{"url":"https://nivawealth.com/firms/federated-investment-management-105138","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105138","regulatoryAum":590095811057,"crd":"105138","secFileNumber":"801-34612","legalName":"Federated Investment Management Company","displayName":"Federated Investment Management","website":null,"founded":null,"organization":"Delaware other (specify)","fiscalYearEnd":"December","headquarters":{"street":"1001 Liberty Avenue","city":"Pittsburgh","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"15222-3779"},"tradeNames":[],"registration":{"secApproved":"12 June 1989","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":106,"advisory":106,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"discretionary":590095811057,"discretionaryAccounts":71,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":71,"regulatoryAum":590095811057}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Federated Investment Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Deborah Cunningham","title":"Exec. Vice President/CIO-Money Markets","crd":"2180055"},{"name":"Paul Uhlman","title":"Trustee, President, CEO","crd":"2043674"},{"name":"Stephen Van Meter","title":"Chief Compliance Officer","crd":"6020413"},{"name":"John Donahue","title":"Trustee, Chairman","crd":"814703"},{"name":"Thomas Donahue","title":"Trustee, Treasurer","crd":"2766434"},{"name":"John Fisher","title":"Chairman","crd":"707411"},{"name":"James Gallagher","title":"Trustee","crd":"6918914"},{"name":"Richard Gallo","title":"CIO - Global Fixed Income","crd":"8267580"},{"name":"George Magera","title":"Secretary","crd":"6253726"}],"ownership":[{"label":"Fii Holdings, Inc.","detail":"Shareholder in the 75% or more ownership band and a control person, since December 1989."},{"label":"Federated Hermes, Inc.","detail":"Indirect owner: a shareholder of Fii Holdings, Inc. in the 75% or more band and a control person, since March 1983.","parent":"Fii Holdings, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"1001 Liberty Avenue","city":"Pittsburgh","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"412-288-1900","stateRegisteredReps":0,"otherAdviserReps":10,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for investment companies","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"21 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105138/PDF/105138.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Federated Investment Management have?","answer":"Federated Investment Management has 71 clients and manages $590.1 billion for them, as of May 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Federated Investment Management offer?","answer":"Federated Investment Management provides portfolio management for investment companies and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Federated Investment Management have?","answer":"Federated Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 106 employees, and 106 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Federated Investment Management?","answer":"Federated Investment Management is owned through a holding company by Federated Hermes, Inc. Its direct owner is Fii Holdings, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 21 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Federated Investment Management get paid?","answer":"Federated Investment Management is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}