{"url":"https://nivawealth.com/firms/essex-woodlands-management-158263","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/158263","regulatoryAum":2060670542,"crd":"158263","history":[{"filedOn":"2021-04-30","regulatoryAum":3216412991,"clients":21,"employees":20,"offices":4},{"filedOn":"2022-06-23","regulatoryAum":2300635070,"clients":20,"employees":19,"offices":3},{"filedOn":"2023-05-03","regulatoryAum":2083350390,"clients":20,"employees":18,"offices":3},{"filedOn":"2024-07-03","regulatoryAum":2235477805,"clients":22,"employees":17,"offices":3},{"filedOn":"2025-05-06","regulatoryAum":2048300975,"clients":19,"employees":16,"offices":3},{"filedOn":"2026-05-12","regulatoryAum":2060670542,"clients":19,"employees":13,"offices":3}],"secFileNumber":"801-73888","legalName":"Essex Woodlands Management, Inc.","displayName":"Essex Woodlands Management","slug":"essex-woodlands-management-158263","website":"https://ewhealthcare.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/ew-healthcare/","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"21 Waterway Avenue, Suite 150","city":"The Woodlands","state":"TX","stateName":"Texas","country":"United States","postalCode":"77380-3099"},"tradeNames":[],"registration":{"secApproved":"20 March 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":13,"advisory":13,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2060670542,"discretionary":2060670542,"discretionaryAccounts":19,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":19,"regulatoryAum":2060670542}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Essex Woodlands Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Martin Sutter","title":"President, Director, Secretary, Managing Director","crd":"6029921"},{"name":"Gregory Hill","title":"CCO, CFO","crd":"6464021"},{"name":"Jeff Himawan","title":"Managing Director","crd":"6029925"},{"name":"Immanuel Thangaraj","title":"Managing Director","crd":"6029911"},{"name":"Petri Vainio","title":"Treasurer, Director, Managing Director","crd":"6029923"}],"ownership":[{"label":"Immanuel Thangaraj","detail":"Managing director in the 25% to 50% ownership band and a control person, since November 2003."},{"label":"Martin Sutter","detail":"President, director, secretary, managing director in the 25% to 50% ownership band and a control person, since November 2003."},{"label":"Petri Vainio","detail":"Treasurer, director, managing director in the 25% to 50% ownership band and a control person, since November 2003."},{"label":"Jeff Himawan","detail":"Managing director in the 10% to 25% ownership band and a control person, since November 2003."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[{"city":"LONDON","country":"United Kingdom","postalCode":"SW1Y 4JH","street":"5TH FLOOR","display":{"city":"LONDON","region":null,"postalCode":"SW1Y 4JH","ruleVersion":"office-display-1"}}],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"75 Rockefeller Plaza","city":"New York"}]},{"state":"Texas","offices":1,"addresses":[{"street":"21 Waterway Avenue, Suite 150","city":"The Woodlands","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"281-364-1555","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Other"],"financialPlanningClients":null,"assetMix":[],"privateFunds":19},"sources":{"adv1FilingDate":"12 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/158263/PDF/158263.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Essex Woodlands Management have?","answer":"Essex Woodlands Management has 19 clients and manages $2.06 billion for them, as of May 2026. They include 19 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Essex Woodlands Management offer?","answer":"Essex Woodlands Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Essex Woodlands Management have?","answer":"Essex Woodlands Management has 0 investment adviser representatives registered with state securities authorities, out of 13 employees, and 13 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Essex Woodlands Management?","answer":"Essex Woodlands Management’s direct owners are Immanuel Thangaraj, Martin Sutter, Petri Vainio and Jeff Himawan, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 12 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Essex Woodlands Management get paid?","answer":"Essex Woodlands Management is paid through a percentage of assets under management, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Essex Woodlands Management?","answer":"Essex Woodlands Management’s main office is at 21 Waterway Avenue, Suite 150, The Woodlands, TX 77380-3099. Its phone number is 281-364-1555. Its website is ewhealthcare.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/essex-woodlands-management-158263/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-04","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1542339/000090883426000375/0000908834-26-000375-index.html","totalValue":254232337,"positionCount":5,"top10Share":1,"top10":[{"issuer":"BIOVENTUS INC","titleOfClass":"COM CL A","cusip":"09075A108","value":122921299,"shares":13021324,"shareType":"SH","priorValue":118884688,"priorShares":13021324},{"issuer":"MIMEDX GROUP INC","titleOfClass":"COM","cusip":"602496101","value":108551709,"shares":28195249,"shareType":"SH","priorValue":111371234,"priorShares":28195249},{"issuer":"EYEPOINT PHARMACEUTICALS INC","titleOfClass":"COM NEW","cusip":"30233G209","value":15513455,"shares":1084857,"shareType":"SH","priorValue":13983807,"priorShares":1084857},{"issuer":"TELA BIO INC","titleOfClass":"COM","cusip":"872381108","value":5786032,"shares":7714709,"shareType":"SH","priorValue":4783120,"priorShares":7714709},{"issuer":"MEDICINOVA INC","titleOfClass":"COM NEW","cusip":"58468P206","value":1459842,"shares":1105941,"shareType":"SH","priorValue":1515139,"priorShares":1105941}],"positionsListed":5,"positions":[{"issuer":"BIOVENTUS INC","titleOfClass":"COM CL A","cusip":"09075A108","value":122921299,"shares":13021324,"shareType":"SH","priorValue":118884688,"priorShares":13021324},{"issuer":"MIMEDX GROUP INC","titleOfClass":"COM","cusip":"602496101","value":108551709,"shares":28195249,"shareType":"SH","priorValue":111371234,"priorShares":28195249},{"issuer":"EYEPOINT PHARMACEUTICALS INC","titleOfClass":"COM NEW","cusip":"30233G209","value":15513455,"shares":1084857,"shareType":"SH","priorValue":13983807,"priorShares":1084857},{"issuer":"TELA BIO INC","titleOfClass":"COM","cusip":"872381108","value":5786032,"shares":7714709,"shareType":"SH","priorValue":4783120,"priorShares":7714709},{"issuer":"MEDICINOVA INC","titleOfClass":"COM NEW","cusip":"58468P206","value":1459842,"shares":1105941,"shareType":"SH","priorValue":1515139,"priorShares":1105941}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}