{"url":"https://nivawealth.com/firms/equilibrium-wealth-311940","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/311940","regulatoryAum":129513186,"crd":"311940","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4547392","suffix":null,"lastName":"ELAN","firstName":"ASAPH","middleName":null},{"crd":"1175064","suffix":null,"lastName":"HERSKOVITZ","firstName":"MARK","middleName":null},{"crd":"2123541","suffix":null,"lastName":"RABINOWITZ","firstName":"DAVID","middleName":null}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-12","regulatoryAum":71392385,"clients":27,"employees":3,"offices":1},{"filedOn":"2022-06-30","regulatoryAum":92965023,"clients":31,"employees":4,"offices":2},{"filedOn":"2023-05-09","regulatoryAum":81816589,"clients":37,"employees":5,"offices":4},{"filedOn":"2024-07-02","regulatoryAum":87940580,"clients":42,"employees":5,"offices":4},{"filedOn":"2025-02-26","regulatoryAum":102907884,"clients":57,"employees":5,"offices":4},{"filedOn":"2026-07-21","regulatoryAum":129513186,"clients":68,"employees":5,"offices":4}],"secFileNumber":"801-120066","legalName":"Equilibrium Wealth LLC","displayName":"Equilibrium Wealth","slug":"equilibrium-wealth-311940","website":"https://equilibriumwealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/311940/035ef3e20741f946-r1.webp","tone":"light","width":258,"height":200,"sourceUrl":"https://equilibriumwealth.com/","sourceLabel":"Equilibrium Wealth LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/equilibrium-wealth/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"4 January 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1923796.606060606,"staff":{"employees":5,"advisory":3,"brokerDealerReps":0,"insuranceAgents":1,"promoters":1},"aum":{"regulatory":129513186,"discretionary":129513186,"discretionaryAccounts":252,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":6},"clientTypes":[{"label":"Individuals (other than HNW)","clients":36,"regulatoryAum":17596547},{"label":"High-net-worth individuals","clients":30,"regulatoryAum":109374029},{"label":"Corporations and other businesses","clients":2,"regulatoryAum":2542610}],"feePrograms":[{"role":"main","program":"Investment Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052404","versionId":1052404,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-07-21","documentName":"EQUILIBRIUM DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS","fee_rate_low":0.75,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Services","summary":"Financial planning is charged hourly at $100 to $1,000 an hour, or as a fixed engagement fee of $500 to $20,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052404","versionId":1052404,"submittedOn":"2026-07-21","documentName":"EQUILIBRIUM DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:50:03.491437+00:00","documents":[{"name":"EQUILIBRIUM DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052404","versionId":1052404,"submittedOn":"2026-07-21"}]},"custodians":[{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":114396796}],"custodyNote":"Equilibrium Wealth has custody of $3.24M in client assets for 4 clients.","otherCustodians":[],"leadership":[{"name":"David Rabinowitz","title":"Chief Executive Officer and Chief Compliance Officer","crd":"2123541"}],"ownership":[{"label":"David Rabinowitz","detail":"Chief executive officer and chief compliance officer in the 75% or more ownership band and a control person, since December 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":3},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-321-0428","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":26},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":65},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":7},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"21 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/311940/PDF/311940.pdf","brochureDate":"21 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052404","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Equilibrium Wealth have?","answer":"Equilibrium Wealth has 68 clients and manages $130 million for them, as of July 2026. They include 36 individual clients, 30 high-net-worth individuals, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Equilibrium Wealth offer?","answer":"Equilibrium Wealth provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Equilibrium Wealth charge?","answer":"Equilibrium Wealth charges 0.75%–2.00% a year for its Investment Management. The fee is billed in advance and is negotiable.","source":"EQUILIBRIUM DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS, filed 21 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Equilibrium Wealth use?","answer":"Equilibrium Wealth’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $114M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Equilibrium Wealth have?","answer":"Equilibrium Wealth has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Equilibrium Wealth invest in?","answer":"At the end of its last fiscal year, Equilibrium Wealth’s separately managed accounts held 65% registered funds (mutual funds, ETFs, BDCs), 26% exchange-traded equities, 7% pooled vehicles (private funds and similar), 2% cash and equivalents and 1% non-exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Equilibrium Wealth?","answer":"Equilibrium Wealth’s direct owner is David Rabinowitz (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Equilibrium Wealth get paid?","answer":"Equilibrium Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Equilibrium Wealth?","answer":"Its phone number is 212-321-0428. Its website is equilibriumwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}