{"url":"https://nivawealth.com/firms/eubank-hutson-and-associates-226519","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/226519","regulatoryAum":137678709,"crd":"226519","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6550328","suffix":null,"lastName":"BROCKELMAN","firstName":"JEROD","middleName":"NICHOLAS"},{"crd":"4448756","suffix":null,"lastName":"HUTSON","firstName":"KEITH","middleName":"DANIEL"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-02","regulatoryAum":128399812,"clients":236,"employees":3,"offices":1},{"filedOn":"2022-02-07","regulatoryAum":137329198,"clients":243,"employees":3,"offices":1},{"filedOn":"2023-02-07","regulatoryAum":125555874,"clients":245,"employees":3,"offices":1},{"filedOn":"2024-05-15","regulatoryAum":131415511,"clients":236,"employees":3,"offices":1},{"filedOn":"2025-01-23","regulatoryAum":138943927,"clients":238,"employees":3,"offices":1},{"filedOn":"2026-02-09","regulatoryAum":137678709,"clients":241,"employees":2,"offices":1}],"secFileNumber":"801-96245","legalName":"Eubank, Hutson & Associates, LLC","displayName":"Eubank, Hutson & Associates","slug":"eubank-hutson-and-associates-226519","website":"https://eubankhutson.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/226519/de074414295ff8c5-r1.webp","tone":"light","width":475,"height":200,"sourceUrl":"http://www.eubankhutson.com","sourceLabel":"Eubank, Hutson & Associates, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"5928 W. Parker RD., Suite 1100","city":"Plano","state":"TX","stateName":"Texas","country":"United States","postalCode":"75093"},"tradeNames":[],"registration":{"secApproved":"11 May 2015","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":571280.9502074689,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":137678709,"discretionary":137678709,"discretionaryAccounts":560,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":192,"regulatoryAum":54308823},{"label":"High-net-worth individuals","clients":49,"regulatoryAum":83369886}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007601","versionId":1007601,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-09","documentName":"EUBANK, HUTSON & ASSOCIATES, LLC DISCLOSURE BROCHURE","fee_rate_low":0.85,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Services","summary":"Financial planning and single-subject consulting are charged at an hourly fee of $250, negotiable, and are due on completion of the service.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007601","versionId":1007601,"submittedOn":"2026-02-09","documentName":"EUBANK, HUTSON & ASSOCIATES, LLC DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:12:03.970376+00:00","documents":[{"name":"EUBANK, HUTSON & ASSOCIATES, LLC DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007601","versionId":1007601,"submittedOn":"2026-02-09"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Omaha, NE","smaAssets":137678709}],"custodyNote":"Eubank, Hutson & Associates has custody of $106M for 240 clients.","otherCustodians":[],"leadership":[{"name":"Jerod Brockelman","title":"Advisor/Manager/Partner","crd":"6550328"},{"name":"Keith Hutson","title":"Managing Partner, CCO","crd":"4448756"}],"ownership":[{"label":"Keith Hutson","detail":"Managing partner, cco in the 75% or more ownership band and a control person, since April 2015."},{"label":"Jerod Brockelman","detail":"Advisor/manager/partner in the 5% to 10% ownership band, since April 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"5928 W. Parker RD., Suite 1100","city":"Plano","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"972-473-2244","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":39},{"label":"Securities issued by registered investment companies or business development companies","percent":60},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"9 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/226519/PDF/226519.pdf","brochureDate":"9 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007601","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Eubank, Hutson & Associates have?","answer":"Eubank, Hutson & Associates has 241 clients and manages $138 million for them, as of February 2026. They include 192 individual clients and 49 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Eubank, Hutson & Associates offer?","answer":"Eubank, Hutson & Associates provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Eubank, Hutson & Associates charge?","answer":"Eubank, Hutson & Associates charges 0.85%–1.50% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.","source":"EUBANK, HUTSON & ASSOCIATES, LLC DISCLOSURE BROCHURE, filed 9 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Eubank, Hutson & Associates use?","answer":"Eubank, Hutson & Associates’ separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $138M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Eubank, Hutson & Associates have?","answer":"Eubank, Hutson & Associates has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Eubank, Hutson & Associates invest in?","answer":"At the end of its last fiscal year, Eubank, Hutson & Associates’ separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 39% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Eubank, Hutson & Associates?","answer":"Eubank, Hutson & Associates’ direct owners are Keith Hutson (75% or more) and Jerod Brockelman (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 9 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Eubank, Hutson & Associates get paid?","answer":"Eubank, Hutson & Associates is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Eubank, Hutson & Associates?","answer":"Eubank, Hutson & Associates’ main office is at 5928 W. Parker RD., Suite 1100, Plano, TX 75093. Its phone number is 972-473-2244. Its website is eubankhutson.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}