{"url":"https://nivawealth.com/firms/evansbrook-327916","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/327916","regulatoryAum":225725480,"crd":"327916","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2629717","suffix":null,"lastName":"ARAIN","firstName":"OSMAN","middleName":null},{"crd":"4567538","suffix":null,"lastName":"KUSTOK","firstName":"NICOLE","middleName":"KUZNIA"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-03-20","regulatoryAum":159851249,"clients":72,"employees":2,"offices":1},{"filedOn":"2025-03-06","regulatoryAum":184586179,"clients":87,"employees":2,"offices":1},{"filedOn":"2026-03-09","regulatoryAum":225725480,"clients":110,"employees":2,"offices":1}],"secFileNumber":"801-128734","legalName":"Evansbrook LLC","displayName":"Evansbrook","slug":"evansbrook-327916","website":"https://evansbrook.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Illinois limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"19 September 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2052049.8181818181,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":225725480,"discretionary":225725480,"discretionaryAccounts":195,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":43,"regulatoryAum":7563087},{"label":"High-net-worth individuals","clients":67,"regulatoryAum":218162393}],"feePrograms":[{"role":"main","program":"Investment Advisory Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016100","versionId":1016100,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-09","documentName":"EVANSBROOK ADV 2A & 2B","fee_rate_low":0.6,"fee_rate_high":0.85,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Qualified Plan Consulting","summary":"Negotiated case by case with the plan sponsor or named fiduciary; fees can range up to 1.00% of plan assets annually, typically paid from plan funds.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016100","versionId":1016100,"submittedOn":"2026-03-09","documentName":"EVANSBROOK ADV 2A & 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:34:18.421043+00:00","documents":[{"name":"EVANSBROOK ADV 2A & 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016100","versionId":1016100,"submittedOn":"2026-03-09"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":100000000}],"custodyNote":"Evansbrook does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Osman Arain","title":"Owner & CCO","crd":"2629717"},{"name":"Nicole Kustok","title":"Owner","crd":"4567538"}],"ownership":[{"label":"Osman Arain","detail":"Owner & cco in the 50% to 75% ownership band and a control person, since August 2023."},{"label":"Nicole Kustok","detail":"Owner in the 50% to 75% ownership band and a control person, since August 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"brochureServices":["insurance","retirement plan services"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"917-406-9128","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":95},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"9 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/327916/PDF/327916.pdf","brochureDate":"9 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016100","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Evansbrook have?","answer":"Evansbrook has 110 clients and manages $226 million for them, as of March 2026. They include 67 high-net-worth individuals and 43 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Evansbrook offer?","answer":"Evansbrook provides financial planning, portfolio management for individuals and small businesses, insurance, and retirement plan services.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Evansbrook charge?","answer":"Evansbrook charges 0.60%–0.85% a year for its Investment Advisory Fees. The fee is billed in arrears and is negotiable.","source":"EVANSBROOK ADV 2A & 2B, filed 9 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Evansbrook use?","answer":"Evansbrook’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $100M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Evansbrook have?","answer":"Evansbrook has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Evansbrook invest in?","answer":"At the end of its last fiscal year, Evansbrook’s separately managed accounts held 95% exchange-traded equities and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Evansbrook?","answer":"Evansbrook’s direct owners are Osman Arain (50% to 75%) and Nicole Kustok (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 9 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Evansbrook get paid?","answer":"Evansbrook is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Evansbrook?","answer":"Its phone number is 917-406-9128. Its website is evansbrook.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}