{"url":"https://nivawealth.com/firms/farrcrest-capital-340912","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/340912","regulatoryAum":110500000,"crd":"340912","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1763405","suffix":null,"lastName":"FARR","firstName":"MICHAEL","middleName":"KEOGH"},{"crd":"7643305","suffix":null,"lastName":"Farr","firstName":"Robert","middleName":null},{"crd":"6354847","suffix":null,"lastName":"HAESLER","firstName":"KYLE","middleName":"GOTT"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135685","legalName":"Farrcrest Capital LLC","displayName":"FarrCrest 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2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":10045454.545454545,"staff":{"employees":4,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":110500000,"discretionary":110500000,"discretionaryAccounts":26,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":9,"regulatoryAum":109400000},{"label":"High-net-worth individuals","clients":2,"regulatoryAum":1100000}],"feePrograms":[{"role":"main","program":"Advisory Fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049764","versionId":1049764,"ratePeriod":"not_stated","fee_billing":"advance","submittedOn":"2026-06-26","documentName":"ADV PART 2A FIRM BROCHURE","fee_rate_low":1,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting Projects","summary":"Consulting projects are negotiated with each client and billed at an hourly rate or a fixed amount specified in the advisory agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049764","versionId":1049764,"submittedOn":"2026-06-26","documentName":"ADV PART 2A FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:15:29.315302+00:00","documents":[{"name":"ADV PART 2A FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049764","versionId":1049764,"submittedOn":"2026-06-26"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":110500000}],"custodyNote":"FarrCrest Capital does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Michael Farr","title":"Chairman, Managing Partner, Chief Compliance Officer","crd":"1763405"}],"ownership":[{"label":"Michael Farr","detail":"Chairman, managing partner, chief compliance officer in the 75% or more ownership band and a control person, since January 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"202-753-7700","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":54},{"label":"U.S. state and local bonds","percent":21},{"label":"Securities issued by registered investment companies or business development companies","percent":5},{"label":"Cash and cash equivalents","percent":20}],"privateFunds":0},"sources":{"adv1FilingDate":"12 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/340912/PDF/340912.pdf","brochureDate":"26 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049764","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does FarrCrest Capital have?","answer":"FarrCrest Capital has 11 clients and manages $111 million for them, as of August 2026. They include 9 individual clients and 2 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does FarrCrest Capital offer?","answer":"FarrCrest Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does FarrCrest Capital charge?","answer":"FarrCrest Capital charges 1.00% for its Advisory Fee. The brochure does not state whether the rate is annual. The fee is billed in advance and is negotiable.","source":"ADV PART 2A FIRM BROCHURE, filed 26 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does FarrCrest Capital use?","answer":"FarrCrest Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $111M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does FarrCrest Capital have?","answer":"FarrCrest Capital has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does FarrCrest Capital invest in?","answer":"At the end of its last fiscal year, FarrCrest Capital’s separately managed accounts held 54% exchange-traded equities, 21% state and local bonds, 20% cash and equivalents and 5% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns FarrCrest Capital?","answer":"FarrCrest Capital’s direct owner is Michael Farr (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does FarrCrest Capital get paid?","answer":"FarrCrest Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact FarrCrest Capital?","answer":"Its phone number is 202-753-7700. Its website is farrcrest.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}