{"url":"https://nivawealth.com/firms/fama-fiduciary-wealth-125627","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/125627","regulatoryAum":119033461,"crd":"125627","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4641959","suffix":null,"lastName":"FAMA","firstName":"ANDREW","middleName":"JOHN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-28","regulatoryAum":58165899,"clients":52,"employees":1,"offices":1},{"filedOn":"2022-02-08","regulatoryAum":70815734,"clients":52,"employees":1,"offices":1},{"filedOn":"2023-02-06","regulatoryAum":67016298,"clients":55,"employees":1,"offices":1},{"filedOn":"2024-03-14","regulatoryAum":79446123,"clients":59,"employees":1,"offices":1},{"filedOn":"2025-03-13","regulatoryAum":88272368,"clients":59,"employees":1,"offices":1},{"filedOn":"2026-09-28","regulatoryAum":119033461,"clients":61,"employees":1,"offices":1}],"secFileNumber":"801-78791","legalName":"Fama Fiduciary Wealth LLC","displayName":"Fama Fiduciary Wealth","slug":"fama-fiduciary-wealth-125627","website":"https://famawealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Missouri limited liability company","fiscalYearEnd":"December","headquarters":{"street":"13610 Barrett Office Drive, Suite 203","city":"Manchester","state":"MO","stateName":"Missouri","country":"United States","postalCode":"63021"},"tradeNames":[],"registration":{"secApproved":"12 November 2013","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2010203.6949152541,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":119033461,"discretionary":119033461,"discretionaryAccounts":217,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":18,"regulatoryAum":11568000},{"label":"High-net-worth individuals","clients":41,"regulatoryAum":107034018},{"label":"Corporations and other businesses","clients":2,"fewerThan5":true,"regulatoryAum":431443}],"feePrograms":[{"role":"main","program":"Assets under management fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059249","versionId":1059249,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-09-28","documentName":"FAMA FIDUCIARY WEALTH LLC","fee_rate_low":0.55,"fee_rate_high":0.95,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Hourly account review","summary":"Hourly account review for individuals seeking limited or one-time advice is negotiable but will not exceed $500 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059249","versionId":1059249,"submittedOn":"2026-09-28","documentName":"FAMA FIDUCIARY WEALTH LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:48:17.049218+00:00","documents":[{"name":"FAMA FIDUCIARY WEALTH LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059249","versionId":1059249,"submittedOn":"2026-09-28"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":114700509}],"custodyNote":"Fama Fiduciary Wealth does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Andrew Fama","title":"Managing Member and CCO","crd":"4641959"}],"ownership":[{"label":"Andrew Fama","detail":"Managing member and cco in the 75% or more ownership band and a control person, since December 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Missouri","offices":1,"addresses":[{"street":"13610 Barrett Office Drive, Suite 203","city":"Manchester","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"314-584-5550","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters","Other"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":11},{"label":"U.S. state and local bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":87}],"privateFunds":0},"sources":{"adv1FilingDate":"28 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/125627/PDF/125627.pdf","brochureDate":"28 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059249","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fama Fiduciary Wealth have?","answer":"Fama Fiduciary Wealth has 61 clients and manages $119 million for them, as of September 2026. They include 41 high-net-worth individuals, 18 individual clients, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fama Fiduciary Wealth offer?","answer":"Fama Fiduciary Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Fama Fiduciary Wealth charge?","answer":"Fama Fiduciary Wealth charges 0.55%–0.95% a year for its Assets under management fee. The fee is billed in arrears and is negotiable.","source":"FAMA FIDUCIARY WEALTH LLC, filed 28 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Fama Fiduciary Wealth use?","answer":"Fama Fiduciary Wealth’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $115M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fama Fiduciary Wealth have?","answer":"Fama Fiduciary Wealth has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fama Fiduciary Wealth invest in?","answer":"At the end of its last fiscal year, Fama Fiduciary Wealth’s separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 11% exchange-traded equities and 2% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fama Fiduciary Wealth?","answer":"Fama Fiduciary Wealth’s direct owner is Andrew Fama (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fama Fiduciary Wealth get paid?","answer":"Fama Fiduciary Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fama Fiduciary Wealth?","answer":"Fama Fiduciary Wealth’s main office is at 13610 Barrett Office Drive, Suite 203, Manchester, MO 63021. Its phone number is 314-584-5550. Its website is famawealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}