{"url":"https://nivawealth.com/firms/evermont-wealth-168581","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/168581","regulatoryAum":333921342,"crd":"168581","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5880292","suffix":null,"lastName":"PASQUA","firstName":"BRENT","middleName":"MATTHEW"},{"crd":"6245173","suffix":null,"lastName":"THEAL","firstName":"MATTHEW","middleName":"ROBERT"},{"crd":"6573201","suffix":null,"lastName":"Winterswyk","firstName":"Joshua","middleName":"Ryan"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-08","regulatoryAum":154529721,"clients":291,"employees":3,"offices":3},{"filedOn":"2022-03-30","regulatoryAum":188013672,"clients":399,"employees":3,"offices":3},{"filedOn":"2023-03-31","regulatoryAum":183715802,"clients":402,"employees":4,"offices":3},{"filedOn":"2024-03-29","regulatoryAum":225791338,"clients":419,"employees":4,"offices":3},{"filedOn":"2025-03-30","regulatoryAum":277682946,"clients":449,"employees":4,"offices":3},{"filedOn":"2026-03-13","regulatoryAum":333921342,"clients":496,"employees":4,"offices":3}],"secFileNumber":"801-118797","legalName":"Evermont Wealth, Inc.","displayName":"Evermont Wealth","slug":"evermont-wealth-168581","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"419 Yale Avenue","city":"Claremont","state":"CA","stateName":"California","country":"United States","postalCode":"91711"},"tradeNames":[],"registration":{"secApproved":"26 May 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":673228.5120967742,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":333921342,"discretionary":273048659,"discretionaryAccounts":825,"nonDiscretionary":60872683,"nonDiscretionaryAccounts":341,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":6},"clientTypes":[{"label":"Individuals (other than HNW)","clients":408,"regulatoryAum":199946876},{"label":"High-net-worth individuals","clients":88,"regulatoryAum":133974466}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018582","versionId":1018582,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-13","documentName":"FORM ADV PART 2A & 2B","fee_rate_low":0.6,"fee_rate_high":1,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Ongoing Financial Planning and Consulting","summary":"A negotiable annual flat fee based on the scope of work documented in the financial planning agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018582","versionId":1018582,"submittedOn":"2026-03-13","documentName":"FORM ADV PART 2A & 2B"},{"role":"other","program":"Written Financial Plan","summary":"One-time written plans have minimum fees of $3,500 (Under 50), $4,500 (Over 50) or $1,850 (Quick Start), or $250 an hour; fees can be negotiated outside the general range.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018582","versionId":1018582,"submittedOn":"2026-03-13","documentName":"FORM ADV PART 2A & 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:52:34.492385+00:00","documents":[{"name":"FORM ADV PART 2A & 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018582","versionId":1018582,"submittedOn":"2026-03-13"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"El Paso, TX","smaAssets":314672871}],"custodyNote":"Evermont Wealth does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Brent Pasqua","title":"President/Chief Compliance Officer","crd":"5880292"},{"name":"Matthew Theal","title":"Owner","crd":"6245173"}],"ownership":[{"label":"Brent Pasqua","detail":"President/chief compliance officer in the 75% or more ownership band and a control person, since July 2013."},{"label":"Matthew Theal","detail":"Owner in the 5% to 10% ownership band and a control person, since September 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"California","offices":3,"addresses":[{"street":"419 Yale Avenue","city":"Claremont","headquarters":true},{"street":"1 E. Redlands BLVD.","city":"Redlands"},{"street":"177 E. Colorado BLVD","city":"Pasadena"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"909-296-7977","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":12},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":81},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":2,"detail":"Annuities"}],"privateFunds":0},"sources":{"adv1FilingDate":"13 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/168581/PDF/168581.pdf","brochureDate":"13 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018582","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Evermont Wealth have?","answer":"Evermont Wealth has 496 clients and manages $334 million for them, as of March 2026. They include 408 individual clients and 88 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Evermont Wealth offer?","answer":"Evermont Wealth provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Evermont Wealth charge?","answer":"Evermont Wealth charges 0.60%–1.00% a year for its Asset Management. The fee is billed in arrears.","source":"FORM ADV PART 2A & 2B, filed 13 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Evermont Wealth use?","answer":"Evermont Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (El Paso, TX), with $315M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Evermont Wealth have?","answer":"Evermont Wealth has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Evermont Wealth invest in?","answer":"At the end of its last fiscal year, Evermont Wealth’s separately managed accounts held 81% registered funds (mutual funds, ETFs, BDCs), 12% exchange-traded equities, 4% cash and equivalents, 2% other, 1% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar). The 2% other category is described as: Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Evermont Wealth?","answer":"Evermont Wealth’s direct owners are Brent Pasqua (75% or more) and Matthew Theal (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Evermont Wealth get paid?","answer":"Evermont Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Evermont Wealth?","answer":"Evermont Wealth’s main office is at 419 Yale Avenue, Claremont, CA 91711. Its phone number is 909-296-7977.","source":"Form ADV Part 1A, Item 1.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}