{"url":"https://nivawealth.com/firms/evergreen-advisors-149861","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/149861","regulatoryAum":522799366,"crd":"149861","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5208004","suffix":null,"lastName":"O'DONNELL","firstName":"MICHAEL","middleName":"PATRICK"},{"crd":"1209703","suffix":null,"lastName":"PLACE","firstName":"JAMES","middleName":"HARRAL"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-19","regulatoryAum":305862231,"clients":417,"employees":5,"offices":1},{"filedOn":"2022-04-12","regulatoryAum":368469659,"clients":441,"employees":5,"offices":1},{"filedOn":"2023-03-28","regulatoryAum":320706812,"clients":461,"employees":5,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":397341149,"clients":476,"employees":6,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":464867986,"clients":494,"employees":6,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":522799366,"clients":494,"employees":6,"offices":1}],"secFileNumber":"801-70106","legalName":"Evergreen Advisors, LLC","displayName":"Evergreen Advisors","slug":"evergreen-advisors-149861","website":"https://evergreenadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2009","organization":"Tennessee limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1206 Pointe Centre Drive, Suite 160","city":"Chattanooga","state":"TN","stateName":"Tennessee","country":"United States","postalCode":"37421"},"tradeNames":[],"registration":{"secApproved":"1 May 2009","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":869895.2751540041,"staff":{"employees":6,"advisory":3,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":522799366,"discretionary":456276123,"discretionaryAccounts":1434,"nonDiscretionary":66523243,"nonDiscretionaryAccounts":6,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":5},"clientTypes":[{"label":"Individuals (other than HNW)","clients":357,"regulatoryAum":148056551},{"label":"High-net-worth individuals","clients":130,"regulatoryAum":275582448},{"label":"Pension and profit-sharing plans","clients":7,"regulatoryAum":97802068},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":1358299}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038368","versionId":1038368,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-31","documentName":"EVERGREEN ADVISORS, LLC FORM ADV PART 2 - 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UPDATED 3/31/2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038368","versionId":1038368,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Fransisco, CA","smaAssets":448346630}],"custodyNote":"Evergreen Advisors has custody of $120M in client assets for 164 clients.","otherCustodians":[],"leadership":[{"name":"Jayme O'Donnell","title":"Member & Chief Compliance Officer","crd":"5208145"},{"name":"Kyle R Bryant","title":"Member","crd":""},{"name":"James Place","title":"Managing Member","crd":"1209703"}],"ownership":[{"label":"Jayme O'Donnell","detail":"Member & chief compliance officer in the 50% to 75% ownership band and a control person, since October 2008."},{"label":"James Place","detail":"Managing member in the 25% to 50% ownership band and a control person, since October 2008."},{"label":"Kyle R Bryant","detail":"Member in the 5% to 10% ownership band and a control person, since March 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":1,"addresses":[{"street":"1206 Pointe Centre Drive, Suite 160","city":"Chattanooga","headquarters":true}]}],"brochureServices":["estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"423-933-1814","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Other"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":91},{"label":"Securities issued by registered investment companies or business development companies","percent":4},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/149861/PDF/149861.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038368","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Evergreen Advisors have?","answer":"Evergreen Advisors has 494 clients and manages $523 million for them, as of March 2026. They include 357 individual clients, 130 high-net-worth individuals, and 7 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Evergreen Advisors offer?","answer":"Evergreen Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Evergreen Advisors charge?","answer":"Evergreen Advisors charges 0.25%–1.00% a year for its Portfolio Management Services. The fee is billed in advance, is negotiable and has a $2,000 annual minimum.","source":"EVERGREEN ADVISORS, LLC FORM ADV PART 2 - UPDATED 3/31/2026, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Evergreen Advisors use?","answer":"Evergreen Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Fransisco, CA), with $448M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Evergreen Advisors have?","answer":"Evergreen Advisors has 2 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Evergreen Advisors invest in?","answer":"At the end of its last fiscal year, Evergreen Advisors’ separately managed accounts held 91% exchange-traded equities, 5% cash and equivalents and 4% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Evergreen Advisors?","answer":"Evergreen Advisors’ direct owners are Jayme O'Donnell (50% to 75%), James Place (25% to 50%) and Kyle R Bryant (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Evergreen Advisors get paid?","answer":"Evergreen Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Evergreen Advisors?","answer":"Evergreen Advisors’ main office is at 1206 Pointe Centre Drive, Suite 160, Chattanooga, TN 37421. Its phone number is 423-933-1814. Its website is evergreenadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/evergreen-advisors-149861/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-04","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1762294/000176229426000004/0001762294-26-000004-index.html","totalValue":468561299,"positionCount":31,"top10Share":0.9760253118984118,"top10":[{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US BRD MKT ETF","cusip":"808524102","value":182463343,"shares":6300530,"shareType":"SH","priorValue":157631813,"priorShares":6280152},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"INTL EQTY ETF","cusip":"808524805","value":68650802,"shares":2478368,"shareType":"SH","priorValue":61154746,"priorShares":2470899},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"INT-TERM 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}