{"url":"https://nivawealth.com/firms/family-wealth-planning-partners-323656","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/323656","regulatoryAum":317374188,"crd":"323656","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5561316","suffix":null,"lastName":"DOUGLAS","firstName":"ERIC","middleName":"THOMAS"},{"crd":"6582561","suffix":null,"lastName":"McAndrew","firstName":"Aaron","middleName":"Michael"},{"crd":"4771161","suffix":null,"lastName":"RAMSEY","firstName":"BRIAN","middleName":"W"},{"crd":"6386548","suffix":null,"lastName":"Vaughn","firstName":"Christopher","middleName":"Andrew"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-07-12","regulatoryAum":142330000,"clients":369,"employees":4,"offices":1},{"filedOn":"2024-04-05","regulatoryAum":217826915,"clients":624,"employees":5,"offices":4},{"filedOn":"2025-02-17","regulatoryAum":313506471,"clients":795,"employees":7,"offices":4},{"filedOn":"2026-05-22","regulatoryAum":317374188,"clients":1466,"employees":8,"offices":3}],"secFileNumber":"801-126996","legalName":"Family Wealth Planning Partners LLC","displayName":"Family Wealth Planning Partners","slug":"family-wealth-planning-partners-323656","website":"https://fwppartners.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Kentucky partnership","fiscalYearEnd":"December","headquarters":{"street":"3012 Eastpoint Parkway","city":"Louisville","state":"KY","stateName":"Kentucky","country":"United States","postalCode":"40223"},"tradeNames":[],"registration":{"secApproved":"19 December 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":181346.35056967573,"staff":{"employees":8,"advisory":5,"brokerDealerReps":0,"insuranceAgents":4,"promoters":2},"aum":{"regulatory":317374188,"discretionary":206916186,"discretionaryAccounts":1041,"nonDiscretionary":110458002,"nonDiscretionaryAccounts":325,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1090,"regulatoryAum":97632107},{"label":"High-net-worth individuals","clients":51,"regulatoryAum":109284079},{"label":"Pension and profit-sharing plans","clients":75,"regulatoryAum":73552578},{"label":"Other","clients":250,"regulatoryAum":36905424}],"feePrograms":[{"role":"main","program":"Investment Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024167","versionId":1024167,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-23","documentName":"20221031 FORM ADV PART 2A - FWPP","fee_rate_low":1,"fee_rate_high":1.65,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting Fees","summary":"Flat fees for financial planning and consulting generally range from $1,000 to $25,000, depending on complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024167","versionId":1024167,"submittedOn":"2026-03-23","documentName":"20221031 FORM ADV PART 2A - FWPP"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:15:29.332913+00:00","documents":[{"name":"20221031 FORM ADV PART 2A - FWPP","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024167","versionId":1024167,"submittedOn":"2026-03-23"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":202281612}],"custodyNote":"Family Wealth Planning Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Brian Ramsey","title":"Managing Member & Chief Compliance Officer","crd":"4771161"},{"name":"Eric Douglas","title":"Managing Member","crd":"5561316"},{"name":"Aaron McAndrew","title":"Managing Member","crd":"6582561"},{"name":"Christopher Vaughn","title":"Managing Member","crd":"6386548"}],"ownership":[{"label":"Brian Ramsey","detail":"Managing member & chief compliance officer in the 10% to 25% ownership band and a control person, since October 2022."},{"label":"Eric Douglas","detail":"Managing member in the 10% to 25% ownership band and a control person, since October 2022."},{"label":"Christopher Vaughn","detail":"Managing member in the 10% to 25% ownership band and a control person, since October 2022."},{"label":"Aaron McAndrew","detail":"Managing member in the 10% to 25% ownership band and a control person, since October 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Indiana","offices":2,"addresses":[{"street":"511 E 4th Street","city":"Huntingburg"},{"street":"1400 Main Street","city":"Clarksville"}]},{"state":"Kentucky","offices":1,"addresses":[{"street":"3012 Eastpoint Parkway","city":"Louisville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"502-200-5210","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":43},{"label":"Non-exchange-traded equity securities","percent":4},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":36},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":10,"detail":"Alt Inv & Annuities"}],"privateFunds":0},"sources":{"adv1FilingDate":"22 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/323656/PDF/323656.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024167","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Family Wealth Planning Partners have?","answer":"Family Wealth Planning Partners has 1,466 clients and manages $317 million for them, as of May 2026. They include 1,090 individual clients, 250 other clients, and 75 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Family Wealth Planning Partners offer?","answer":"Family Wealth Planning Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Family Wealth Planning Partners charge?","answer":"Family Wealth Planning Partners charges 1.00%–1.65% a year for its Investment Management. The fee is billed in arrears and is negotiable.","source":"20221031 FORM ADV PART 2A - FWPP, filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Family Wealth Planning Partners use?","answer":"Family Wealth Planning Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $202M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Family Wealth Planning Partners have?","answer":"Family Wealth Planning Partners has 4 investment adviser representatives registered with state securities authorities, out of 8 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Family Wealth Planning Partners invest in?","answer":"At the end of its last fiscal year, Family Wealth Planning Partners’ separately managed accounts held 43% exchange-traded equities, 36% registered funds (mutual funds, ETFs, BDCs), 10% other, 4% non-exchange-traded equities, 3% cash and equivalents, 2% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds. The 10% other category is described as: Alt Inv & Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Family Wealth Planning Partners?","answer":"Family Wealth Planning Partners’ direct owners are Brian Ramsey, Eric Douglas, Christopher Vaughn and Aaron McAndrew, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Family Wealth Planning Partners get paid?","answer":"Family Wealth Planning Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Family Wealth Planning Partners?","answer":"Family Wealth Planning Partners’ main office is at 3012 Eastpoint Parkway, Louisville, KY 40223. Its phone number is 502-200-5210. Its website is fwppartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}