{"url":"https://nivawealth.com/firms/familywealth-advisers-289193","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/289193","regulatoryAum":394645121,"crd":"289193","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5739032","suffix":null,"lastName":"ALAM","firstName":"NAFEES","middleName":null},{"crd":"3106938","suffix":null,"lastName":"ALLRED","firstName":"KIMBERLY","middleName":"ANN"},{"crd":"7645786","suffix":null,"lastName":"Griswold","firstName":"Zachary","middleName":"Norman"},{"crd":"1376067","suffix":null,"lastName":"JORDAN","firstName":"MARK","middleName":"TODD"},{"crd":"4260216","suffix":null,"lastName":"KELLER","firstName":"DAVID","middleName":"LEE"},{"crd":"2414127","suffix":null,"lastName":"MARTINEZ","firstName":"LISA","middleName":"MARIA"},{"crd":"2261997","suffix":null,"lastName":"MAYER","firstName":"JAMES","middleName":"ARTHUR"},{"crd":"5609690","suffix":null,"lastName":"Morris","firstName":"Amanda","middleName":"Mariea"},{"crd":"1983612","suffix":null,"lastName":"MUGARIAN","firstName":"JOHN","middleName":"MICHAEL"},{"crd":"4612563","suffix":"III","lastName":"OAKLEY","firstName":"WILBERT","middleName":"ERNEST"},{"crd":"7518174","suffix":null,"lastName":"PATTON","firstName":"JEREMY","middleName":"TODD"},{"crd":"7898638","suffix":null,"lastName":"Schwartz","firstName":"Lee","middleName":"Anthony"},{"crd":"2442979","suffix":null,"lastName":"SLOMBERG","firstName":"STEVEN","middleName":"JOSEPH"},{"crd":"8049259","suffix":null,"lastName":"Sparcella","firstName":"Dominick","middleName":"Carle"},{"crd":"3038954","suffix":null,"lastName":"VOORHEES","firstName":"GEOFFREY","middleName":"DEAN"}],"total":15,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-30","regulatoryAum":249016763,"clients":318,"employees":13,"offices":3},{"filedOn":"2022-03-25","regulatoryAum":346837449,"clients":407,"employees":12,"offices":3},{"filedOn":"2023-03-31","regulatoryAum":263329287,"clients":375,"employees":14,"offices":10},{"filedOn":"2024-03-28","regulatoryAum":316315559,"clients":354,"employees":12,"offices":9},{"filedOn":"2025-04-01","regulatoryAum":346344277,"clients":367,"employees":13,"offices":9},{"filedOn":"2026-03-31","regulatoryAum":394645121,"clients":407,"employees":13,"offices":8}],"secFileNumber":"801-111050","legalName":"Familywealth Advisers LLC","displayName":"FamilyWealth Advisers","slug":"familywealth-advisers-289193","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/familywealth/","founded":null,"organization":"Nevada limited liability company","fiscalYearEnd":"December","headquarters":{"street":"255 Primera BLVD, Suite 160","city":"Lake Mary","state":"FL","stateName":"Florida","country":"United States","postalCode":"32746"},"tradeNames":["Familywealth Asset Management (Fwam)"],"registration":{"secApproved":"28 August 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":386514.609947644,"staff":{"employees":13,"advisory":12,"brokerDealerReps":0,"insuranceAgents":11,"promoters":24},"aum":{"regulatory":394645121,"discretionary":127869516,"discretionaryAccounts":526,"nonDiscretionary":266775605,"nonDiscretionaryAccounts":161,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":356,"regulatoryAum":59765686},{"label":"High-net-worth individuals","clients":26,"regulatoryAum":87882895},{"label":"Pension and profit-sharing plans","clients":24,"regulatoryAum":246996440},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":100}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":42235506},{"name":"Fidelity Distributors Company LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":78022215},{"name":"Austin Capital Trust Company","shortName":"Austin Capital Trust","location":"Henderson, NV","smaAssets":68960199},{"name":"The Vanguard Group","shortName":"The Vanguard Group","location":"Malvern, PA","smaAssets":186778805}],"custodyNote":"FamilyWealth Advisers does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Wilbert Oakley","title":"Managing Partner and CCO","crd":"4612563"}],"ownership":[{"label":"Familywealth Inc.","detail":"Corporation in the 75% or more ownership band and a control person, since January 2021."},{"label":"Alicia Martin","detail":"Indirect owner: general partner of Familywealth Inc. and a control person, since January 2021.","parent":"Familywealth Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":7,"privateResidences":1},"listedOfficeAddresses":7,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"4600 S Syracuse","city":"Denver"}]},{"state":"Florida","offices":3,"addresses":[{"street":"255 Primera BLVD, Suite 160","city":"Lake Mary","headquarters":true},{"street":"4309 Spanish Trail","city":"Pensacola"},{"street":"4700 Millenia BLVD","city":"Orlando"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"521 Mount Hope Street","city":"North Attleboro"}]},{"state":"Texas","offices":2,"addresses":[{"street":"1601 Elm Street, Suite 4310","city":"Dallas"},{"street":"9355 John W Elliott DR.","city":"Frisco"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"866-746-3743","stateRegisteredReps":13,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Educational seminars/workshops","Other"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":82},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/289193/PDF/289193.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does FamilyWealth Advisers have?","answer":"FamilyWealth Advisers has 407 clients and manages $395 million for them, as of March 2026. They include 356 individual clients, 26 high-net-worth individuals, and 24 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does FamilyWealth Advisers offer?","answer":"FamilyWealth Advisers provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does FamilyWealth Advisers use?","answer":"FamilyWealth Advisers’ separately managed account assets are held at The Vanguard Group (Malvern, PA), with $187M, Fidelity Distributors Company LLC (Smithfield, RI), with $78M, Austin Capital Trust Company (Henderson, NV), with $69M and Charles Schwab & Co., Inc. (San Francisco, CA), with $42.2M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does FamilyWealth Advisers have?","answer":"FamilyWealth Advisers has 13 investment adviser representatives registered with state securities authorities, out of 13 employees, and 12 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 11 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does FamilyWealth Advisers invest in?","answer":"At the end of its last fiscal year, FamilyWealth Advisers’ separately managed accounts held 82% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents, 6% exchange-traded equities, 2% investment grade corporate bonds, 1% U.S. government and agency bonds, 1% state and local bonds and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns FamilyWealth Advisers?","answer":"FamilyWealth Advisers’ direct owner is Familywealth Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does FamilyWealth Advisers get paid?","answer":"FamilyWealth Advisers is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact FamilyWealth Advisers?","answer":"FamilyWealth Advisers’ main office is at 255 Primera BLVD, Suite 160, Lake Mary, FL 32746. Its phone number is 866-746-3743.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}