{"url":"https://nivawealth.com/firms/evt-financial-advisors-ag-155268","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/155268","regulatoryAum":498927026,"crd":"155268","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5850463","suffix":null,"lastName":"PRESTA","firstName":"DINO","middleName":null}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-03","regulatoryAum":354667369,"clients":123,"employees":5,"offices":1},{"filedOn":"2022-03-22","regulatoryAum":389028936,"clients":124,"employees":5,"offices":1},{"filedOn":"2023-06-29","regulatoryAum":327176304,"clients":120,"employees":5,"offices":1},{"filedOn":"2024-03-18","regulatoryAum":374355510,"clients":123,"employees":4,"offices":1},{"filedOn":"2025-03-24","regulatoryAum":400256293,"clients":121,"employees":4,"offices":1},{"filedOn":"2026-05-18","regulatoryAum":498927026,"clients":124,"employees":4,"offices":1}],"secFileNumber":"801-71927","legalName":"Evt Financial Advisors Ag","displayName":"EVT Financial Advisors AG","slug":"evt-financial-advisors-ag-155268","website":"https://evtfa.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2010","organization":"corporation organized in Switzerland","fiscalYearEnd":"December","headquarters":{"street":"Stockerstrasse 43","city":"Zurich","state":"","stateName":"","country":"Switzerland","postalCode":"8002"},"tradeNames":[],"registration":{"secApproved":"25 October 2010","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":4023605.0483870967,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":498927026,"discretionary":412714108,"discretionaryAccounts":102,"nonDiscretionary":86212918,"nonDiscretionaryAccounts":22,"wrapProgram":null,"nonUsClientsPct":40,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":42,"regulatoryAum":25778840},{"label":"High-net-worth individuals","clients":82,"regulatoryAum":473148186}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T09:34:21.084383+00:00","documents":[{"name":"ADV PART II BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015863","versionId":1015863,"submittedOn":"2026-03-09"}]},"custodians":[{"name":"NPB Neue Privat Bank Ag","shortName":"NPB Neue Privat Bank Ag","location":"Zurich","smaAssets":137095000},{"name":"Vontobel Securities Ag","shortName":"Vontobel Securities Ag","location":"Zurich","smaAssets":268511000}],"custodyNote":"EVT Financial Advisors AG does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Stefan Hug","title":"Chief Executive Officer","crd":"5850459"},{"name":"Georg Marti","title":"Chief Financial Officer / Managing Director","crd":"5850462"},{"name":"Dino Presta","title":"Managing Director / Chief Compliance Officer","crd":"5850463"}],"ownership":[{"label":"Stefan Hug","detail":"Chief executive officer in the 25% to 50% ownership band and a control person, since September 2010."},{"label":"Georg Marti","detail":"Chief financial officer / managing director in the 25% to 50% ownership band and a control person, since September 2010."},{"label":"Dino Presta","detail":"Managing director / chief compliance officer in the 25% to 50% ownership band and a control person, since September 2010."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"41442042050","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":61},{"label":"Investment grade corporate bonds","percent":19},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":5},{"label":"Cash and cash equivalents","percent":11},{"label":"Other","percent":4,"detail":"Physical Gold and Silver"}],"privateFunds":0},"sources":{"adv1FilingDate":"18 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/155268/PDF/155268.pdf","brochureDate":"9 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015863","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does EVT Financial Advisors AG have?","answer":"EVT Financial Advisors AG has 124 clients and manages $499 million for them, as of May 2026. They include 82 high-net-worth individuals and 42 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does EVT Financial Advisors AG offer?","answer":"EVT Financial Advisors AG provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does EVT Financial Advisors AG use?","answer":"EVT Financial Advisors AG’s separately managed account assets are held at Vontobel Securities Ag (Zurich), with $269M and NPB Neue Privat Bank Ag (Zurich), with $137M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does EVT Financial Advisors AG have?","answer":"EVT Financial Advisors AG has 1 investment adviser representative registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does EVT Financial Advisors AG invest in?","answer":"At the end of its last fiscal year, EVT Financial Advisors AG’s separately managed accounts held 61% exchange-traded equities, 19% investment grade corporate bonds, 11% cash and equivalents, 5% pooled vehicles (private funds and similar) and 4% other. The 4% other category is described as: Physical Gold and Silver.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns EVT Financial Advisors AG?","answer":"EVT Financial Advisors AG’s direct owners are Stefan Hug, Georg Marti and Dino Presta, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 18 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does EVT Financial Advisors AG get paid?","answer":"EVT Financial Advisors AG is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact EVT Financial Advisors AG?","answer":"EVT Financial Advisors AG’s main office is at Stockerstrasse 43, Zurich, Switzerland 8002. Its phone number is 41442042050. Its website is evtfa.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}