New York, NY 10007. Its phone number is 646-652-6561. Its website is fenixtrading.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}