{"url":"https://nivawealth.com/firms/f-l-putnam-investment-management-106223","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106223","regulatoryAum":9715433173,"crd":"106223","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2388453","suffix":null,"lastName":"BAERENZ","firstName":"FREDERICK","middleName":"PETER"},{"crd":"6883255","suffix":null,"lastName":"Balfour","firstName":"James","middleName":null},{"crd":"5488930","suffix":null,"lastName":"BARRETT","firstName":"LAURIE","middleName":null},{"crd":"2477450","suffix":null,"lastName":"BEGIN","firstName":"ROGER","middleName":"N."},{"crd":"7350651","suffix":null,"lastName":"BODART","firstName":"YVAN","middleName":"PHILIPPE"},{"crd":"7983830","suffix":null,"lastName":"BOZEK","firstName":"NICHOLAS","middleName":"EDWARD"},{"crd":"1395261","suffix":null,"lastName":"BREED","firstName":"ROBERTSON","middleName":"POPE"},{"crd":"2332013","suffix":null,"lastName":"BRENNAN","firstName":"KEITH","middleName":"EDWARD"},{"crd":"5123562","suffix":null,"lastName":"BROWN","firstName":"VALERIE","middleName":"JEAN"},{"crd":"7131214","suffix":null,"lastName":"BURLEIGH","firstName":"THOMAS","middleName":"DAVID"},{"crd":"2045123","suffix":null,"lastName":"BURLING","firstName":"RICHARD","middleName":"AARON"},{"crd":"860177","suffix":null,"lastName":"COLE","firstName":"GERALD","middleName":"THOMAS"},{"crd":"4779237","suffix":null,"lastName":"CRAGAN","firstName":"SEAN","middleName":"PATRICK"},{"crd":"7218638","suffix":null,"lastName":"DESCLOS","firstName":"MICHAEL","middleName":"A"},{"crd":"2623432","suffix":null,"lastName":"DRZADINSKI","firstName":"DAVID","middleName":"JAMES"},{"crd":"1556820","suffix":null,"lastName":"ENGELHARDT","firstName":"TODD","middleName":"EDWIN"},{"crd":"2215525","suffix":null,"lastName":"EVANS","firstName":"GREGORY","middleName":"WOOD"},{"crd":"4732547","suffix":null,"lastName":"FAILLE","firstName":"LAURIE","middleName":"ANNE"},{"crd":"2709281","suffix":null,"lastName":"FAY","firstName":"THOMAS","middleName":"PATRICK"},{"crd":"7073653","suffix":null,"lastName":"FISCHER","firstName":"MATTHEW","middleName":"JACOB"},{"crd":"6352335","suffix":null,"lastName":"FRITCH","firstName":"LANDON","middleName":"JOE"},{"crd":"225133","suffix":"Jr.","lastName":"Gooder","firstName":"Grenville","middleName":"MacDonald"},{"crd":"3186647","suffix":null,"lastName":"GOODWIN","firstName":"THOMAS","middleName":"GEORGE"},{"crd":"6323497","suffix":null,"lastName":"GOSSELIN","firstName":"SARAH","middleName":"LYDIA GRACE"},{"crd":"3254361","suffix":null,"lastName":"Gula","firstName":"Mike","middleName":"E"},{"crd":"5562048","suffix":null,"lastName":"HAMILTON","firstName":"TIMOTHY","middleName":"RICHARD"},{"crd":"3259136","suffix":null,"lastName":"HANLON","firstName":"MICHAEL","middleName":"JAMES"},{"crd":"2109680","suffix":null,"lastName":"HAZEN","firstName":"ELLEN","middleName":"KATHERINE"},{"crd":"3003585","suffix":null,"lastName":"HEITZMAN","firstName":"ROBERT","middleName":"BRANDT"},{"crd":"7047103","suffix":null,"lastName":"Hibyan","firstName":"Jill","middleName":null},{"crd":"6495478","suffix":null,"lastName":"Holt","firstName":"Erin","middleName":"Melissa"},{"crd":"5925648","suffix":null,"lastName":"JAWORSKA","firstName":"MAGDALENA","middleName":null},{"crd":"1830060","suffix":null,"lastName":"JOHN","firstName":"SUSAN","middleName":"MACMICHAEL"},{"crd":"4849794","suffix":null,"lastName":"LEMAY","firstName":"DAOSITH","middleName":"SAMUEL"},{"crd":"5100134","suffix":null,"lastName":"LITZERMAN","firstName":"ANDREW","middleName":"MARK"},{"crd":"4631038","suffix":null,"lastName":"LOVE","firstName":"JERRY","middleName":"BERT"},{"crd":"5609338","suffix":null,"lastName":"MACEDO","firstName":"CAROLYN","middleName":"STEWART"},{"crd":"1629153","suffix":null,"lastName":"MADDEN","firstName":"KRISTEN","middleName":"ANN"},{"crd":"2901746","suffix":null,"lastName":"MANNING","firstName":"KATHARINE","middleName":"CELESTE"},{"crd":"4710363","suffix":null,"lastName":"MANNING","firstName":"REED","middleName":"THOMAS"},{"crd":"7751283","suffix":null,"lastName":"MARQUES","firstName":"JASLYN","middleName":null},{"crd":"2850934","suffix":null,"lastName":"MARTIN","firstName":"GLEN","middleName":"PATRICK"},{"crd":"5834757","suffix":null,"lastName":"MAZUZAN","firstName":"SCOTT","middleName":"NELSON"},{"crd":"1504307","suffix":null,"lastName":"MCCARTHY","firstName":"MONICA","middleName":"ANN"},{"crd":"4350752","suffix":null,"lastName":"MCGOWAN","firstName":"LAWRENCE","middleName":"THOMAS"},{"crd":"5266409","suffix":null,"lastName":"MCPHERSON","firstName":"DAVID","middleName":"JOSEPH"},{"crd":"6424748","suffix":null,"lastName":"MCQUILKIN","firstName":"RYAN","middleName":"BERNARD"},{"crd":"1318364","suffix":null,"lastName":"MCVEY","firstName":"CHRISTIAN","middleName":"DAVID"},{"crd":"1801309","suffix":null,"lastName":"MESA","firstName":"LEONARDO","middleName":null},{"crd":"2688102","suffix":null,"lastName":"MILLS","firstName":"TODD","middleName":"CHRISTOPHER"},{"crd":"4347814","suffix":null,"lastName":"MUELLER","firstName":"MICHAEL","middleName":"LEWIS"},{"crd":"1408218","suffix":null,"lastName":"O'BRIEN","firstName":"WILLIAM","middleName":"MICHAEL"},{"crd":"6051973","suffix":null,"lastName":"O'CONNOR","firstName":"BENJAMIN","middleName":"DOLAN"},{"crd":"2804726","suffix":null,"lastName":"O'Shei","firstName":"Timothy","middleName":"John"},{"crd":"4174290","suffix":null,"lastName":"ORTLIP","firstName":"JAMES","middleName":"THOMAS"},{"crd":"5667985","suffix":null,"lastName":"PFEIFLE","firstName":"AMANDA","middleName":"MICHELE"},{"crd":"7320445","suffix":null,"lastName":"POMERLEAU","firstName":"COREY","middleName":"BRIAN"},{"crd":"4782992","suffix":null,"lastName":"PRESS","firstName":"JORDAN","middleName":"S"},{"crd":"4089427","suffix":null,"lastName":"PURSLEY","firstName":"MARIANNE","middleName":null},{"crd":"4482911","suffix":null,"lastName":"RATCLIFFE","firstName":"KIMBERLY","middleName":"ANN"},{"crd":"5723936","suffix":null,"lastName":"ROSEN","firstName":"AARON","middleName":"JAY"},{"crd":"7026881","suffix":null,"lastName":"Rosenbaum","firstName":"Jennifer","middleName":"Lauren"},{"crd":"7462925","suffix":null,"lastName":"Russ","firstName":"Keyana","middleName":"Johns"},{"crd":"5801987","suffix":null,"lastName":"SHERMAN","firstName":"ROBERT","middleName":null},{"crd":"4194788","suffix":null,"lastName":"SILVA","firstName":"LORRAINE","middleName":"ALLISON"},{"crd":"4527672","suffix":null,"lastName":"STONE","firstName":"JONI","middleName":"A"},{"crd":"6242792","suffix":null,"lastName":"Sullivan","firstName":"CHRISTIAN","middleName":"LEIGH"},{"crd":"6717984","suffix":"III","lastName":"Terwilliger","firstName":"Edward","middleName":"James"},{"crd":"4246092","suffix":null,"lastName":"TIERNEY","firstName":"JESSIE","middleName":"LYN"},{"crd":"4317049","suffix":null,"lastName":"TOOLE","firstName":"DANIEL","middleName":"M."},{"crd":"7651163","suffix":null,"lastName":"Tsafos","firstName":"Nicole","middleName":"Leigh"},{"crd":"5733087","suffix":null,"lastName":"VANZLER","firstName":"JULIA","middleName":"YVONNE"},{"crd":"4399145","suffix":null,"lastName":"VIOLIN","firstName":"STEVEN","middleName":"NATHANIEL"},{"crd":"2162875","suffix":null,"lastName":"VRABEL","firstName":"JOEL","middleName":"DENNIS"},{"crd":"4687491","suffix":null,"lastName":"Waggett","firstName":"James","middleName":"Andrew"},{"crd":"4505203","suffix":null,"lastName":"WETZEL","firstName":"ANDREW","middleName":"BO"},{"crd":"7093277","suffix":null,"lastName":"White","firstName":"Susan","middleName":"Marie"},{"crd":"2864900","suffix":null,"lastName":"YBEMA","firstName":"CHARLES","middleName":"JOHN"}],"total":78,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-10","regulatoryAum":3721873743,"clients":1294,"employees":53,"offices":5},{"filedOn":"2022-06-06","regulatoryAum":4547177967,"clients":1408,"employees":63,"offices":9},{"filedOn":"2023-04-17","regulatoryAum":4302700958,"clients":1673,"employees":84,"offices":9},{"filedOn":"2024-07-17","regulatoryAum":6168006683,"clients":2058,"employees":105,"offices":11},{"filedOn":"2025-07-14","regulatoryAum":7695902054,"clients":2563,"employees":134,"offices":13},{"filedOn":"2026-08-19","regulatoryAum":9715433173,"clients":3054,"employees":160,"offices":15}],"acquisitions":[{"date":"2026-07-01","datePrecision":"day","name":"Seascape Capital Management,llc","crd":"126928","source":"adv_w","dealType":"acquisition","sellerAum":466902692,"sellerAumDate":"2026-03-16","sourceUrl":"https://adviserinfo.sec.gov/firm/summary/126928"},{"date":"2022-12-01","datePrecision":"day","name":"Salem Capital Management","crd":"108622","source":"adv_w","dealType":"acquisition","sellerAum":284951672,"sellerAumDate":"2022-03-04","sourceUrl":"https://adviserinfo.sec.gov/firm/summary/108622"}],"secFileNumber":"801-21951","legalName":"F L Putnam Investment Management Co.","displayName":"F L Putnam Investment Management","slug":"f-l-putnam-investment-management-106223","website":"https://flputnam.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/106223/fe5ee8171070b308-r1.webp","tone":"dark","width":465,"height":200,"sourceUrl":"https://flputnam.com/","sourceLabel":"F L Putnam Investment Management Co., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/f-l-putnam-investment-management-company/","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"6 Kimball Lane","city":"Lynnfield","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"01940"},"tradeNames":["F.l.putnam Investment Management Co.","FLP","FLP Atrato Consulting","Flputnam Investment Management"],"registration":{"secApproved":"30 July 1984","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2678607.3963868227,"staff":{"employees":160,"advisory":90,"brokerDealerReps":0,"insuranceAgents":1,"promoters":7},"aum":{"regulatory":9715433173,"discretionary":9639734328,"discretionaryAccounts":7821,"nonDiscretionary":75698845,"nonDiscretionaryAccounts":80,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":81},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1335,"regulatoryAum":522299686},{"label":"High-net-worth individuals","clients":1488,"regulatoryAum":7039408994},{"label":"Investment companies","clients":1,"regulatoryAum":92938201},{"label":"Pension and profit-sharing plans","clients":6,"regulatoryAum":173256772},{"label":"Charitable organizations","clients":203,"regulatoryAum":1749315515},{"label":"Corporations and other businesses","clients":21,"regulatoryAum":138214005}],"feePrograms":[{"role":"main","program":"Investment Management and Advisory","feeBasis":"marginal","fee_tiers":[{"to":2000000,"pct":1.1,"from":0},{"to":5000000,"pct":0.925,"from":2000000},{"to":10000000,"pct":0.8,"from":5000000},{"to":null,"pct":0.6,"from":10000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059960","versionId":1059960,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-10-02","documentName":"FLP FORM ADV PART 2A (10.02.2026)","fee_rate_low":0.6,"fee_rate_high":1.1,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Family Office Solutions","summary":"Fixed fees typically range from $10,000 to $40,000 a month, charged monthly in advance; may also include asset-based fees.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059960","versionId":1059960,"submittedOn":"2026-10-02","documentName":"FLP FORM ADV PART 2A (10.02.2026)"},{"role":"other","program":"Financial Planning","summary":"No added planning fee at $750,000 of assets under management; stand-alone planning is a fixed $5,000 under $5 million, $7,000 for $5-10 million, $10,000 minimum above.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059960","versionId":1059960,"submittedOn":"2026-10-02","documentName":"FLP FORM ADV PART 2A (10.02.2026)"},{"role":"other","program":"Separately Managed Accounts","summary":"Annual flat fees on market value, paid quarterly in advance: 0.65% equity, 0.50% fixed income, 0.25% short duration fixed income.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059960","versionId":1059960,"submittedOn":"2026-10-02","documentName":"FLP FORM ADV PART 2A (10.02.2026)"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T03:32:07.878465+00:00","documents":[{"name":"FLP FORM ADV PART 2A (10.02.2026)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059960","versionId":1059960,"submittedOn":"2026-10-02"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":4189047829},{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":3234636213},{"name":"Northern Trust","shortName":"Northern Trust","location":"Chicago, IL","smaAssets":1033422163}],"custodyNote":"F L Putnam Investment Management has custody of $2.99B in client assets for 1,118 clients.","leadership":[{"name":"Reed Manning","title":"President, Chief Executive Officer, Director","crd":"4710363"},{"name":"Keith Marks","title":"Chief Compliance Officer","crd":"7656944"},{"name":"Margaret Barney","title":"Trustee of Margaret Wilson Putnam Trust (Tax Id Number Ending in 03)","crd":"4345235"},{"name":"Ellen Flaherty","title":"Director, Clerk, SR. VP, COO","crd":"4342590"},{"name":"Alan Gosule","title":"Director","crd":"4342601"},{"name":"Meredith Lepper","title":"Director","crd":"5503163"},{"name":"Richard Osterberg","title":"Director, Trustee of Margaret Wilson Putnam Trusts (Tax Id Numbers Ending 01, 02, 03, 07), Executor Estate of David Putnam","crd":"5503167"},{"name":"John Putnam","title":"Trustee of Margaret Wilson Putnam Trusts (Tax Id Numbers Ending in 01, 02, 03)","crd":"369059"},{"name":"Yvette Putnam","title":"Executor of Estate of David Putnam, Trustee of Margaret Wilson Putnam Trust (Tax Id Number Ending in 07)","crd":"8312390"},{"name":"Susanne Stauffer","title":"Director","crd":"1060211"},{"name":"Connor Stewart","title":"Director","crd":"5747113"},{"name":"Michael Timmermans","title":"Chief Legal Officer","crd":"7092167"},{"name":"Russell Valdez","title":"Director","crd":"6848498"}],"ownership":[{"label":"Reed Manning","detail":"President, chief executive officer, director in the 10% to 25% ownership band and a control person, since December 2015."},{"label":"Margaret Wilson Putnam Trust (Tax Id Number Ending 907)","detail":"Shareholder in the 5% to 10% ownership band, since June 2026."},{"label":"Margaret Wilson Putnam Trust (Tax Id Number Ending 903)","detail":"Shareholder in the 5% to 10% ownership band, since June 2026."},{"label":"Margaret Wilson Putnam Trust (Tax Id Number Ending 902)","detail":"Shareholder in the 5% to 10% ownership band, since June 2026."},{"label":"Margaret Wilson Putnam Trust (Tax Id Number Ending 901)","detail":"Shareholder in the 5% to 10% ownership band, since June 2026."},{"label":"Estate of David Putnam","detail":"Shareholder in the 5% to 10% ownership band, since June 2026."},{"label":"MCB Fenway LLC","detail":"Shareholder in the 10% to 25% ownership band, since July 2026."},{"label":"MT Carmel Bixby N Holdings LLC","detail":"Indirect owner: a managing member of MCB Fenway LLC in the 75% or more band, since June 2026.","parent":"MCB Fenway LLC"},{"label":"MT Carmel Bixby N LLC","detail":"Indirect owner: a member of MT Carmel Bixby N Holdings LLC in the 75% or more band, since January 2024.","parent":"MT Carmel Bixby N Holdings LLC"},{"label":"Ccof III Bixby Aggregator B, L.P.","detail":"Indirect owner: a member of MT Carmel Bixby N LLC in the 75% or more band, since February 2024.","parent":"MT Carmel Bixby N LLC"},{"label":"Ccof III (Parallel) Bixby Aiv B, L.P.","detail":"Indirect owner: a limited partner of Ccof III Bixby Aggregator B, L.P. in the 75% or more band, since February 2024.","parent":"Ccof III Bixby Aggregator B, L.P."},{"label":"Ccof III (Parallel) Bixby Feeder B, L.P.","detail":"Indirect owner: a limited partner of Ccof III (Parallel) Bixby Aiv B, L.P. in the 50% to 75% band, since February 2024.","parent":"Ccof III (Parallel) Bixby Aiv B, L.P."},{"label":"Ccof III (Parallel) Bixby Feeder A, L.P.","detail":"Indirect owner: a limited partner of Ccof III (Parallel) Bixby Aiv B, L.P. in the 25% to 50% band, since February 2024.","parent":"Ccof III (Parallel) Bixby Aiv B, L.P."},{"label":"Ccof III (Parallel) Offshore Investors A Aiv, L.P.","detail":"Indirect owner: a limited partner of Ccof III (Parallel) Bixby Feeder A, L.P. in the 75% or more band, since February 2024.","parent":"Ccof III (Parallel) Bixby Feeder A, L.P."},{"label":"Ccof III (Parallel) Offshore Investors B Aiv, L.P.","detail":"Indirect owner: a limited partner of Ccof III (Parallel) Bixby Feeder A, L.P. in the 75% or more band, since February 2024.","parent":"Ccof III (Parallel) Bixby Feeder A, L.P."}],"filedOffices":{"otherThanPrincipal":14,"privateResidences":0},"listedOfficeAddresses":15,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"5757 Wilshire Boulevard","city":"Los Angeles"}]},{"state":"Maine","offices":1,"addresses":[{"street":"5 Widgery Wharf","city":"Portland"}]},{"state":"Massachusetts","offices":5,"addresses":[{"street":"6 Kimball Lane","city":"Lynnfield","headquarters":true},{"street":"250 First Ave","city":"Needham"},{"street":"One Liberty Square","city":"Boston"},{"street":"13 Steeple Street","city":"Mashpee"},{"street":"31 Schoosett Street","city":"Pembroke"}]},{"state":"Michigan","offices":1,"addresses":[{"street":"161 East Michigan Avenue","city":"Kalamazoo"}]},{"state":"New Hampshire","offices":3,"addresses":[{"street":"29 Maplewood Avenue","city":"Portsmouth"},{"street":"40 Mill Street","city":"Wolfeboro"},{"street":"99 Bow Street","city":"Portsmouth"}]},{"state":"New York","offices":2,"addresses":[{"street":"445 Park Avenue","city":"New York"},{"street":"100 Corporate Parkway","city":"Amherst"}]},{"state":"Rhode Island","offices":1,"addresses":[{"street":"100 Westminster Street","city":"Providence"}]},{"state":"Virginia","offices":1,"addresses":[{"street":"11911 Freedom Drive","city":"Reston"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-344-3435","stateRegisteredReps":68,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"2500","assetMix":[{"label":"Exchange-traded equity securities","percent":45},{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":4},{"label":"Investment grade corporate bonds","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":37},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"19 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106223/PDF/106223.pdf","brochureDate":"2 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059960","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does F L Putnam Investment Management have?","answer":"F L Putnam Investment Management has 3,054 clients and manages $9.72 billion for them, as of August 2026. They include 1,488 high-net-worth individuals, 1,335 individual clients and 203 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 19 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does F L Putnam Investment Management offer?","answer":"F L Putnam Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does F L Putnam Investment Management charge?","answer":"F L Putnam Investment Management charges 0.60%–1.10% a year for its Investment Management and Advisory. Each asset band is charged at its own rate. The fee is billed in advance.","source":"FLP FORM ADV PART 2A (10.02.2026), filed 2 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does F L Putnam Investment Management use?","answer":"F L Putnam Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $4.19B, National Financial Services LLC (Boston, MA), with $3.23B and Northern Trust (Chicago, IL), with $1.03B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does F L Putnam Investment Management have?","answer":"F L Putnam Investment Management has 68 investment adviser representatives registered with state securities authorities, out of 160 employees, and 90 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does F L Putnam Investment Management invest in?","answer":"At the end of its last fiscal year, F L Putnam Investment Management’s separately managed accounts held 45% exchange-traded equities, 37% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents, 5% investment grade corporate bonds, 4% state and local bonds and 3% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns F L Putnam Investment Management?","answer":"F L Putnam Investment Management is owned through a chain of holding companies by Ccof III (Parallel) Bixby Feeder B, L.P., Ccof III (Parallel) Offshore Investors A Aiv, L.P. and Ccof III (Parallel) Offshore Investors B Aiv, L.P. Its direct owners are Reed Manning, Margaret Wilson Putnam Trust (Tax Id Number Ending 907), Margaret Wilson Putnam Trust (Tax Id Number Ending 903), Margaret Wilson Putnam Trust (Tax Id Number Ending 902), Margaret Wilson Putnam Trust (Tax Id Number Ending 901), Estate of David Putnam and MCB Fenway LLC, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 19 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does F L Putnam Investment Management get paid?","answer":"F L Putnam Investment Management is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is F L Putnam Investment Management registered with the SEC?","answer":"Yes, F L Putnam Investment Management has been registered with the SEC as an investment adviser since 30 July 1984. Its CRD number is 106223 and its SEC file number is 801-21951.","source":"Form ADV Part 1A, Item 1, filed 19 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact F L Putnam Investment Management?","answer":"F L Putnam Investment Management’s main office is at 6 Kimball Lane, Lynnfield, MA 01940. Its phone number is 800-344-3435. Its website is flputnam.com.","source":"Form ADV Part 1A, Item 1.F, filed 19 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/f-l-putnam-investment-management-106223/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-06","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1140334/000114033426000006/0001140334-26-000006-index.html","totalValue":8391076871,"positionCount":655,"top10Share":0.3802875671450871,"top10":[{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":922090888,"shares":1231492,"shareType":"SH","priorValue":802773191,"priorShares":1228966},{"issuer":"ISHARES TR","titleOfClass":"CORE MSCI EAFE","cusip":"46432F842","value":465034604,"shares":4815001,"shareType":"SH","priorValue":454296407,"priorShares":5018186},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":343667003,"shares":1717562,"shareType":"SH","priorValue":275149141,"priorShares":1577690},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":302546174,"shares":1045570,"shareType":"SH","priorValue":234734148,"priorShares":924915},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":262502785,"shares":734541,"shareType":"SH","priorValue":188199527,"priorShares":654470},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":234315383,"shares":628158,"shareType":"SH","priorValue":219755203,"priorShares":593660},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":199983179,"shares":529406,"shareType":"SH","priorValue":125462787,"priorShares":405359},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":162340649,"shares":681131,"shareType":"SH","priorValue":128560805,"priorShares":617280},{"issuer":"ANALOG DEVICES INC","titleOfClass":"COM","cusip":"032654105","value":159915878,"shares":402638,"shareType":"SH","priorValue":131878883,"priorShares":414531},{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"COM","cusip":"595112103","value":138625666,"shares":120096,"shareType":"SH","priorValue":43825296,"priorShares":129722}],"positionsListed":200,"positions":[{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":922090888,"shares":1231492,"shareType":"SH","priorValue":802773191,"priorShares":1228966},{"issuer":"ISHARES TR","titleOfClass":"CORE MSCI EAFE","cusip":"46432F842","value":465034604,"shares":4815001,"shareType":"SH","priorValue":454296407,"priorShares":5018186},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":343667003,"shares":1717562,"shareType":"SH","priorValue":275149141,"priorShares":1577690},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":302546174,"shares":1045570,"shareType":"SH","priorValue":234734148,"priorShares":924915},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":262502785,"shares":734541,"shareType":"SH","priorValue":188199527,"priorShares":654470},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":234315383,"shares":628158,"shareType":"SH","priorValue":219755203,"priorShares":593660},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":199983179,"shares":529406,"shareType":"SH","priorValue":125462787,"priorShares":405359},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":162340649,"shares":681131,"shareType":"SH","priorValue":128560805,"priorShares":617280},{"issuer":"ANALOG DEVICES INC","titleOfClass":"COM","cusip":"032654105","value":159915878,"shares":402638,"shareType":"SH","priorValue":131878883,"priorShares":414531},{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"COM","cusip":"595112103","value":138625666,"shares":120096,"shareType":"SH","priorValue":43825296,"priorShares":129722},{"issuer":"ISHARES TR","titleOfClass":"ISHS 1-5YR INVS","cusip":"464288646","value":131492640,"shares":2508677,"shareType":"SH","priorValue":126616981,"priorShares":2408999},{"issuer":"LAM RESEARCH CORP","titleOfClass":"COM NEW","cusip":"512807306","value":126853462,"shares":292741,"shareType":"SH","priorValue":82274913,"priorShares":385074},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P MCP ETF","cusip":"464287507","value":118204740,"shares":1532850,"shareType":"SH","priorValue":106111939,"priorShares":1571330},{"issuer":"VISA INC","titleOfClass":"COM CL A","cusip":"92826C839","value":114384841,"shares":333396,"shareType":"SH","priorValue":86183168,"priorShares":285148},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":112357445,"shares":343254,"shareType":"SH","priorValue":101762642,"priorShares":345943},{"issuer":"ISHARES INC","titleOfClass":"CORE MSCI EMKT","cusip":"46434G103","value":109880634,"shares":1324309,"shareType":"SH","priorValue":84337724,"priorShares":1209143},{"issuer":"ISHARES TR","titleOfClass":"ESG AW MSCI EAFE","cusip":"46435G516","value":108836352,"shares":1058614,"shareType":"SH","priorValue":106237723,"priorShares":1111041},{"issuer":"ELI LILLY & CO","titleOfClass":"COM","cusip":"532457108","value":106679717,"shares":88942,"shareType":"SH","priorValue":68138124,"priorShares":74082},{"issuer":"ISHARES TR","titleOfClass":"0-5 YR TIPS ETF","cusip":"46429B747","value":98551721,"shares":964676,"shareType":"SH","priorValue":96751099,"priorShares":935426},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":92807621,"shares":262666,"shareType":"SH","priorValue":68931716,"priorShares":240297},{"issuer":"DELL TECHNOLOGIES INC","titleOfClass":"CL C","cusip":"24703L202","value":85014015,"shares":197038,"shareType":"SH","priorValue":5228033,"priorShares":31853},{"issuer":"PALO ALTO NETWORKS INC","titleOfClass":"COM","cusip":"697435105","value":80221186,"shares":235239,"shareType":"SH","priorValue":15785418,"priorShares":98462},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":78904306,"shares":84347,"shareType":"SH","priorValue":60565939,"priorShares":60783},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"INT-TERM CORP","cusip":"92206C870","value":75824399,"shares":917416,"shareType":"SH","priorValue":72164624,"priorShares":872080},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR P500VAL","cusip":"78464A508","value":66665915,"shares":1096659,"shareType":"SH","priorValue":62335161,"priorShares":1101717},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST SHO TREAS ETF","cusip":"78468R101","value":66245936,"shares":2283555,"shareType":"SH","priorValue":70159871,"priorShares":2404382},{"issuer":"ADVANCED MICRO DEVICES INC","titleOfClass":"COM","cusip":"007903107","value":59058796,"shares":101666,"shareType":"SH","priorValue":18545493,"priorShares":91164},{"issuer":"TJX COS INC NEW","titleOfClass":"COM","cusip":"872540109","value":58614898,"shares":386897,"shareType":"SH","priorValue":62581082,"priorShares":391867},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":57416332,"shares":76886,"shareType":"SH","priorValue":49928817,"priorShares":76773},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":57304134,"shares":154859,"shareType":"SH","priorValue":50775336,"priorShares":158272},{"issuer":"ISHARES TR","titleOfClass":"FLTG RATE NT ETF","cusip":"46429B655","value":56601218,"shares":1108482,"shareType":"SH","priorValue":65538939,"priorShares":1286338},{"issuer":"MORGAN STANLEY","titleOfClass":"COM NEW","cusip":"617446448","value":51972325,"shares":248624,"shareType":"SH","priorValue":39669077,"priorShares":241047},{"issuer":"ASML HLDG NV","titleOfClass":"N Y REGISTRY SHS","cusip":"N07059210","value":51932320,"shares":26104,"shareType":"SH","priorValue":15674184,"priorShares":11867},{"issuer":"TAIWAN SEMICONDUCTOR MANUFAC","titleOfClass":"SPONSORED ADS","cusip":"874039100","value":48276050,"shares":101087,"shareType":"SH","priorValue":24444889,"priorShares":72333},{"issuer":"COCA COLA CO","titleOfClass":"COM","cusip":"191216100","value":43908806,"shares":540283,"shareType":"SH","priorValue":28914937,"priorShares":380210},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":43279200,"shares":76833,"shareType":"SH","priorValue":47011781,"priorShares":82170},{"issuer":"STRYKER CORPORATION","titleOfClass":"COM","cusip":"863667101","value":43174840,"shares":137133,"shareType":"SH","priorValue":27464001,"priorShares":83581},{"issuer":"VIATRIS INC","titleOfClass":"COM","cusip":"92556V106","value":42249391,"shares":2660541,"shareType":"SH"},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":41892678,"shares":300026,"shareType":"SH","priorValue":13232043,"priorShares":299842},{"issuer":"ISHARES INC","titleOfClass":"ESG AWR MSCI EM","cusip":"46434G863","value":40502950,"shares":734756,"shareType":"SH","priorValue":25346479,"priorShares":557433},{"issuer":"BANK OF AMER CORP","titleOfClass":"COM","cusip":"060505104","value":40230983,"shares":706054,"shareType":"SH","priorValue":34948020,"priorShares":716882},{"issuer":"CISCO SYS INC","titleOfClass":"COM","cusip":"17275R102","value":40052653,"shares":340990,"shareType":"SH","priorValue":23409424,"priorShares":301707},{"issuer":"APPLIED MATLS INC","titleOfClass":"COM","cusip":"038222105","value":39989508,"shares":55311,"shareType":"SH","priorValue":15269149,"priorShares":44674},{"issuer":"EATON CORP PLC","titleOfClass":"SHS","cusip":"G29183103","value":38206685,"shares":89662,"shareType":"SH","priorValue":32842165,"priorShares":91823},{"issuer":"NEXTERA ENERGY INC","titleOfClass":"COM","cusip":"65339F101","value":36184119,"shares":412261,"shareType":"SH","priorValue":33506354,"priorShares":360749},{"issuer":"MCKESSON CORP","titleOfClass":"COM","cusip":"58155Q103","value":35410643,"shares":46864,"shareType":"SH","priorValue":41345376,"priorShares":47778},{"issuer":"CORNING INC","titleOfClass":"COM","cusip":"219350105","value":35399893,"shares":138589,"shareType":"SH","priorValue":19364631,"priorShares":142418},{"issuer":"REPUBLIC SVCS INC","titleOfClass":"COM","cusip":"760759100","value":34125944,"shares":160156,"shareType":"SH","priorValue":42015143,"priorShares":191832},{"issuer":"THERMO FISHER SCIENTIFIC INC","titleOfClass":"COM","cusip":"883556102","value":33833596,"shares":67484,"shareType":"SH","priorValue":17100640,"priorShares":34791},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":33396657,"shares":45351,"shareType":"SH","priorValue":26486826,"priorShares":45890},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"INTER TERM TREAS","cusip":"92206C706","value":32847320,"shares":556923,"shareType":"SH","priorValue":32398771,"priorShares":544060},{"issuer":"APPLOVIN CORP","titleOfClass":"COM CL A","cusip":"03831W108","value":32301891,"shares":62694,"shareType":"SH","priorValue":26888928,"priorShares":67560},{"issuer":"MERCK & CO INC","titleOfClass":"COM","cusip":"58933Y105","value":31912801,"shares":248349,"shareType":"SH","priorValue":30183539,"priorShares":250923},{"issuer":"UNION PAC CORP","titleOfClass":"COM","cusip":"907818108","value":31129628,"shares":114447,"shareType":"SH","priorValue":28233394,"priorShares":116369},{"issuer":"MONOLITHIC PWR SYS INC","titleOfClass":"COM","cusip":"609839105","value":28212586,"shares":20409,"shareType":"SH"},{"issuer":"ARISTA NETWORKS INC","titleOfClass":"COM SHS","cusip":"040413205","value":28122803,"shares":165545,"shareType":"SH","priorValue":20416486,"priorShares":166285},{"issuer":"ISHARES TR","titleOfClass":"MSCI EAFE ETF","cusip":"464287465","value":27731596,"shares":266958,"shareType":"SH","priorValue":23448171,"priorShares":241410},{"issuer":"ASTRAZENECA PLC","titleOfClass":"ORD","cusip":"G0593M107","value":27096208,"shares":142906,"shareType":"SH","priorValue":29271290,"priorShares":148419},{"issuer":"CIENA CORP","titleOfClass":"COM NEW","cusip":"171779309","value":26904763,"shares":54845,"shareType":"SH","priorValue":13885822,"priorShares":35767},{"issuer":"WILLIAMS COS INC","titleOfClass":"COM","cusip":"969457100","value":26648322,"shares":358465,"shareType":"SH","priorValue":26423294,"priorShares":363057},{"issuer":"ABBVIE INC","titleOfClass":"COM","cusip":"00287Y109","value":26559244,"shares":105545,"shareType":"SH","priorValue":34008999,"priorShares":156370},{"issuer":"KLA CORP","titleOfClass":"COM NEW","cusip":"482480100","value":26273839,"shares":87083,"shareType":"SH","priorValue":12964570,"priorShares":8805},{"issuer":"PUBLIC STORAGE","titleOfClass":"COM","cusip":"74460D109","value":26263631,"shares":82510,"shareType":"SH","priorValue":22647898,"priorShares":83609},{"issuer":"SCHWAB CHARLES CORP","titleOfClass":"COM","cusip":"808513105","value":25720219,"shares":278750,"shareType":"SH","priorValue":30250979,"priorShares":321887},{"issuer":"TRANE TECHNOLOGIES PLC","titleOfClass":"SHS","cusip":"G8994E103","value":25341464,"shares":51595,"shareType":"SH","priorValue":10105164,"priorShares":24248},{"issuer":"OREILLY AUTOMOTIVE INC","titleOfClass":"COM","cusip":"67103H107","value":25307806,"shares":274816,"shareType":"SH","priorValue":17559947,"priorShares":190228},{"issuer":"J P MORGAN EXCHANGE TRADED F","titleOfClass":"ULTRA SHT MUNCPL","cusip":"46641Q654","value":25229853,"shares":494703,"shareType":"SH","priorValue":33065883,"priorShares":648605},{"issuer":"EVERCORE INC","titleOfClass":"CLASS A","cusip":"29977A105","value":25127252,"shares":73592,"shareType":"SH"},{"issuer":"BOOKING HOLDINGS INC","titleOfClass":"COM","cusip":"09857L108","value":24773043,"shares":138987,"shareType":"SH","priorValue":23784098,"priorShares":5649},{"issuer":"JOHNSON & JOHNSON","titleOfClass":"COM","cusip":"478160104","value":24188231,"shares":95241,"shareType":"SH","priorValue":16576940,"priorShares":67816},{"issuer":"CBRE GROUP INC","titleOfClass":"CL A","cusip":"12504L109","value":23287228,"shares":172895,"shareType":"SH","priorValue":19334341,"priorShares":142731},{"issuer":"MARVELL TECHNOLOGY INC","titleOfClass":"COM","cusip":"573874104","value":22618788,"shares":75930,"shareType":"SH","priorValue":11036151,"priorShares":111420},{"issuer":"LOWES COS INC","titleOfClass":"COM","cusip":"548661107","value":22503451,"shares":102061,"shareType":"SH","priorValue":27294277,"priorShares":115517},{"issuer":"ISHARES TR","titleOfClass":"LATN AMER 40 ETF","cusip":"464287390","value":22452778,"shares":664748,"shareType":"SH"},{"issuer":"HOME DEPOT INC","titleOfClass":"COM","cusip":"437076102","value":22015471,"shares":62423,"shareType":"SH","priorValue":32292774,"priorShares":98187},{"issuer":"ISHARES TR","titleOfClass":"ESG AWR MSCI USA","cusip":"46435G425","value":21599919,"shares":132064,"shareType":"SH","priorValue":18137984,"priorShares":128256},{"issuer":"AMPHENOL CORP","titleOfClass":"CL A","cusip":"032095101","value":21046225,"shares":119364,"shareType":"SH","priorValue":14846226,"priorShares":117501},{"issuer":"AMGEN INC","titleOfClass":"COM","cusip":"031162100","value":20453863,"shares":56484,"shareType":"SH","priorValue":20161941,"priorShares":57303},{"issuer":"CATERPILLAR INC","titleOfClass":"COM","cusip":"149123101","value":20191989,"shares":18961,"shareType":"SH","priorValue":13385781,"priorShares":18894},{"issuer":"AECOM","titleOfClass":"COM","cusip":"00766T100","value":20040278,"shares":287110,"shareType":"SH","priorValue":25618863,"priorShares":302038},{"issuer":"VERTEX PHARMACEUTICALS INC","titleOfClass":"COM","cusip":"92532F100","value":19926572,"shares":40116,"shareType":"SH","priorValue":17637214,"priorShares":39498},{"issuer":"VANGUARD TAX-MANAGED FDS","titleOfClass":"VAN FTSE DEV MKT","cusip":"921943858","value":19644430,"shares":275711,"shareType":"SH","priorValue":18582922,"priorShares":289996},{"issuer":"TREVI THERAPEUTICS INC","titleOfClass":"COM","cusip":"89532M101","value":19359763,"shares":1038057,"shareType":"SH","priorValue":12685181,"priorShares":1063301},{"issuer":"ISHARES TR","titleOfClass":"7-10 YR TRSY BD","cusip":"464287440","value":18994648,"shares":200828,"shareType":"SH","priorValue":18469838,"priorShares":193523},{"issuer":"APOLLO GLOBAL MGMT INC","titleOfClass":"COM","cusip":"03769M106","value":18330833,"shares":154939,"shareType":"SH","priorValue":21216151,"priorShares":190416},{"issuer":"MASTERCARD INCORPORATED","titleOfClass":"CL A","cusip":"57636Q104","value":18154650,"shares":35348,"shareType":"SH","priorValue":21328935,"priorShares":42687},{"issuer":"GE VERNOVA INC","titleOfClass":"COM","cusip":"36828A101","value":18089655,"shares":15397,"shareType":"SH","priorValue":12025263,"priorShares":13776},{"issuer":"COLGATE PALMOLIVE CO","titleOfClass":"COM","cusip":"194162103","value":17997479,"shares":196308,"shareType":"SH","priorValue":16775189,"priorShares":196823},{"issuer":"SPDR INDEX SHS FDS","titleOfClass":"ST STR MSCI EAFE","cusip":"78470E106","value":17941467,"shares":331505,"shareType":"SH","priorValue":17380693,"priorShares":349248},{"issuer":"WALMART INC","titleOfClass":"COM","cusip":"931142103","value":17930512,"shares":158313,"shareType":"SH","priorValue":11680094,"priorShares":93982},{"issuer":"ESSENTIAL UTILS INC","titleOfClass":"COM","cusip":"29670G102","value":17840852,"shares":465697,"shareType":"SH","priorValue":16544205,"priorShares":410832},{"issuer":"RBB FD INC","titleOfClass":"F/M US TREASURY","cusip":"74933W452","value":17215312,"shares":345273,"shareType":"SH","priorValue":20710199,"priorShares":415367},{"issuer":"GOLDMAN SACHS GROUP INC","titleOfClass":"COM","cusip":"38141G104","value":17162150,"shares":16969,"shareType":"SH","priorValue":11722215,"priorShares":13856},{"issuer":"CHEVRON CORPORATION","titleOfClass":"COM","cusip":"166764100","value":16869885,"shares":101773,"shareType":"SH","priorValue":20626826,"priorShares":99695},{"issuer":"CARDINAL HEALTH INC","titleOfClass":"COM","cusip":"14149Y108","value":16802210,"shares":70728,"shareType":"SH","priorValue":14832542,"priorShares":70193},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P500 EQL WGT","cusip":"46137V357","value":16215174,"shares":76210,"shareType":"SH","priorValue":15014068,"priorShares":78231},{"issuer":"BLACKROCK INC","titleOfClass":"COM","cusip":"09290D101","value":16019239,"shares":16660,"shareType":"SH","priorValue":15884217,"priorShares":16517},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST INTER ETF","cusip":"78464A672","value":15891047,"shares":559741,"shareType":"SH","priorValue":13471518,"priorShares":470046},{"issuer":"NEW YORK LIFE INVTS ACTIVE E","titleOfClass":"MACKAY MUN INTER","cusip":"45409F827","value":15882482,"shares":652258,"shareType":"SH","priorValue":12124816,"priorShares":503000},{"issuer":"PARKER-HANNIFIN CORP","titleOfClass":"COM","cusip":"701094104","value":15733221,"shares":16085,"shareType":"SH","priorValue":14677607,"priorShares":16395},{"issuer":"EXXON MOBIL CORP","titleOfClass":"COM","cusip":"30231G102","value":15601204,"shares":114111,"shareType":"SH","priorValue":14839808,"priorShares":87468},{"issuer":"CROWDSTRIKE HLDGS INC","titleOfClass":"CL A","cusip":"22788C105","value":15403608,"shares":20185,"shareType":"SH","priorValue":962949,"priorShares":2467},{"issuer":"INTERNATIONAL BUSINESS MACHS","titleOfClass":"COM","cusip":"459200101","value":15237102,"shares":54184,"shareType":"SH","priorValue":13360022,"priorShares":55118},{"issuer":"SHERWIN WILLIAMS CO","titleOfClass":"COM","cusip":"824348106","value":14946279,"shares":43408,"shareType":"SH","priorValue":14771939,"priorShares":46083},{"issuer":"HOULIHAN LOKEY INC","titleOfClass":"CL A","cusip":"441593100","value":14750731,"shares":109973,"shareType":"SH","priorValue":24922721,"priorShares":173532},{"issuer":"DARDEN RESTAURANTS INC","titleOfClass":"COM","cusip":"237194105","value":14354519,"shares":69679,"shareType":"SH","priorValue":14189718,"priorShares":72382},{"issuer":"BONDBLOXX ETF TRUST","titleOfClass":"JP MOR USD 1 ETF","cusip":"09789C879","value":14228051,"shares":316742,"shareType":"SH","priorValue":13059611,"priorShares":297147},{"issuer":"ISHARES TR","titleOfClass":"RUSSELL 2000 ETF","cusip":"464287655","value":14004313,"shares":46775,"shareType":"SH","priorValue":10510907,"priorShares":42383},{"issuer":"ISHARES TR","titleOfClass":"INTRM GOV CR ETF","cusip":"464288612","value":13855165,"shares":130597,"shareType":"SH","priorValue":17209764,"priorShares":161321},{"issuer":"ISHARES TR","titleOfClass":"RUS 1000 GRW ETF","cusip":"464287614","value":13649532,"shares":109967,"shareType":"SH","priorValue":11231699,"priorShares":26341},{"issuer":"BRISTOL-MYERS SQUIBB CO","titleOfClass":"COM","cusip":"110122108","value":13598948,"shares":236011,"shareType":"SH","priorValue":12715343,"priorShares":209651},{"issuer":"INTERCONTINENTAL EXCHANGE IN","titleOfClass":"COM","cusip":"45866F104","value":13394606,"shares":108802,"shareType":"SH","priorValue":2616998,"priorShares":16639},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":13340643,"shares":26660,"shareType":"SH","priorValue":12934802,"priorShares":26992},{"issuer":"ISHARES TR","titleOfClass":"SHRT NAT MUN ETF","cusip":"464288158","value":13246030,"shares":124417,"shareType":"SH","priorValue":12872655,"priorShares":120870},{"issuer":"VALERO ENERGY CORP","titleOfClass":"COM","cusip":"91913Y100","value":13243690,"shares":50851,"shareType":"SH","priorValue":11624867,"priorShares":47049},{"issuer":"QUANTA SVCS INC","titleOfClass":"COM","cusip":"74762E102","value":13151531,"shares":18265,"shareType":"SH","priorValue":8877104,"priorShares":16169},{"issuer":"VANGUARD SPECIALIZED FUNDS","titleOfClass":"DIV APP ETF","cusip":"921908844","value":13051398,"shares":55158,"shareType":"SH","priorValue":11883060,"priorShares":55255},{"issuer":"ISHARES TR","titleOfClass":"ESG SELECT SCRE","cusip":"46436E551","value":12988948,"shares":248821,"shareType":"SH","priorValue":11066696,"priorShares":243921},{"issuer":"AMERICAN EXPRESS CO","titleOfClass":"COM","cusip":"025816109","value":12879274,"shares":38076,"shareType":"SH","priorValue":5882362,"priorShares":19447},{"issuer":"EMCOR GROUP INC","titleOfClass":"COM","cusip":"29084Q100","value":12814177,"shares":15441,"shareType":"SH","priorValue":11505823,"priorShares":15584},{"issuer":"MOTOROLA SOLUTIONS INC","titleOfClass":"COM NEW","cusip":"620076307","value":12807766,"shares":30841,"shareType":"SH","priorValue":10969258,"priorShares":25277},{"issuer":"PROCTER & GAMBLE CO","titleOfClass":"COM","cusip":"742718109","value":12722028,"shares":86757,"shareType":"SH","priorValue":14994259,"priorShares":103810},{"issuer":"HEWLETT PACKARD ENTERPRISE C","titleOfClass":"COM","cusip":"42824C109","value":12534614,"shares":277868,"shareType":"SH","priorValue":403954,"priorShares":16966},{"issuer":"BAKER HUGHES COMPANY","titleOfClass":"CL A","cusip":"05722G100","value":12347696,"shares":222481,"shareType":"SH","priorValue":8091750,"priorShares":132543},{"issuer":"RTX CORPORATION","titleOfClass":"COM","cusip":"75513E101","value":12084808,"shares":63695,"shareType":"SH","priorValue":13157664,"priorShares":68210},{"issuer":"PIMCO ETF TR","titleOfClass":"ENHAN SHRT MA AC","cusip":"72201R833","value":11993009,"shares":118966,"shareType":"SH"},{"issuer":"ATLASSIAN CORPORATION","titleOfClass":"CL A","cusip":"049468101","value":11698838,"shares":150390,"shareType":"SH"},{"issuer":"SUNCOR ENERGY INC NEW","titleOfClass":"COM","cusip":"867224107","value":11609696,"shares":216276,"shareType":"SH"},{"issuer":"ISHARES GOLD TR","titleOfClass":"ISHARES NEW","cusip":"464285204","value":11440598,"shares":151511,"shareType":"SH","priorValue":12893491,"priorShares":146251},{"issuer":"QUALCOMM INC","titleOfClass":"COM","cusip":"747525103","value":11049860,"shares":59797,"shareType":"SH","priorValue":8058891,"priorShares":62579},{"issuer":"EMERSON ELEC CO","titleOfClass":"COM","cusip":"291011104","value":10955559,"shares":76532,"shareType":"SH","priorValue":20455108,"priorShares":156122},{"issuer":"SPDR INDEX SHS FDS","titleOfClass":"ST STR MSCI EMRG","cusip":"78470E205","value":10827438,"shares":199956,"shareType":"SH","priorValue":6500466,"priorShares":147082},{"issuer":"CHENIERE ENERGY INC","titleOfClass":"COM NEW","cusip":"16411R208","value":10315022,"shares":43157,"shareType":"SH","priorValue":13317788,"priorShares":46933},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":10257967,"shares":14936,"shareType":"SH","priorValue":8825272,"priorShares":14769},{"issuer":"TE CONNECTIVITY PLC","titleOfClass":"ORD SHS","cusip":"G87052109","value":10199003,"shares":50588,"shareType":"SH","priorValue":9741021,"priorShares":46603},{"issuer":"PJT PARTNERS INC","titleOfClass":"COM CL A","cusip":"69343T107","value":10003648,"shares":66276,"shareType":"SH","priorValue":9446663,"priorShares":67611},{"issuer":"SERVICENOW INC","titleOfClass":"COM","cusip":"81762P102","value":9913706,"shares":99856,"shareType":"SH","priorValue":564779,"priorShares":5402},{"issuer":"VERIZON COMMUNICATIONS INC","titleOfClass":"COM","cusip":"92343V104","value":9911637,"shares":234096,"shareType":"SH","priorValue":11698206,"priorShares":233032},{"issuer":"MARRIOTT INTL INC NEW","titleOfClass":"CL A","cusip":"571903202","value":9866959,"shares":26625,"shareType":"SH","priorValue":234836,"priorShares":718},{"issuer":"GE AEROSPACE","titleOfClass":"COM NEW","cusip":"369604301","value":9829973,"shares":26302,"shareType":"SH","priorValue":8846233,"priorShares":31174},{"issuer":"ISHARES TR","titleOfClass":"ESG AWRE 1 5 YR","cusip":"46435G243","value":9571479,"shares":382223,"shareType":"SH","priorValue":9415366,"priorShares":375638},{"issuer":"AIR PRODUCTS AND CHEMICALS I","titleOfClass":"COM","cusip":"009158106","value":9555262,"shares":32592,"shareType":"SH","priorValue":3598529,"priorShares":12388},{"issuer":"VERALTO CORP","titleOfClass":"COM SHS","cusip":"92338C103","value":9547156,"shares":107659,"shareType":"SH","priorValue":10488336,"priorShares":118620},{"issuer":"JABIL INC","titleOfClass":"COM","cusip":"466313103","value":9546064,"shares":24764,"shareType":"SH","priorValue":6506898,"priorShares":24496},{"issuer":"FREEPORT MCMORAN INC","titleOfClass":"CL B","cusip":"35671D857","value":9470740,"shares":150592,"shareType":"SH","priorValue":9442846,"priorShares":160647},{"issuer":"CITIZENS FINL GROUP INC","titleOfClass":"COM","cusip":"174610105","value":9461882,"shares":135035,"shareType":"SH","priorValue":7519021,"priorShares":125380},{"issuer":"ISHARES TR","titleOfClass":"ESG AWARE MSCI","cusip":"46435U663","value":9361066,"shares":167157,"shareType":"SH","priorValue":8313200,"priorShares":176801},{"issuer":"MP MATERIALS CORP","titleOfClass":"COM CL A","cusip":"553368101","value":9010329,"shares":160870,"shareType":"SH","priorValue":7258304,"priorShares":150400},{"issuer":"BANK OF NY MELLON CORP","titleOfClass":"COM","cusip":"064058100","value":8965317,"shares":61997,"shareType":"SH","priorValue":1375933,"priorShares":11599},{"issuer":"GILEAD SCIENCES INC","titleOfClass":"COM","cusip":"375558103","value":8963060,"shares":70944,"shareType":"SH","priorValue":19306363,"priorShares":138526},{"issuer":"ILLINOIS TOOL WKS INC","titleOfClass":"COM","cusip":"452308109","value":8951897,"shares":33098,"shareType":"SH","priorValue":3379749,"priorShares":12985},{"issuer":"VANGUARD WORLD FD","titleOfClass":"INF TECH ETF","cusip":"92204A702","value":8900209,"shares":74466,"shareType":"SH","priorValue":6870467,"priorShares":9847},{"issuer":"ISHARES TR","titleOfClass":"1 3 YR TREAS BD","cusip":"464287457","value":8876770,"shares":108042,"shareType":"SH","priorValue":9440310,"priorShares":114331},{"issuer":"VEEVA SYS INC","titleOfClass":"CL A COM","cusip":"922475108","value":8605523,"shares":48490,"shareType":"SH"},{"issuer":"ORACLE CORP","titleOfClass":"COM","cusip":"68389X105","value":8603595,"shares":58708,"shareType":"SH","priorValue":4941656,"priorShares":33592},{"issuer":"NVENT ELEC PLC","titleOfClass":"SHS","cusip":"G6700G107","value":8528669,"shares":50284,"shareType":"SH","priorValue":8821322,"priorShares":74580},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST BLOO HIGH ETF","cusip":"78468R622","value":8527107,"shares":88483,"shareType":"SH"},{"issuer":"PROLOGIS INC.","titleOfClass":"COM","cusip":"74340W103","value":8511856,"shares":62832,"shareType":"SH","priorValue":8053607,"priorShares":60929},{"issuer":"VANGUARD INSTL INDEX FD","titleOfClass":"0 3 MO TR BI ETF","cusip":"922040845","value":8425833,"shares":111335,"shareType":"SH","priorValue":5092076,"priorShares":67311},{"issuer":"WABTEC","titleOfClass":"COM","cusip":"929740108","value":8362722,"shares":31019,"shareType":"SH","priorValue":7715471,"priorShares":30873},{"issuer":"CHUBB LIMITED","titleOfClass":"COM","cusip":"H1467J104","value":8293836,"shares":24341,"shareType":"SH","priorValue":7714326,"priorShares":23669},{"issuer":"AUTOMATIC DATA PROCESSING IN","titleOfClass":"COM","cusip":"053015103","value":8195442,"shares":36595,"shareType":"SH","priorValue":4705437,"priorShares":23159},{"issuer":"UNITED RENTALS INC","titleOfClass":"COM","cusip":"911363109","value":7964218,"shares":7030,"shareType":"SH","priorValue":2337220,"priorShares":3208},{"issuer":"C H ROBINSON WORLDWIDE IN","titleOfClass":"COM NEW","cusip":"12541W209","value":7908208,"shares":41989,"shareType":"SH"},{"issuer":"CUMMINS INC","titleOfClass":"COM","cusip":"231021106","value":7871226,"shares":11036,"shareType":"SH","priorValue":4393653,"priorShares":8166},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US LRG CAP ETF","cusip":"808524201","value":7847856,"shares":266662,"shareType":"SH","priorValue":6614884,"priorShares":257991},{"issuer":"MCDONALDS CORP","titleOfClass":"COM","cusip":"580135101","value":7845103,"shares":29023,"shareType":"SH","priorValue":10954788,"priorShares":35248},{"issuer":"IDEXX LABS INC","titleOfClass":"COM","cusip":"45168D104","value":7834480,"shares":14882,"shareType":"SH","priorValue":8551404,"priorShares":15219},{"issuer":"ISHARES TR","titleOfClass":"IBOXX INV CP ETF","cusip":"464287242","value":7819542,"shares":71705,"shareType":"SH","priorValue":7483556,"priorShares":68663},{"issuer":"ABBOTT LABORATORIES","titleOfClass":"COM","cusip":"002824100","value":7697425,"shares":84829,"shareType":"SH","priorValue":7942544,"priorShares":77360},{"issuer":"WATSCO INC","titleOfClass":"COM","cusip":"942622200","value":7375706,"shares":17699,"shareType":"SH","priorValue":293942,"priorShares":808},{"issuer":"XYLEM INC","titleOfClass":"COM","cusip":"98419M100","value":7017773,"shares":59367,"shareType":"SH","priorValue":6654836,"priorShares":55689},{"issuer":"AGILENT TECHNOLOGIES INC","titleOfClass":"COM","cusip":"00846U101","value":6735704,"shares":50709,"shareType":"SH","priorValue":5640210,"priorShares":49484},{"issuer":"NEXTPOWER INC","titleOfClass":"CLASS A COM","cusip":"65290E101","value":6712705,"shares":56343,"shareType":"SH","priorValue":851686,"priorShares":7065},{"issuer":"ASE TECHNOLOGY HLDG CO LTD","titleOfClass":"SPONSORED ADS","cusip":"00215W100","value":6669954,"shares":147827,"shareType":"SH","priorValue":3230147,"priorShares":148992},{"issuer":"STARBUCKS CORP","titleOfClass":"COM","cusip":"855244109","value":6566767,"shares":64260,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P TTL STK","cusip":"464287150","value":6482328,"shares":39553,"shareType":"SH","priorValue":5703514,"priorShares":40044},{"issuer":"ADVANCED ENERGY INDS","titleOfClass":"COM","cusip":"007973100","value":6416720,"shares":17209,"shareType":"SH","priorValue":1543199,"priorShares":4782},{"issuer":"EVERPURE INC","titleOfClass":"CL A","cusip":"74624M102","value":6406810,"shares":81315,"shareType":"SH"},{"issuer":"EDISON INTL","titleOfClass":"COM","cusip":"281020107","value":6351857,"shares":85317,"shareType":"SH"},{"issuer":"ZSCALER INC","titleOfClass":"COM","cusip":"98980G102","value":6232057,"shares":44152,"shareType":"SH"},{"issuer":"ECOLAB INC","titleOfClass":"COM","cusip":"278865100","value":6223130,"shares":22336,"shareType":"SH","priorValue":1477300,"priorShares":5553},{"issuer":"STATE STR CORP","titleOfClass":"COM","cusip":"857477103","value":6070154,"shares":35791,"shareType":"SH","priorValue":2293267,"priorShares":18120},{"issuer":"STATE STR SPDR S&P MIDCAP 40","titleOfClass":"UTSER1 S&PDCRP","cusip":"78467Y107","value":5945333,"shares":8453,"shareType":"SH","priorValue":5252328,"priorShares":8516},{"issuer":"TEXAS PACIFIC LAND CORPORATI","titleOfClass":"COM","cusip":"88262P102","value":5938342,"shares":13569,"shareType":"SH","priorValue":2801802,"priorShares":5904},{"issuer":"SNAP ON INC","titleOfClass":"COM","cusip":"833034101","value":5850011,"shares":14538,"shareType":"SH","priorValue":6080786,"priorShares":16741},{"issuer":"KAZIA THERAPEUTICS LTD","titleOfClass":"SPONSORED ADS","cusip":"48669G303","value":5842609,"shares":414958,"shareType":"SH","priorValue":1059969,"priorShares":142469},{"issuer":"SALESFORCE INC","titleOfClass":"COM","cusip":"79466L302","value":5673755,"shares":36217,"shareType":"SH","priorValue":2748902,"priorShares":14726},{"issuer":"ISHARES TR","titleOfClass":"NATIONAL MUN ETF","cusip":"464288414","value":5590462,"shares":51955,"shareType":"SH","priorValue":6056813,"priorShares":57059},{"issuer":"PACCAR INC","titleOfClass":"COM","cusip":"693718108","value":5456585,"shares":45426,"shareType":"SH","priorValue":5517449,"priorShares":47770},{"issuer":"DUPONT DE NEMOURS INC","titleOfClass":"COMMON STOCK","cusip":"26614N201","value":5454627,"shares":40214,"shareType":"SH"},{"issuer":"GRIFFON CORP","titleOfClass":"COM","cusip":"398433102","value":5331674,"shares":54667,"shareType":"SH"},{"issuer":"ACCENTURE PLC IRELAND","titleOfClass":"SHS CLASS A","cusip":"G1151C101","value":5132777,"shares":41247,"shareType":"SH","priorValue":3222807,"priorShares":16253},{"issuer":"ADOBE INC","titleOfClass":"COM","cusip":"00724F101","value":5103769,"shares":24894,"shareType":"SH","priorValue":652913,"priorShares":2686},{"issuer":"ZEVRA THERAPEUTICS INC","titleOfClass":"COM NEW","cusip":"488445206","value":5002136,"shares":348824,"shareType":"SH","priorValue":3266669,"priorShares":350501},{"issuer":"SEAGATE TECHNOLOGY HLDNGS PL","titleOfClass":"ORD SHS","cusip":"G7997R103","value":4922465,"shares":5101,"shareType":"SH","priorValue":4236493,"priorShares":10814},{"issuer":"MARSH & MCLENNAN COS INC","titleOfClass":"COM","cusip":"571748102","value":4828759,"shares":28972,"shareType":"SH","priorValue":8996823,"priorShares":51870},{"issuer":"HONEYWELL INTL INC","titleOfClass":"COM","cusip":"438516205","value":4672348,"shares":20868,"shareType":"SH"},{"issuer":"HARTFORD INSURANCE GROUP INC","titleOfClass":"COM","cusip":"416515104","value":4651615,"shares":35101,"shareType":"SH","priorValue":5515291,"priorShares":40785},{"issuer":"TARGET CORP","titleOfClass":"COM","cusip":"87612E106","value":4638222,"shares":35512,"shareType":"SH","priorValue":755076,"priorShares":6230}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}