{"url":"https://nivawealth.com/firms/entasis-asset-management-282711","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/282711","regulatoryAum":197878899,"crd":"282711","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5877693","suffix":null,"lastName":"BATCHELOR","firstName":"CHARLES","middleName":"J"},{"crd":"2763626","suffix":null,"lastName":"BATCHELOR","firstName":"K. ROBERT","middleName":"JOHN"},{"crd":"7808214","suffix":null,"lastName":"Fredricks","firstName":"Ashley","middleName":"Megan"},{"crd":"2697242","suffix":null,"lastName":"LACROIX","firstName":"DAVID","middleName":"DANIEL"},{"crd":"4519113","suffix":"MR.","lastName":"PETERS","firstName":"MICHAEL","middleName":"J."}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-31","regulatoryAum":119832928,"clients":125,"employees":4,"offices":1},{"filedOn":"2023-03-22","regulatoryAum":115238768,"clients":139,"employees":4,"offices":1},{"filedOn":"2024-03-19","regulatoryAum":136078266,"clients":160,"employees":4,"offices":1},{"filedOn":"2025-03-18","regulatoryAum":170995814,"clients":155,"employees":5,"offices":1},{"filedOn":"2026-03-26","regulatoryAum":197878899,"clients":159,"employees":5,"offices":1}],"secFileNumber":"801-121733","legalName":"Entasis Asset Management LLC","displayName":"Entasis Asset Management","slug":"entasis-asset-management-282711","website":"https://entasisam.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Wisconsin limited liability company","fiscalYearEnd":"December","headquarters":{"street":"200 S Executive DR., Suite 101","city":"Brookfield","state":"WI","stateName":"Wisconsin","country":"United States","postalCode":"53005"},"tradeNames":[],"registration":{"secApproved":"22 October 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1175773.9869281047,"staff":{"employees":5,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":197878899,"discretionary":192954038,"discretionaryAccounts":445,"nonDiscretionary":4924861,"nonDiscretionaryAccounts":52,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":106,"regulatoryAum":51673149},{"label":"High-net-worth individuals","clients":47,"regulatoryAum":128220271},{"label":"Pension and profit-sharing plans","clients":2,"fewerThan5":true,"regulatoryAum":3418196},{"label":"Corporations and other businesses","clients":4,"fewerThan5":true,"regulatoryAum":14567283}],"feePrograms":[{"role":"other","program":"EAM+ Consulting Services","summary":"CEO and personal CFO services are negotiated case by case, usually a fixed amount invoiced quarterly, with a minimum annual fee of $5,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027812","versionId":1027812,"submittedOn":"2026-03-26","documentName":"ENTASIS ASSET MANAGEMENT LLC BROCHURE"},{"role":"other","program":"Non-Discretionary Retirement Plan Advisory","summary":"Plan advisory and consulting is negotiated project by project, usually a fixed amount invoiced quarterly, with a minimum annual fee of $1,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027812","versionId":1027812,"submittedOn":"2026-03-26","documentName":"ENTASIS ASSET MANAGEMENT LLC BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T15:22:16.822465+00:00","documents":[{"name":"ENTASIS ASSET MANAGEMENT LLC BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027812","versionId":1027812,"submittedOn":"2026-03-26"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":131502086},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":62343509}],"custodyNote":"Entasis Asset Management has custody of $36.1M for 37 clients.","otherCustodians":[],"leadership":[{"name":"K. Robert Batchelor","title":"Manager/CCO","crd":"2763626"},{"name":"Charles Batchelor","title":"Manager","crd":"5877693"},{"name":"Michael Peters","title":"Manager","crd":"4519113"}],"ownership":[{"label":"K. Robert Batchelor","detail":"Manager/cco in the 25% to 50% ownership band and a control person, since January 2016."},{"label":"Charles Batchelor","detail":"Manager in the 10% to 25% ownership band and a control person, since May 2016."},{"label":"Michael Peters","detail":"Manager in the 10% to 25% ownership band and a control person, since May 2016."},{"label":"Edward P Mooney JR and Bridie Anne Mooney Living Trust U/A Dated 5/26/04","detail":"Member in the 10% to 25% ownership band, since August 2016."},{"label":"Keith W Schmidt Revocable Trust 05/15/2006","detail":"Member in the 10% to 25% ownership band, since August 2016."},{"label":"Keith Schmidt","detail":"Indirect owner: trustee of Keith W Schmidt Revocable Trust 05/15/2006, since May 2006.","parent":"Keith W Schmidt Revocable Trust 05/15/2006"},{"label":"Edward Mooney","detail":"Indirect owner: trustee of Edward P Mooney JR and Bridie Anne Mooney Living Trust U/A Dated 5/26/04, since May 2004.","parent":"Edward P Mooney JR and Bridie Anne Mooney Living Trust U/A Dated 5/26/04"},{"label":"Bridie Mooney","detail":"Indirect owner: trustee of Edward P Mooney JR and Bridie Anne Mooney Living Trust U/A Dated 5/26/04, since May 2004.","parent":"Edward P Mooney JR and Bridie Anne Mooney Living Trust U/A Dated 5/26/04"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Wisconsin","offices":1,"addresses":[{"street":"200 S Executive DR., Suite 101","city":"Brookfield","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"262-754-5299","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":15},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":73},{"label":"Cash and cash equivalents","percent":10}],"privateFunds":0},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/282711/PDF/282711.pdf","brochureDate":"26 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027812","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Entasis Asset Management have?","answer":"Entasis Asset Management has 159 clients and manages $198 million for them, as of March 2026. They include 106 individual clients, 47 high-net-worth individuals, and 4 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Entasis Asset Management offer?","answer":"Entasis Asset Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Entasis Asset Management use?","answer":"Entasis Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $132M and Fidelity Brokerage Services LLC (Smithfield, RI), with $62.3M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Entasis Asset Management have?","answer":"Entasis Asset Management has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Entasis Asset Management invest in?","answer":"At the end of its last fiscal year, Entasis Asset Management’s separately managed accounts held 73% pooled vehicles (private funds and similar), 15% exchange-traded equities, 10% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Entasis Asset Management?","answer":"Entasis Asset Management’s direct owners are K. Robert Batchelor, Charles Batchelor, Michael Peters, Edward P Mooney JR and Bridie Anne Mooney Living Trust U/A Dated 5/26/04, and Keith W Schmidt Revocable Trust 05/15/2006, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Entasis Asset Management get paid?","answer":"Entasis Asset Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Entasis Asset Management?","answer":"Entasis Asset Management’s main office is at 200 S Executive DR., Suite 101, Brookfield, WI 53005. Its phone number is 262-754-5299. Its website is entasisam.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}