{"url":"https://nivawealth.com/firms/feltl-advisors-165244","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/165244","regulatoryAum":165615748,"crd":"165244","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2581373","suffix":null,"lastName":"BUSKA","firstName":"DANA","middleName":"WILLIAM"},{"crd":"4571532","suffix":null,"lastName":"DE NARAY","firstName":"ETHAN","middleName":null},{"crd":"4127796","suffix":null,"lastName":"EDWARDS","firstName":"MITCHELL","middleName":"JAY"},{"crd":"2366353","suffix":null,"lastName":"FELTL","firstName":"JOHN","middleName":"CHRISTOPHER"},{"crd":"4556759","suffix":null,"lastName":"GRAY","firstName":"STEVEN","middleName":"MACK"},{"crd":"1227584","suffix":null,"lastName":"JOHNSON","firstName":"SCOTT","middleName":"ROBERT 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Advisors, LLC","displayName":"Feltl Advisors","slug":"feltl-advisors-165244","website":"https://feltladvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Minnesota limited liability company","fiscalYearEnd":"December","headquarters":{"street":"One Carlson Parkway North, Suite 225","city":"Plymouth","state":"MN","stateName":"Minnesota","country":"United States","postalCode":"55447"},"tradeNames":[],"registration":{"secApproved":"1 November 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BROCHURE","fee_rate_low":null,"fee_rate_high":3,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:35:30.864704+00:00","documents":[{"name":"FELTL ADVISORS FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035052","versionId":1035052,"submittedOn":"2026-03-31"}]},"custodians":[],"custodyNote":"Feltl Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Mary Feltl","title":"President","crd":"2055810"},{"name":"Mitchell Edwards","title":"COO, Corporate Secretary","crd":"4127796"},{"name":"John Feltl","title":"CEO, Trustee of JCF Trust","crd":"2366353"},{"name":"Dirk Van Krevelen","title":"CCO","crd":"1289150"}],"ownership":[{"label":"JCF Trust","detail":"Shareholder in the 25% to 50% ownership band and a control person, since January 2013."},{"label":"John Feltl","detail":"Ceo, trustee of jcf trust in the 50% to 75% ownership band and a control person, since January 2013."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"201 East Vandalia","city":"Edwardsville"}]},{"state":"Minnesota","offices":2,"addresses":[{"street":"One Carlson Parkway North, Suite 225","city":"Plymouth","headquarters":true},{"street":"One Carlson Parkway North","city":"Plymouth"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"612-492-8800","stateRegisteredReps":15,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":65},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":28},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/165244/PDF/165244.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035052","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Feltl Advisors have?","answer":"Feltl Advisors has 397 clients and manages $166 million for them, as of March 2026. They include 395 individuals and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Feltl Advisors offer?","answer":"Feltl Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Feltl Advisors charge?","answer":"Feltl Advisors charges up to 3.00% a year for its RBC Program Accounts advisory fee. The fee is billed in advance and is negotiable.","source":"FELTL ADVISORS FIRM BROCHURE, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Feltl Advisors have?","answer":"Feltl Advisors has 15 investment adviser representatives registered with state securities authorities, out of 15 employees, and 15 perform investment advisory functions. 15 employees are registered representatives of a broker-dealer and 9 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Feltl Advisors invest in?","answer":"At the end of its last fiscal year, Feltl Advisors’ separately managed accounts held 65% exchange-traded equities, 28% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Feltl Advisors?","answer":"Feltl Advisors’ direct owners are JCF Trust (25% to 50%) and John Feltl (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Feltl Advisors get paid?","answer":"Feltl Advisors is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Feltl Advisors?","answer":"Feltl Advisors’ main office is at One Carlson Parkway North, Suite 225, Plymouth, MN 55447. Its phone number is 612-492-8800. Its website is feltladvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}