{"url":"https://nivawealth.com/firms/fc-wealth-solutions-286381","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/286381","regulatoryAum":101000000,"crd":"286381","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6264688","suffix":null,"lastName":"CASSIERE","firstName":"CHRISTOPHER","middleName":"ROGER"},{"crd":"5833449","suffix":null,"lastName":"CAVICCHIA","firstName":"CRAIG","middleName":"ROBERT"},{"crd":"2410079","suffix":null,"lastName":"COMBS","firstName":"CHRISTOPHER","middleName":"RICHARD"},{"crd":"4209688","suffix":null,"lastName":"FICKELL","firstName":"MICHAEL","middleName":"WAYNE"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-01-04","regulatoryAum":326000000,"clients":106,"employees":3,"offices":1},{"filedOn":"2025-05-01","regulatoryAum":199400000,"clients":144,"employees":4,"offices":1},{"filedOn":"2026-04-14","regulatoryAum":101000000,"clients":163,"employees":4,"offices":1}],"secFileNumber":"801-128522","legalName":"FC 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2016."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"579 Executive Campus Drive Suite 230","city":"Westerville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"614-212-1015","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":8},{"label":"Non-exchange-traded equity securities","percent":2},{"label":"U.S. state and local bonds","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":78},{"label":"Cash and cash 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They include 118 individual clients, 30 high-net-worth individuals, and 11 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does FC Wealth Solutions offer?","answer":"FC Wealth Solutions provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does FC Wealth Solutions charge?","answer":"FC Wealth Solutions charges up to 1.50% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable.","source":"ADV PART 2A-FC WEALTH SOLUTIONS LLC, filed 14 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does FC Wealth Solutions use?","answer":"FC Wealth Solutions’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $91M and Interactive Brokers LLC (Greenwich, CT), with $10M. The filing also lists National Financial Services LLC with no separately managed account assets.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does FC Wealth Solutions have?","answer":"FC Wealth Solutions has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does FC Wealth Solutions invest in?","answer":"At the end of its last fiscal year, FC Wealth Solutions’ separately managed accounts held 78% registered funds (mutual funds, ETFs, BDCs), 10% state and local bonds, 8% exchange-traded equities, 2% non-exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns FC Wealth Solutions?","answer":"FC Wealth Solutions’ direct owners are Craig Cavicchia (50% to 75%) and Michael Fickell (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 14 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does FC Wealth Solutions get paid?","answer":"FC Wealth Solutions is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact FC Wealth Solutions?","answer":"FC Wealth Solutions’ main office is at 579 Executive Campus Drive Suite 230, Westerville, OH 43082. Its phone number is 614-212-1015. Its website is fcwealthsolutions.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}