{"url":"https://nivawealth.com/firms/essex-108352","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108352","regulatoryAum":649327632,"crd":"108352","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6309323","suffix":null,"lastName":"CAIRNS","firstName":"BENJAMIN","middleName":"A."},{"crd":"5772144","suffix":null,"lastName":"CONNOLLY","firstName":"EDWARD","middleName":null},{"crd":"4552901","suffix":null,"lastName":"EFFERT","firstName":"NANCY","middleName":"ANN"},{"crd":"4343854","suffix":null,"lastName":"FREEDMAN","firstName":"ARTHUR","middleName":"ALLEN"},{"crd":"8320964","suffix":null,"lastName":"Hartwell","firstName":"Colin","middleName":"James"},{"crd":"2400781","suffix":null,"lastName":"HARTWELL","firstName":"JAMES","middleName":"WALTER"},{"crd":"8320836","suffix":null,"lastName":"Miller","firstName":"Erik","middleName":"Lee"},{"crd":"6438981","suffix":null,"lastName":"NOLAN","firstName":"JUSTIN","middleName":null},{"crd":"5899727","suffix":null,"lastName":"TUTELA","firstName":"ROBERT","middleName":"CAREY"}],"total":9,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-12","regulatoryAum":419824578,"clients":422,"employees":6,"offices":1},{"filedOn":"2022-07-18","regulatoryAum":439771084,"clients":405,"employees":7,"offices":1},{"filedOn":"2023-07-21","regulatoryAum":392397145,"clients":442,"employees":7,"offices":1},{"filedOn":"2024-07-24","regulatoryAum":474349933,"clients":556,"employees":10,"offices":1},{"filedOn":"2025-06-06","regulatoryAum":563083517,"clients":620,"employees":10,"offices":2},{"filedOn":"2026-01-29","regulatoryAum":649327632,"clients":608,"employees":9,"offices":3}],"acquisitions":[{"date":"2023-10-01","datePrecision":"quarter","name":"Effert Financial Solutions","crd":null,"source":"press","dealType":"acquisition","sellerAum":null,"sellerAumDate":null,"sourceUrl":"https://www.essexllc.com/team/nancy-effert/"}],"secFileNumber":"801-54274","legalName":"Essex LLC","displayName":"Essex","slug":"essex-108352","website":"https://essexllc.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/108352/b4cb4c3a25ba1533-r1.webp","tone":"light","width":655,"height":200,"sourceUrl":"https://www.essexllc.com/","sourceLabel":"Essex LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/essex-llc","founded":"1997","organization":"Illinois limited liability company","fiscalYearEnd":"December","headquarters":{"street":"21805 Field Parkway, Suite 340","city":"Deer Park","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60010"},"tradeNames":[],"registration":{"secApproved":"11 April 1997","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1053781.5381944445,"staff":{"employees":9,"advisory":7,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":649327632,"discretionary":618848303,"discretionaryAccounts":2275,"nonDiscretionary":30479329,"nonDiscretionaryAccounts":19,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":8},"clientTypes":[{"label":"Individuals (other than HNW)","clients":414,"regulatoryAum":75267166},{"label":"High-net-worth individuals","clients":162,"regulatoryAum":531711000},{"label":"Pension and profit-sharing plans","clients":31,"regulatoryAum":36989255},{"label":"Charitable organizations","clients":1,"regulatoryAum":5360211}],"feePrograms":[{"role":"main","program":"Portfolio management service","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004758","versionId":1004758,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-01-29","documentName":"ESSEX, LLC FIRM BROCHURE","fee_rate_low":1,"fee_rate_high":1.75,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consultations","summary":"Consultations are billed hourly: Partner or Principal $500-750, Senior Consultant $200-300, Consultant $150-200 and Account Supervisor $100-125, billed monthly.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004758","versionId":1004758,"submittedOn":"2026-01-29","documentName":"ESSEX, LLC FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:03:22.952676+00:00","documents":[{"name":"ESSEX, LLC FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004758","versionId":1004758,"submittedOn":"2026-01-29"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"West Lake, TX","smaAssets":639186564}],"custodyNote":"Essex has custody of $165M in client assets for 346 clients.","leadership":[{"name":"James Hartwell","title":"President/CEO - Managing Member","crd":"4346348"},{"name":"Benjamin Cairns","title":"Chief Operating Officer - Member","crd":"6309323"},{"name":"Robert Tutela","title":"Chief Compliance Officer","crd":"5899727"}],"ownership":[{"label":"James Hartwell","detail":"President/ceo - managing member in the 75% or more ownership band and a control person, since January 1991."},{"label":"Benjamin Cairns","detail":"Chief operating officer - member in the 5% to 10% ownership band, since January 2017."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"21805 Field Parkway, Suite 340","city":"Deer Park","headquarters":true}]}],"brochureServices":["estate planning","retirement plan services"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"847-777-7800","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"600","assetMix":[{"label":"Exchange-traded equity securities","percent":90},{"label":"U.S. government/agency bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":7},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"29 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108352/PDF/108352.pdf","brochureDate":"29 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004758","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Essex have?","answer":"Essex has 608 clients and manages $649 million for them, as of January 2026. They include 414 individual clients, 162 high-net-worth individuals, and 31 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Essex offer?","answer":"Essex provides financial planning, portfolio management for individuals and small businesses, estate planning, and retirement plan services.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Essex charge?","answer":"Essex charges 1.00%–1.75% a year for its Portfolio management service. The fee is billed in advance and is negotiable.","source":"ESSEX, LLC FIRM BROCHURE, filed 29 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Essex use?","answer":"Essex’s separately managed account assets are held at Charles Schwab & Co., Inc. (West Lake, TX), with $639M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Essex have?","answer":"Essex has 7 investment adviser representatives registered with state securities authorities, out of 9 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Essex invest in?","answer":"At the end of its last fiscal year, Essex’s separately managed accounts held 90% exchange-traded equities, 7% registered funds (mutual funds, ETFs, BDCs), 2% U.S. government and agency bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Essex?","answer":"Essex’s direct owners are James Hartwell (75% or more) and Benjamin Cairns (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 29 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Essex get paid?","answer":"Essex is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Essex registered with the SEC?","answer":"Yes, Essex has been registered with the SEC as an investment adviser since 11 April 1997. Its CRD number is 108352 and its SEC file number is 801-54274.","source":"Form ADV Part 1A, Item 1, filed 29 January 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Essex?","answer":"Essex’s main office is at 21805 Field Parkway, Suite 340, Deer Park, IL 60010. Its phone number is 847-777-7800. Its website is essexllc.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/essex-108352/holdings","form":"13F-HR","periodOfReport":"2026-03-31","filedOn":"2026-04-24","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1889147/000188914726000002/0001889147-26-000002-index.html","totalValue":566463715,"positionCount":175,"top10Share":0.46002185506268484,"top10":[{"issuer":"J P MORGAN EXCHANGE TRADED F","titleOfClass":"ACTIVE BOND ETF","cusip":"46654Q716","value":36043148,"shares":670321,"shareType":"SH"},{"issuer":"VANGUARD MALVERN FDS","titleOfClass":"CORE BD ETF","cusip":"922020748","value":35907142,"shares":464036,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET TEC","cusip":"81369Y803","value":34582831,"shares":260217,"shareType":"SH"},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"INT-TERM CORP","cusip":"92206C870","value":28418783,"shares":343429,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US LRG CAP ETF","cusip":"808524201","value":24068141,"shares":938695,"shareType":"SH"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"STATE STREET SPD","cusip":"78468R408","value":21431224,"shares":857935,"shareType":"SH"},{"issuer":"NEBIUS GROUP N.V.","titleOfClass":"SHS CLASS A","cusip":"N97284108","value":21313549,"shares":205412,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US MID-CAP ETF","cusip":"808524508","value":20624725,"shares":666173,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"INTL EQTY ETF","cusip":"808524805","value":19872609,"shares":802934,"shareType":"SH"},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"SHRT TRM CORP BD","cusip":"92206C409","value":18323537,"shares":231153,"shareType":"SH"}],"positionsListed":175,"positions":[{"issuer":"J P MORGAN EXCHANGE TRADED F","titleOfClass":"ACTIVE BOND ETF","cusip":"46654Q716","value":36043148,"shares":670321,"shareType":"SH"},{"issuer":"VANGUARD MALVERN FDS","titleOfClass":"CORE BD ETF","cusip":"922020748","value":35907142,"shares":464036,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET TEC","cusip":"81369Y803","value":34582831,"shares":260217,"shareType":"SH"},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"INT-TERM CORP","cusip":"92206C870","value":28418783,"shares":343429,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US LRG CAP ETF","cusip":"808524201","value":24068141,"shares":938695,"shareType":"SH"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"STATE STREET SPD","cusip":"78468R408","value":21431224,"shares":857935,"shareType":"SH"},{"issuer":"NEBIUS GROUP N.V.","titleOfClass":"SHS CLASS A","cusip":"N97284108","value":21313549,"shares":205412,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US MID-CAP ETF","cusip":"808524508","value":20624725,"shares":666173,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"INTL EQTY ETF","cusip":"808524805","value":19872609,"shares":802934,"shareType":"SH"},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"SHRT TRM CORP BD","cusip":"92206C409","value":18323537,"shares":231153,"shareType":"SH"},{"issuer":"GOLDMAN SACHS GROUP INC","titleOfClass":"COM","cusip":"38141G104","value":13105215,"shares":15491,"shareType":"SH"},{"issuer":"FIRST TR EXCH TRADED FD III","titleOfClass":"INSTL PFD SECS","cusip":"33739P855","value":12270793,"shares":645831,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US SML CAP ETF","cusip":"808524607","value":11382013,"shares":391403,"shareType":"SH"},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":9645982,"shares":32792,"shareType":"SH"},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":9564768,"shares":54844,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"U.S. TECH ETF","cusip":"464287721","value":8680828,"shares":47849,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET FIN","cusip":"81369Y605","value":8517417,"shares":172522,"shareType":"SH"},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":8336438,"shares":32848,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET IND","cusip":"81369Y704","value":7488854,"shares":46305,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET COM","cusip":"81369Y852","value":7133058,"shares":64343,"shareType":"SH"},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":7120527,"shares":24762,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET HEA","cusip":"81369Y209","value":7085696,"shares":48330,"shareType":"SH"},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":6447920,"shares":22478,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"FUNDAMENTAL EMER","cusip":"808524730","value":6173273,"shares":161351,"shareType":"SH"},{"issuer":"JOHNSON & JOHNSON","titleOfClass":"COM","cusip":"478160104","value":5817830,"shares":23801,"shareType":"SH"},{"issuer":"GE AEROSPACE","titleOfClass":"COM NEW","cusip":"369604301","value":5496550,"shares":19370,"shareType":"SH"},{"issuer":"DEERE & CO","titleOfClass":"COM","cusip":"244199105","value":5388528,"shares":9566,"shareType":"SH"},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":4849154,"shares":13100,"shareType":"SH"},{"issuer":"RTX CORPORATION","titleOfClass":"COM","cusip":"75513E101","value":4763678,"shares":24695,"shareType":"SH"},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":4258003,"shares":20445,"shareType":"SH"},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":4134113,"shares":6357,"shareType":"SH"},{"issuer":"GENERAL DYNAMICS CORP","titleOfClass":"COM","cusip":"369550108","value":3901382,"shares":11367,"shareType":"SH"},{"issuer":"GLOBAL X FDS","titleOfClass":"GLB X MLP ENRG I","cusip":"37954Y293","value":3898516,"shares":52725,"shareType":"SH"},{"issuer":"FIDELITY MERRIMACK STR TR","titleOfClass":"TOTAL BD ETF","cusip":"316188309","value":3826195,"shares":83871,"shareType":"SH"},{"issuer":"MERCK & CO INC","titleOfClass":"COM","cusip":"58933Y105","value":3204346,"shares":26639,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET ENE","cusip":"81369Y506","value":3065918,"shares":50048,"shareType":"SH"},{"issuer":"EMERSON ELEC CO","titleOfClass":"COM","cusip":"291011104","value":3042355,"shares":23221,"shareType":"SH"},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":2952770,"shares":5161,"shareType":"SH"},{"issuer":"MARSH & MCLENNAN COS INC","titleOfClass":"COM","cusip":"571748102","value":2890544,"shares":16665,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"0-5YR HI YL CP","cusip":"46434V407","value":2855879,"shares":67499,"shareType":"SH"},{"issuer":"J P MORGAN EXCHANGE TRADED F","titleOfClass":"ULTRA SHRT ETF","cusip":"46641Q837","value":2743566,"shares":54210,"shareType":"SH"},{"issuer":"GE VERNOVA INC","titleOfClass":"COM","cusip":"36828A101","value":2729579,"shares":3127,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET CON","cusip":"81369Y308","value":2712078,"shares":33082,"shareType":"SH"},{"issuer":"ELI LILLY & CO","titleOfClass":"COM","cusip":"532457108","value":2699268,"shares":2935,"shareType":"SH"},{"issuer":"LINDE PLC","titleOfClass":"SHS","cusip":"G54950103","value":2651982,"shares":5349,"shareType":"SH"},{"issuer":"EXXON MOBIL CORP","titleOfClass":"COM","cusip":"30231G102","value":2510289,"shares":14796,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US BRD MKT ETF","cusip":"808524102","value":2367068,"shares":94306,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":2360701,"shares":3614,"shareType":"SH"},{"issuer":"INTERNATIONAL BUSINESS MACHS","titleOfClass":"COM","cusip":"459200101","value":2340044,"shares":9654,"shareType":"SH"},{"issuer":"PROCTER & GAMBLE CO","titleOfClass":"COM","cusip":"742718109","value":2277170,"shares":15766,"shareType":"SH"},{"issuer":"VANGUARD STAR FDS","titleOfClass":"VG TL INTL STK F","cusip":"921909768","value":2227212,"shares":28884,"shareType":"SH"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"STATE STREET SPD","cusip":"78464A599","value":2185005,"shares":15356,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET CON","cusip":"81369Y407","value":2169011,"shares":19903,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"US HLTHCARE ETF","cusip":"464287762","value":2164858,"shares":35121,"shareType":"SH"},{"issuer":"EXELON CORP","titleOfClass":"COM","cusip":"30161N101","value":2126880,"shares":43388,"shareType":"SH"},{"issuer":"HONEYWELL INTL INC","titleOfClass":"COM","cusip":"438516106","value":2118328,"shares":9372,"shareType":"SH"},{"issuer":"SOUTHERN CO","titleOfClass":"COM","cusip":"842587107","value":2104326,"shares":21802,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"5 10YR CORP BD","cusip":"808524698","value":1976290,"shares":87138,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET MAT","cusip":"81369Y100","value":1823090,"shares":36484,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":1798603,"shares":5606,"shareType":"SH"},{"issuer":"WASTE MGMT INC DEL","titleOfClass":"COM","cusip":"94106L109","value":1778804,"shares":7741,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"1 5YR CORP BD","cusip":"808524714","value":1769593,"shares":71571,"shareType":"SH"},{"issuer":"CONSOLIDATED EDISON INC","titleOfClass":"COM","cusip":"209115104","value":1722531,"shares":15219,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"US INDUSTRIALS","cusip":"464287754","value":1687858,"shares":11440,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"U.S. FINLS ETF","cusip":"464287788","value":1659132,"shares":14101,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"U.S. UTILITS ETF","cusip":"464287697","value":1609749,"shares":13864,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"MID CAP ETF","cusip":"922908629","value":1529802,"shares":5327,"shareType":"SH"},{"issuer":"PFIZER INC","titleOfClass":"COM","cusip":"717081103","value":1506914,"shares":53665,"shareType":"SH"},{"issuer":"GLOBAL X FDS","titleOfClass":"ARTIFICIAL ETF","cusip":"37954Y632","value":1504081,"shares":32228,"shareType":"SH"},{"issuer":"VERISIGN INC","titleOfClass":"COM","cusip":"92343E102","value":1460854,"shares":5882,"shareType":"SH"},{"issuer":"BXP INC","titleOfClass":"COM","cusip":"101121101","value":1439766,"shares":27741,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET UTI","cusip":"81369Y886","value":1385895,"shares":30200,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"VALUE ETF","cusip":"922908744","value":1365828,"shares":6961,"shareType":"SH"},{"issuer":"GRANITESHARES ETF TR","titleOfClass":"2X LONG NBIS DLY","cusip":"38747R215","value":1363708,"shares":131632,"shareType":"SH"},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":1323003,"shares":3559,"shareType":"SH"},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":1321154,"shares":2757,"shareType":"SH"},{"issuer":"VANGUARD SPECIALIZED FUNDS","titleOfClass":"DIV APP ETF","cusip":"921908844","value":1276895,"shares":5937,"shareType":"SH"},{"issuer":"XENCOR INC","titleOfClass":"COM","cusip":"98401F105","value":1189852,"shares":98661,"shareType":"SH"},{"issuer":"ARISTA NETWORKS INC","titleOfClass":"COM SHS","cusip":"040413205","value":1160762,"shares":9454,"shareType":"SH"},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":1123221,"shares":3629,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"S&P MC 400VL ETF","cusip":"464287705","value":1105439,"shares":8343,"shareType":"SH"},{"issuer":"FIRST TR EXCH TRADED FD III","titleOfClass":"PFD SECS INC ETF","cusip":"33739E108","value":1011541,"shares":56988,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"SMALL CP ETF","cusip":"922908751","value":986389,"shares":3766,"shareType":"SH"},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"FTSE EMR MKT ETF","cusip":"922042858","value":960828,"shares":17777,"shareType":"SH"},{"issuer":"TRANE TECHNOLOGIES PLC","titleOfClass":"SHS","cusip":"G8994E103","value":925679,"shares":2221,"shareType":"SH"},{"issuer":"NETFLIX INC.","titleOfClass":"COM","cusip":"64110L106","value":888822,"shares":9244,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US LCAP GR ETF","cusip":"808524300","value":836874,"shares":28729,"shareType":"SH"},{"issuer":"VANGUARD INSTL INDEX FD","titleOfClass":"0-3 MO TREAS BIL","cusip":"922040845","value":823829,"shares":10890,"shareType":"SH"},{"issuer":"PAYPAL HLDGS INC","titleOfClass":"COM","cusip":"70450Y103","value":802290,"shares":17738,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"LARGE CAP ETF","cusip":"922908637","value":802113,"shares":2684,"shareType":"SH"},{"issuer":"SPDR GOLD TR","titleOfClass":"GOLD SHS","cusip":"78463V107","value":794746,"shares":1847,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"US CONSM STAPLES","cusip":"464287812","value":793930,"shares":11337,"shareType":"SH"},{"issuer":"WALMART INC","titleOfClass":"COM","cusip":"931142103","value":792936,"shares":6380,"shareType":"SH"},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":754047,"shares":757,"shareType":"SH"},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":735508,"shares":1274,"shareType":"SH"},{"issuer":"ABBVIE INC","titleOfClass":"COM","cusip":"00287Y109","value":703215,"shares":3233,"shareType":"SH"},{"issuer":"CME GROUP INC","titleOfClass":"COM","cusip":"12572Q105","value":674227,"shares":2283,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":653003,"shares":1093,"shareType":"SH"},{"issuer":"TRANSOCEAN LTD","titleOfClass":"REGISTERED SHS","cusip":"H8817H100","value":644907,"shares":97271,"shareType":"SH"},{"issuer":"BLOOM ENERGY CORP","titleOfClass":"COM CL A","cusip":"093712107","value":644255,"shares":4755,"shareType":"SH"},{"issuer":"MASTERCARD INCORPORATED","titleOfClass":"CL A","cusip":"57636Q104","value":631066,"shares":1263,"shareType":"SH"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"STATE STREET SPD","cusip":"78468R648","value":630740,"shares":10786,"shareType":"SH"},{"issuer":"KINDER MORGAN INC DEL","titleOfClass":"COM","cusip":"49456B101","value":626542,"shares":18686,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"U.S. BAS MTL ETF","cusip":"464287838","value":622581,"shares":3539,"shareType":"SH"},{"issuer":"CVS HEALTH CORP","titleOfClass":"COM","cusip":"126650100","value":616672,"shares":8586,"shareType":"SH"},{"issuer":"SCHWAB CHARLES CORP","titleOfClass":"COM","cusip":"808513105","value":598935,"shares":6373,"shareType":"SH"},{"issuer":"GLOBAL X FDS","titleOfClass":"CYBRSCURTY ETF","cusip":"37954Y384","value":594404,"shares":23672,"shareType":"SH"},{"issuer":"INTERDIGITAL INC","titleOfClass":"COM","cusip":"45867G101","value":557649,"shares":1847,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"GROWTH ETF","cusip":"922908736","value":550228,"shares":1260,"shareType":"SH"},{"issuer":"TJX COS INC NEW","titleOfClass":"COM","cusip":"872540109","value":538508,"shares":3372,"shareType":"SH"},{"issuer":"CORTEVA INC","titleOfClass":"COM","cusip":"22052L104","value":520341,"shares":6216,"shareType":"SH"},{"issuer":"CARDINAL HEALTH INC","titleOfClass":"COM","cusip":"14149Y108","value":516962,"shares":2446,"shareType":"SH"},{"issuer":"NEXTERA ENERGY INC","titleOfClass":"COM","cusip":"65339F101","value":508824,"shares":5478,"shareType":"SH"},{"issuer":"ADVANCED MICRO DEVICES INC","titleOfClass":"COM","cusip":"007903107","value":503082,"shares":2473,"shareType":"SH"},{"issuer":"VANECK ETF TRUST","titleOfClass":"FALLEN ANGEL HG","cusip":"92189F437","value":501394,"shares":17458,"shareType":"SH"},{"issuer":"CHEVRON CORPORATION","titleOfClass":"COM","cusip":"166764100","value":498884,"shares":2411,"shareType":"SH"},{"issuer":"UNION PAC CORP","titleOfClass":"COM","cusip":"907818108","value":485881,"shares":2003,"shareType":"SH"},{"issuer":"SHOPIFY INC","titleOfClass":"CL A SUB VTG SHS","cusip":"82509L107","value":484563,"shares":4085,"shareType":"SH"},{"issuer":"BLACKSTONE INC","titleOfClass":"COM","cusip":"09260D107","value":479651,"shares":4171,"shareType":"SH"},{"issuer":"PINTEREST INC","titleOfClass":"CL A","cusip":"72352L106","value":464717,"shares":25339,"shareType":"SH"},{"issuer":"SALESFORCE INC","titleOfClass":"COM","cusip":"79466L302","value":451555,"shares":2419,"shareType":"SH"},{"issuer":"PALANTIR TECHNOLOGIES INC","titleOfClass":"CL A","cusip":"69608A108","value":449080,"shares":3070,"shareType":"SH"},{"issuer":"HOWMET AEROSPACE INC","titleOfClass":"COM","cusip":"443201108","value":431421,"shares":1872,"shareType":"SH"},{"issuer":"PEPSICO INC","titleOfClass":"COM","cusip":"713448108","value":425805,"shares":2742,"shareType":"SH"},{"issuer":"BRITISH AMERN TOB PLC","titleOfClass":"SPONSORED ADR","cusip":"110448107","value":405489,"shares":6935,"shareType":"SH"},{"issuer":"PROLOGIS INC.","titleOfClass":"COM","cusip":"74340W103","value":405236,"shares":3066,"shareType":"SH"},{"issuer":"AMGEN INC","titleOfClass":"COM","cusip":"031162100","value":399873,"shares":1136,"shareType":"SH"},{"issuer":"CURTISS WRIGHT CORP","titleOfClass":"COM","cusip":"231561101","value":395050,"shares":580,"shareType":"SH"},{"issuer":"ZIM INTEGRATED SHIPPING SERV","titleOfClass":"SHS","cusip":"M9T951109","value":388847,"shares":14757,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"REAL ESTATE ETF","cusip":"922908553","value":383594,"shares":4325,"shareType":"SH"},{"issuer":"CROWDSTRIKE HLDGS INC","titleOfClass":"CL A","cusip":"22788C105","value":381040,"shares":976,"shareType":"SH"},{"issuer":"STARBUCKS CORP","titleOfClass":"COM","cusip":"855244109","value":378070,"shares":4220,"shareType":"SH"},{"issuer":"NOVARTIS AG","titleOfClass":"SPONSORED ADR","cusip":"66987V109","value":374238,"shares":2450,"shareType":"SH"},{"issuer":"VANGUARD WORLD FD","titleOfClass":"COMM SRVC ETF","cusip":"92204A884","value":362087,"shares":2013,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"DOW JONES US ETF","cusip":"464287846","value":343837,"shares":2170,"shareType":"SH"},{"issuer":"DOW HLDGS INC","titleOfClass":"COM","cusip":"260557103","value":343071,"shares":8237,"shareType":"SH"},{"issuer":"ORACLE CORP","titleOfClass":"COM","cusip":"68389X105","value":341758,"shares":2323,"shareType":"SH"},{"issuer":"QNITY ELECTRONICS INC","titleOfClass":"COMMON STOCK","cusip":"74743L100","value":335525,"shares":2908,"shareType":"SH"},{"issuer":"AIR PRODUCTS AND CHEMICALS I","titleOfClass":"COM","cusip":"009158106","value":335516,"shares":1155,"shareType":"SH"},{"issuer":"C H ROBINSON WORLDWIDE IN","titleOfClass":"COM NEW","cusip":"12541W209","value":332140,"shares":2000,"shareType":"SH"},{"issuer":"VISA INC","titleOfClass":"COM CL A","cusip":"92826C839","value":329744,"shares":1091,"shareType":"SH"},{"issuer":"SHARKNINJA INC","titleOfClass":"COM SHS","cusip":"G8068L108","value":327231,"shares":3090,"shareType":"SH"},{"issuer":"J P MORGAN EXCHANGE TRADED F","titleOfClass":"INCOME ETF","cusip":"46641Q159","value":324563,"shares":7045,"shareType":"SH"},{"issuer":"TAIWAN SEMICONDUCTOR MANUFAC","titleOfClass":"SPONSORED ADS","cusip":"874039100","value":321390,"shares":951,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"S&P SML 600 GWT","cusip":"464287887","value":315468,"shares":2180,"shareType":"SH"},{"issuer":"THERMO FISHER SCIENTIFIC INC","titleOfClass":"COM","cusip":"883556102","value":299539,"shares":609,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET REA","cusip":"81369Y860","value":292833,"shares":7172,"shareType":"SH"},{"issuer":"PHILIP MORRIS INTL INC","titleOfClass":"COM","cusip":"718172109","value":289185,"shares":1749,"shareType":"SH"},{"issuer":"HOME DEPOT INC","titleOfClass":"COM","cusip":"437076102","value":288933,"shares":879,"shareType":"SH"},{"issuer":"DUPONT DE NEMOURS INC","titleOfClass":"COM","cusip":"26614N102","value":278785,"shares":6087,"shareType":"SH"},{"issuer":"PROSHARES TR","titleOfClass":"PSHS ULTSH 20YRS","cusip":"74347B201","value":273951,"shares":7796,"shareType":"SH"},{"issuer":"ZIONS BANCORPORATION NATL AS","titleOfClass":"COM","cusip":"989701107","value":268509,"shares":4660,"shareType":"SH"},{"issuer":"VIATRIS INC","titleOfClass":"COM","cusip":"92556V106","value":267741,"shares":19818,"shareType":"SH"},{"issuer":"PROSHARES TR","titleOfClass":"S&P 500 DV ARIST","cusip":"74348A467","value":258440,"shares":2438,"shareType":"SH"},{"issuer":"FIRST TR EXCHANGE-TRADED FD","titleOfClass":"FST LOW OPPT EFT","cusip":"33739Q200","value":253085,"shares":5081,"shareType":"SH"},{"issuer":"JANUS DETROIT STR TR","titleOfClass":"HENDERSON MTG","cusip":"47103U852","value":252330,"shares":5585,"shareType":"SH"},{"issuer":"CAPITAL ONE FINL CORP","titleOfClass":"COM","cusip":"14040H105","value":250112,"shares":1371,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US LCAP VA ETF","cusip":"808524409","value":249377,"shares":8176,"shareType":"SH"},{"issuer":"OKLO INC","titleOfClass":"COM CL A","cusip":"02156V109","value":247405,"shares":4989,"shareType":"SH"},{"issuer":"HEICO CORP NEW","titleOfClass":"COM","cusip":"422806109","value":239925,"shares":875,"shareType":"SH"},{"issuer":"COLGATE PALMOLIVE CO","titleOfClass":"COM","cusip":"194162103","value":225860,"shares":2650,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"ISHARES BIOTECH","cusip":"464287556","value":224739,"shares":1331,"shareType":"SH"},{"issuer":"OBSIDIAN ENERGY LTD","titleOfClass":"COM","cusip":"674482203","value":216693,"shares":22882,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"CORE US AGGBD ET","cusip":"464287226","value":216384,"shares":2180,"shareType":"SH"},{"issuer":"CISCO SYS INC","titleOfClass":"COM","cusip":"17275R102","value":214716,"shares":2767,"shareType":"SH"},{"issuer":"VANGUARD WORLD FD","titleOfClass":"INF TECH ETF","cusip":"92204A702","value":212805,"shares":305,"shareType":"SH"},{"issuer":"PROSHARES TR","titleOfClass":"ULSH 20YRTRE NEW","cusip":"74347G887","value":207548,"shares":3083,"shareType":"SH"},{"issuer":"CHURCHILL DOWNS INC","titleOfClass":"COM","cusip":"171484108","value":203824,"shares":2269,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"ESG AWR MSCI USA","cusip":"46435G425","value":202938,"shares":1435,"shareType":"SH"},{"issuer":"PLEXUS CORP","titleOfClass":"COM","cusip":"729132100","value":202540,"shares":1000,"shareType":"SH"},{"issuer":"CITIGROUP INC","titleOfClass":"COM NEW","cusip":"172967424","value":201303,"shares":1775,"shareType":"SH"},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"FINL PFD ETF","cusip":"46137V621","value":162368,"shares":11800,"shareType":"SH"},{"issuer":"SOUNDHOUND AI INC","titleOfClass":"CLASS A COM","cusip":"836100107","value":127542,"shares":18565,"shareType":"SH"},{"issuer":"GENWORTH FINL INC","titleOfClass":"COM SHS","cusip":"37247D106","value":91756,"shares":11300,"shareType":"SH"},{"issuer":"CANTON STRATEGIC HOLDINGS IN","titleOfClass":"COM","cusip":"432705309","value":45737,"shares":13987,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}