{"url":"https://nivawealth.com/firms/federated-hermes-uk-169087","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/169087","regulatoryAum":24718056877,"crd":"169087","secFileNumber":"801-78591","legalName":"Federated Hermes (uk) LLP","displayName":"Federated Hermes (uk)","website":null,"linkedinUrl":"https://www.linkedin.com/company/federatedhermeslimited/","founded":null,"organization":"limited liability partnership organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"150 Cheapside","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"EC2V 6ET"},"tradeNames":[],"registration":{"secApproved":"24 October 2013","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":11,"advisory":8,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":24718056877,"discretionaryAccounts":18,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":39,"nonAumClients":2},"clientTypes":[{"label":"Investment companies","clients":5,"regulatoryAum":4164876326},{"label":"Pooled investment vehicles","clients":11,"regulatoryAum":16858313988},{"label":"Sovereign wealth funds and foreign official institutions","clients":2,"regulatoryAum":3694866563}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"State Street Bank & Trust Company","shortName":"State Street Bank & Trust","location":"North Quincy, MA","smaAssets":3694866563}],"custodyNote":"Federated Hermes (uk) does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Dennis Gepp","title":"Managing Director/Chief Executive Officer","crd":"6248621"},{"name":"Stephen Van Meter","title":"Chief Compliance Officer - U.S. Operations","crd":"6020413"},{"name":"Judith Benson","title":"Head of Compliance (uk) and GDPR","crd":"6248623"},{"name":"Michael Boyce","title":"Member of Governing Body","crd":"6039763"},{"name":"Deborah Cunningham","title":"Member of Governing Body","crd":"2180055"},{"name":"Gregory Dulski","title":"Chair of Governing Body","crd":"5023811"},{"name":"Richard Novak","title":"Treasurer","crd":"2901271"},{"name":"Ronan Walsh","title":"Member of Governing Body","crd":"6039764"}],"ownership":[{"label":"Federated Hermes LTD","detail":"Partner in the 75% or more ownership band and a control person, since March 2024. Also a shareholder of Hermes Investment Management Limited in the 75% or more band and a control person, since August 1990."},{"label":"Federated International Holdings BV","detail":"Indirect owner: a shareholder of Federated Holdings (uk) II Limited in the 75% or more band and a control person, since December 2011.","parent":"Federated Holdings (uk) II Limited"},{"label":"Fii Holdings, Inc.","detail":"Indirect owner: a shareholder of Federated International Holdings BV in the 75% or more band and a control person, since December 1998.","parent":"Federated International Holdings BV"},{"label":"Federated Hermes, Inc.","detail":"Indirect owner: a shareholder of Fii Holdings, Inc. in the 75% or more band and a control person, since March 1983.","parent":"Fii Holdings, Inc."},{"label":"Federated Holdings (uk) II Limited","detail":"Indirect owner: a shareholder of Federated Hermes LTD in the 75% or more band and a control person, since July 2018.","parent":"Federated Hermes LTD"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442072928620","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":96},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":1},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/169087/PDF/169087.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Federated Hermes (uk) have?","answer":"Federated Hermes (uk) has 18 clients and manages $24.7 billion for them, as of March 2026. They include 11 pooled investment vehicles, 5 investment companies and 2 sovereign wealth funds and foreign official institutions.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Federated Hermes (uk) offer?","answer":"Federated Hermes (uk) provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Federated Hermes (uk) use?","answer":"Federated Hermes (uk)’s separately managed account assets are held at State Street Bank & Trust Company (North Quincy, MA), with $3,694,866,563. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Federated Hermes (uk) have?","answer":"Federated Hermes (uk) has 0 investment adviser representatives registered with state securities authorities, out of 11 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Federated Hermes (uk) invest in?","answer":"At the end of its last fiscal year, Federated Hermes (uk)’s separately managed accounts held 96% investment grade corporate bonds, 3% cash and equivalents and 1% state and local bonds. It advises 1 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Federated Hermes (uk)?","answer":"Federated Hermes (uk) is owned through a chain of holding companies by Federated Hermes, Inc. Its direct owner is Federated Hermes LTD (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Federated Hermes (uk) get paid?","answer":"Federated Hermes (uk) is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}