{"url":"https://nivawealth.com/firms/feldman-ingardona-and-co-29449","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/29449","regulatoryAum":1991481000,"crd":"29449","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7426813","suffix":null,"lastName":"Feldman","firstName":"Austin","middleName":"Edgar Lee"},{"crd":"7712487","suffix":null,"lastName":"Hart","firstName":"Matthew","middleName":"Carl"},{"crd":"2009179","suffix":null,"lastName":"HART","firstName":"TIMOTHY","middleName":"M"},{"crd":"1303711","suffix":null,"lastName":"INGARDONA","firstName":"ALEX","middleName":"MICHAEL"},{"crd":"7513372","suffix":null,"lastName":"Ingardona","firstName":"Michael","middleName":"Anthony"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-29","regulatoryAum":2345136000,"clients":161,"employees":3,"offices":1},{"filedOn":"2022-06-28","regulatoryAum":2840836000,"clients":163,"employees":3,"offices":1},{"filedOn":"2023-06-01","regulatoryAum":2490094000,"clients":165,"employees":4,"offices":1},{"filedOn":"2023-09-18","regulatoryAum":2639019000,"clients":160,"employees":5,"offices":1},{"filedOn":"2025-01-02","regulatoryAum":1514856000,"clients":174,"employees":6,"offices":1},{"filedOn":"2025-09-16","regulatoryAum":1733566000,"clients":182,"employees":6,"offices":1},{"filedOn":"2026-09-14","regulatoryAum":1991481000,"clients":184,"employees":6,"offices":1}],"secFileNumber":"801-55072","legalName":"Feldman, Ingardona & Co.","displayName":"Feldman, Ingardona & Co.","slug":"feldman-ingardona-and-co-29449","website":"https://feldmaningardona.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/29449/8f04cf6feb3bf772-r1.webp","tone":"dark","width":200,"height":200,"sourceUrl":"http://www.feldmaningardona.com","sourceLabel":"Feldman, Ingardona & CO, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Illinois corporation","fiscalYearEnd":"June","headquarters":{"street":"2001 Butterfield RD, Ste 170","city":"Downers Grove","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60515"},"tradeNames":[],"registration":{"secApproved":"1 December 1997","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":10117162.011173185,"staff":{"employees":6,"advisory":6,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":1991481000,"discretionary":1378535000,"discretionaryAccounts":160,"nonDiscretionary":612946000,"nonDiscretionaryAccounts":30,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":2},"clientTypes":[{"label":"High-net-worth individuals","clients":179,"regulatoryAum":1810972000},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":11800000},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":18988000},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":149721000}],"feePrograms":[{"role":"main","program":"Investment advisory services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057754","versionId":1057754,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-09-14","documentName":"FELDMAN, INGARDONA & CO. 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Feldman Revocable Trust","detail":"Shareholder in the 10% to 25% ownership band and a control person, since December 2021."},{"label":"Barbara A. Feldman Revocable Trust","detail":"Non-voting shareholder in the 10% to 25% ownership band, since December 2021."},{"label":"Kristy A. Ingardona Living Trust","detail":"Non-voting shareholder in the 10% to 25% ownership band, since December 2021."},{"label":"Timothy M. Hart Revocable Trust","detail":"Shareholder in the 5% to 10% ownership band, since December 2021."},{"label":"Wendy Hart Revocable Trust","detail":"Non-voting shareholder in the 5% to 10% ownership band, since December 2021."},{"label":"Michael Ingardona","detail":"Vice president and shareholder in the 5% to 10% ownership band, since January 2023."},{"label":"William Feldman","detail":"Indirect owner: trustee of William M. Feldman Revocable Trust and a control person, since December 2021.","parent":"William M. Feldman Revocable Trust"},{"label":"Alex Ingardona","detail":"Indirect owner: trustee of Alex M. Ingardona Living Trust and a control person, since December 2021.","parent":"Alex M. Ingardona Living Trust"},{"label":"Timothy Hart","detail":"Indirect owner: trustee of Timothy M. Hart Revocable Trust and a control person, since December 2021.","parent":"Timothy M. Hart Revocable Trust"},{"label":"Barbara Feldman","detail":"Indirect owner: trustee of Barbara A. Feldman Revocable Trust and a control person, since December 2021.","parent":"Barbara A. Feldman Revocable Trust"},{"label":"Kristy Ingardona","detail":"Indirect owner: trustee of Kristy A. Ingardona Living Trust and a control person, since December 2021.","parent":"Kristy A. Ingardona Living Trust"},{"label":"Wendy Hart","detail":"Indirect owner: trustee of Wendy Hart Revocable Trust and a control person, since December 2021.","parent":"Wendy Hart Revocable Trust"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"2001 Butterfield RD, Ste 170","city":"Downers Grove","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"630-663-1800","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":82},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":14},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"14 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/29449/PDF/29449.pdf","brochureDate":"14 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057754","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Feldman, Ingardona & Co. have?","answer":"Feldman, Ingardona & Co. has 184 clients and manages $1.99 billion for them, as of September 2026. They include 179 high-net-worth individuals and 5 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Feldman, Ingardona & Co. offer?","answer":"Feldman, Ingardona & Co. provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Feldman, Ingardona & Co. charge?","answer":"Feldman, Ingardona & Co. charges 0.30%–0.80% a year for its Investment advisory services. The fee is billed in advance and is negotiable.","source":"FELDMAN, INGARDONA & CO. FORM ADV - PART 2A, filed 14 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Feldman, Ingardona & Co. use?","answer":"Feldman, Ingardona & Co.’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $1.66B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Feldman, Ingardona & Co. have?","answer":"Feldman, Ingardona & Co. has 5 investment adviser representatives registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Feldman, Ingardona & Co. invest in?","answer":"At the end of its last fiscal year, Feldman, Ingardona & Co.’s separately managed accounts held 82% registered funds (mutual funds, ETFs, BDCs), 14% pooled vehicles (private funds and similar), 2% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Feldman, Ingardona & Co.?","answer":"Feldman, Ingardona & Co.’s direct owners are Alex M. Ingardona Living Trust, William M. Feldman Revocable Trust, Barbara A. Feldman Revocable Trust, Kristy A. Ingardona Living Trust, Timothy M. Hart Revocable Trust, Wendy Hart Revocable Trust and Michael Ingardona, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Feldman, Ingardona & Co. get paid?","answer":"Feldman, Ingardona & Co. is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Feldman, Ingardona & Co. registered with the SEC?","answer":"Yes, Feldman, Ingardona & Co. has been registered with the SEC as an investment adviser since 1 December 1997. Its CRD number is 29449 and its SEC file number is 801-55072.","source":"Form ADV Part 1A, Item 1, filed 14 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Feldman, Ingardona & Co.?","answer":"Feldman, Ingardona & Co.’s main office is at 2001 Butterfield RD, Ste 170, Downers Grove, IL 60515. Its phone number is 630-663-1800. Its website is feldmaningardona.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}