{"url":"https://nivawealth.com/firms/federated-equity-management-company-of-pennsylvania-128610","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/128610","regulatoryAum":14251385140,"crd":"128610","secFileNumber":"801-62501","legalName":"Federated Equity Management Company of Pennsylvania","displayName":"Federated Equity Management Company of Pennsylvania","website":null,"founded":null,"organization":"Delaware other (specify)","fiscalYearEnd":"December","headquarters":{"street":"1001 Liberty Avenue","city":"Pittsburgh","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"15222-3779"},"tradeNames":[],"registration":{"secApproved":"28 November 2003","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":15,"advisory":15,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"discretionary":14251385140,"discretionaryAccounts":14,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":14,"regulatoryAum":14251385140}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Federated Equity Management Company of Pennsylvania does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Paul Uhlman","title":"Trustee, President, CEO","crd":"2043674"},{"name":"Stephen Van Meter","title":"Chief Compliance Officer","crd":"6020413"},{"name":"Steven Chiavarone","title":"Chief Investment Officer - Equity","crd":"8338022"},{"name":"John Donahue","title":"Trustee, Chairman","crd":"814703"},{"name":"Thomas Donahue","title":"Trustee, Treasurer","crd":"2766434"},{"name":"John Fisher","title":"Chairman","crd":"707411"},{"name":"James Gallagher","title":"Trustee","crd":"6918914"},{"name":"George Magera","title":"Secretary","crd":"6253726"}],"ownership":[{"label":"Fii Holdings, Inc.","detail":"Shareholder in the 75% or more ownership band and a control person, since October 2003."},{"label":"Federated Hermes, Inc.","detail":"Indirect owner: a shareholder of Fii Holdings, Inc. in the 75% or more band and a control person, since March 1983.","parent":"Fii Holdings, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"1001 Liberty Avenue","city":"Pittsburgh","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"412-288-1900","stateRegisteredReps":0,"otherAdviserReps":7,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"8 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/128610/PDF/128610.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Federated Equity Management Company of Pennsylvania have?","answer":"Federated Equity Management Company of Pennsylvania has 14 clients and manages $14.3 billion for them, as of September 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Federated Equity Management Company of Pennsylvania offer?","answer":"Federated Equity Management Company of Pennsylvania provides portfolio management for investment companies and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Federated Equity Management Company of Pennsylvania have?","answer":"Federated Equity Management Company of Pennsylvania has 0 investment adviser representatives registered with state securities authorities, out of 15 employees, and 15 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Federated Equity Management Company of Pennsylvania?","answer":"Federated Equity Management Company of Pennsylvania is owned through a holding company by Federated Hermes, Inc. Its direct owner is Fii Holdings, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Federated Equity Management Company of Pennsylvania get paid?","answer":"Federated Equity Management Company of Pennsylvania is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}